Senior Compliance Analyst
il y a 1 semaine
**Job Description**:
In a role reporting directly to the CCO, you wil work to support a range of Luxembourg and Irish domiciled investment funds, with a core UCITS focus.
You will:
- Execute the compliance monitoring plan; maintain and update the compliance monitoring tool; undertake testing and monitoring; disseminate results as necessary
- Assist in the maintenance of the policies and procedures related to the compliance programme
- Assist in the execution of the compliance training programme for the European fund business
- Assist in the preparation of periodic CSSF reporting
- Maintain compliance and complaints related records
- Drafti compliance related reports to the Executive Committee and boards.
- Supporting the RC with AML/CFT related controls and reporting
- Participate in a variety of department or firm-wide project-based initiatives and working groups as and when needed
This is a role requiring:
- at least 5 years or more of of relevant financial services experience, ideally including supporting EU regulated investment funds (UCITs, OIECS, AIFs, collective investment funds, etc.)
- A good working knowledge of Luxembourg regulatory requirements
- Effective interpersonal skills
- Excellent English written and verbal skills
- Highly motivated with a strong work ethic and a desire to learn
- Strong sense of accountability, and collegiality
- Job Reference: 2810
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