Manager - Compliance

As a leading financial services and healthcare technology company based on revenue, SS&C is headquartered in Windsor, Connecticut, and has 27,000+ employees in 35 countries. Some 20,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology. Job Description SS&C Globe Op - Manager - Compliance, Luxembourg About SS&C Technologies SS&C is a global provider of investment, financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services. Job Description SS&C Financial Services A leading innovator in alternative investment technology solutions and services, SS&C is also home to the industry’s largest fund administrator: SS&C GlobeOp, helping funds of all sizes from start-ups to today's largest funds. Named "Best Administrator: Technology" in the 2020 HFM US Services Awards. We have assembled an exceptional team of fund accounting experts and equipped them with the industry’s leading technology, which SS&C built and supports. About the Role Your Responsibilities - Contribute to the design, maintenance, and execution of the Compliance Monitoring Programme (CMP), ensuring coverage of depositary, AML/CFT, and other regulatory obligations. - Perform testing and monitoring of key controls under the CMP, document findings, and follow up on remediation actions. - Ensure that the CMP remains aligned with CSSF expectations and reflects changes in UCITS, AIFMD, and AML/CFT frameworks. - Ensure compliance with Luxembourg depositary requirements under UCITS V and AIFMD as implemented by the CSSF, including oversight of cash flow monitoring, safekeeping of financial instruments, and ownership verification of other assets. - Monitor asset segregation controls and ensure reconciliations are performed in line with CSSF expectations. - Assist in implementing internal compliance policies, ensuring adherence to UCITS, AIFMD, CSSF, and AML/CFT regulations. - Contribute to identifying, analyzing, and managing compliance risks across operations. - Support the drafting, updating, and communication of compliance manuals and internal procedures. - Assist in monitoring depositary services, including cash flow supervision, safekeeping of assets, and account reconciliations. - Perform first-level controls to ensure compliance with internal standards and regulatory requirements. - Assist in preparing compliance reports for internal committees and regulatory authorities such as CSSF. - Knowledge of Luxembourg depositary frameworks under UCITS V, AIFMD, and relevant CSSF circulars and guidance. - Stay informed about local and European regulatory developments and actively promote a culture of compliance within the organization. - Provide support to the Head of Compliance in ad-hoc requests received from various stakeholders. - Demonstrated experience in developing or operating a Compliance Monitoring Programme, including planning, execution, and reporting of compliance testing. - Ability to assess the adequacy and effectiveness of controls and propose corrective measures in line with regulatory expectations. - Assist the RC in the identification and assessment of the AML/CFT and compliance risks through maintenance of a compliance monitoring program, assessing adequacy and effectiveness of controls, policies, and procedures; propose actions to address any deficiencies; ensure compliance policies and procedures are adequate Your Experience - Demonstrated experience in compliance, particularly with regulations such as UCITS, AIFMD, CSSF, and AML/CFT. - Familiarity with depositary services, including asset safekeeping, cash flow supervision, and ownership control processes. - Strong understanding of risk management principles and compliance monitoring. - Proven ability to draft and update internal policies, compliance manuals, and regulatory procedures. - Experience conducting first-level internal controls and preparing compliance reports for regulatory authorities. - Knowledge of anti-money laundering (AML) processes, including KYC, transaction monitoring, and suspicious activity reporting. - Strong analytical skills with a focus on identifying compliance risks and implementing mitigative measures. EEO Statement / Non-agency Disclosure Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services. Background Checks Unless explicitly requested or approached by SS&C Technologies, Inc.