Compliance Officer

il y a 3 jours

Luxembourg Eximius Finance Temps plein

**Key Responsibilities**:

- Client acceptance and on-boarding processes
- Ensure compliance of the company with applicable regulations
- Ensure compliance of the existing policies and procedures, monitoring and interpretation of regulatory requirements, implementation and analysis of regulatory changes, drafting and/or reviewing of policies, procedures
- Manage the clients complaints
- Provide compliance advisory support to the Manco, monitoring and follow
- up on compliance findings, cooperation with internal audit, compliance reports to the Boards and Management Committee
- Oversee the activities which have been delegated to external parties (i.e. Registrar and Transfer Agents activities)
- Ensure that compliance and AML/CTF related queries and respective ad-hoc projects from various sources are dealt with and provide technical assistance to staff where required
- Completion of ad-hoc projects and dealing with a wide range of queries from various sources
- Maintain the Compliance Monitoring program and develop the Compliance monitoring plan
- Manage the relationship with the CSSF, lawyers, auditors

**Profile requirements**:

- University degree in Legal, Business or Finance
- A minimum of 4 years of working experience in compliance in the financial sector, preferably in Asset Management
- Strong understanding of regulations specifically applicable to Luxembourg management companies
- Prior experience in and solid understanding of Compliance and AML/CTF frameworks, policies and procedures applicable in asset/investment management or similar roles
- You are fluent in English, both written and verbal, French will be considered as an strong advantage

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