Compliance Officer
il y a 4 jours
**Key Responsibilities**:
- Client acceptance and on-boarding processes
- Ensure compliance of the company with applicable regulations
- Ensure compliance of the existing policies and procedures, monitoring and interpretation of regulatory requirements, implementation and analysis of regulatory changes, drafting and/or reviewing of policies, procedures
- Manage the clients complaints
- Provide compliance advisory support to the Manco, monitoring and follow
- up on compliance findings, cooperation with internal audit, compliance reports to the Boards and Management Committee
- Oversee the activities which have been delegated to external parties (i.e. Registrar and Transfer Agents activities)
- Ensure that compliance and AML/CTF related queries and respective ad-hoc projects from various sources are dealt with and provide technical assistance to staff where required
- Completion of ad-hoc projects and dealing with a wide range of queries from various sources
- Maintain the Compliance Monitoring program and develop the Compliance monitoring plan
- Manage the relationship with the CSSF, lawyers, auditors
**Profile requirements**:
- University degree in Legal, Business or Finance
- A minimum of 4 years of working experience in compliance in the financial sector, preferably in Asset Management
- Strong understanding of regulations specifically applicable to Luxembourg management companies
- Prior experience in and solid understanding of Compliance and AML/CTF frameworks, policies and procedures applicable in asset/investment management or similar roles
- You are fluent in English, both written and verbal, French will be considered as an strong advantage
-
Tax Compliance Officer
il y a 7 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinIn order to further develop our activities and strengthen our team, we are currently looking for a “**Tax Compliance Officer**”. **Job description**: - Preparation/Review of corporate tax returns and withholding tax returns - Dealing with correspondence received from the tax authorities - Review and commenting of tax assessments - Liaising with...
-
Corporate Tax Compliance Officer
il y a 7 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Junior Tax/vat Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Compliance Officer
il y a 7 jours
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...
-
Compliance Officer
il y a 3 jours
Luxembourg, Luxembourg Austin Bright Temps pleinIntroduction :Our client, a reputable financial institution with strong international exposure, is looking to strengthen its Compliance Department with the addition of an Compliance Officer.This role is ideal for a compliance professional seeking to deepen their expertise within a dynamic banking environment known for high standards, collaboration, and...
-
Compliance Officer
il y a 2 semaines
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **Luxembourg** **Hybrid** **Monday to Friday 8:30 am to 5:30 pm As a Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of...
-
Compliance Officer
il y a 2 jours
Luxembourg Arhis People Solutions Temps pleinArhis People Solutions est votre partenaire de confiance pour tous vos besoins en ressources humaines. Avec une approche personnalisée et un engagement envers l'intégrité, nous offrons des services complets, du recrutement à la gestion des talents. POSTE COMPLIANCE OFFICER A propos de notre client Notre client recherche son futur Compliance Officer...
-
Compliance Officer
il y a 2 semaines
Luxembourg UBS Temps pleinLuxembourg - Compliance - Group Functions **Job Reference #** - 318047BR **City** - Luxembourg **Job Type** - Full Time **Your role** - UBS Asset Management (Europe) S.A. (UBS AME), part of the UBS Asset Management (AM) division, is a UCITS Management Company and AIFM domiciled in Luxembourg. The solutions provided cover a wide range of investment...
-
Compliance Officer
il y a 5 jours
Luxembourg Banque de Luxembourg Temps plein**Type de contrat**: CDI **Temps de travail**: Temps plein **Activités / Missions**: BLI - Banque de Luxembourg Investments est la société de gestion d'actifs de la Banque de Luxembourg. Elle propose des services de gestion de fonds et de portefeuilles aux clients privés et institutionnels. Depuis la signature des Principes d'Investissement Responsable...
-
Compliance Officer
il y a 2 jours
Luxembourg Fisher Investments Europe Temps pleinOverview: Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. **The Opportunity**: FIL is...
