Investment Limits Officer
il y a 3 jours
**Purpose of the Job**:
**Key Accountabilities**:
- Configure the rules according to the appropriate Law and prospectus describing the investments policy of each UCITS/UCI in an adequate system to be able to control the respect of the investment restrictions.
- On a daily basis, perform the pre
- & post-NAV controls to detect any non-compliance with the Investment policy of the funds. Keep statistics of these controls for follow up and audit purposes
- Notify the Investment Manager and any other intervening parties in case of breach or potential breach in order to get it rectified.
- In case of active breach, prepare and issue the notification to the CSSF according to the circular 02/77.
- Be able to keep oneself up to date about any modification of the law, any rules/directives/opinions applicable to UCI.
**Knowledge and Experience**:
- Strong knowledge of Luxembourg Investment Fund Legislation and depositary duties/responsibilities in particular related to AIFM and UCITS V Directives.
- Strong understanding about Fund’s key stakeholders (Central Administrations, Registrar, Management Company) and its activities.
- Previous experiences on investment compliance is an asset.
**Attributes and Qualities**:
- Strong analytical skills and risk awareness.
- Ability to draft reporting, policies and procedure.
- Good interpersonal skills to develop working relationships
- Solution oriented, rigorous and proactive.
**Technical Skills**:
- Proficient use of MS Office.
- Knowledge of investment compliance tool is an asset.
**Languages Skills**:
- Fluent in French and English is required. Additional language (e.g. German, Dutch) will be considered as an asset.
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Investment Advisor
il y a 2 semaines
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: **Quintet Private Bank **is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. We are a bank headquartered in Luxembourg, with branches in Germany, Netherlands and...
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Investment Control Specialist
il y a 4 jours
Luxembourg LHH Temps pleinOur client is a leading comprehensive life, pensions, and financial solutions provider. The company offers a broad range of tailored cross-border life insurance solutions to wealthy individuals and international companies. In this role, you will be joining a dynamic, flexible and client focused team providing technical support to internal and external...
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Senior Legal Counsel Investment and Client Solutions
il y a 6 jours
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: We offer a challenging and interesting role in a dynamic and evolving legal team within the legal function of Quintet Private Bank (Europe) S.A. (“Quintet Group”). The role involves the provision of legal advise with respect to client investment solutions and services, financial intermediary services, and ideally also Asset...
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Investment Management Oversight Officer
il y a 3 jours
Luxembourg Banque Pictet & Cie (Europe) AG, succursale de Luxembourg Temps plein**Your team** The **Pictet Group** is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700...
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Investment Controlling Officer
il y a 2 semaines
Luxembourg PICTET Temps plein**Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...
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Investment Management Oversight Officer
il y a 2 semaines
Luxembourg PICTET Temps plein**Your team**: - The **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700...
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Risk Analyst
il y a 2 semaines
Luxembourg Fyte Temps pleinWe are currently seeking to recruit a Risk Analyst to join an investment management firm to be based in Luxembourg. This individual will be responsible for the implementation of risk management policies and procedures, for automating the tracking of the risk profiles of each fund under their responsibility, and for ensuring compliance with risk...
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Settlement Services Officer
il y a 1 semaine
Luxembourg Findel Airport ING Temps pleinSecurities & Financial Markets Support Settlement Officer ING is looking for a full time equivalent Settlement Officer for the Securities & Financial Markets Support department **Job Description**: As a Settlement Officer you are responsible for handling the operational tasks in the daily Securities and Financial Markets Support activities. The Settlement...
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Compliance Officer
il y a 3 jours
Luxembourg Findel Airport ING Temps pleinCompliance Officer, ManCo (M/F) ING Solutions Investment Management (ISIM) is looking for a Compliance officer to support the current and planned developments of its activities in Luxembourg. Your working environment: ISIM is a subsidiary of ING Luxembourg. ISIM benefits from the status of a “Super ManCo” as it has the licenses to manage both UCITS and...
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Associate) Model Validation Officer
il y a 2 semaines
Luxembourg European Investment Bank Temps plein**This position is based at our Luxembourg headquarters and requires regular office presence.**The EIB offers you the opportunity to live and work in a truly international and multi-cultural environment. We also offer relocation support.**The **EIB**, the European Union's bank, is seeking to recruit for its Group Risk & Compliance Directorate (GR&C), EIB...