Head C&orc Asset Management Europe, Luxembourg and Branch Oversight

Luxembourg
- Compliance
- Group Functions

**Job Reference #**
- 322130BR

**City**
- Luxembourg

**Job Type**
- Full Time

**Your role**
- Do you enjoy supporting business colleagues to ensure compliance? Are you confident when it comes to speaking up for what is right and challenging at all levels?

In order to strengthen our Compliance team in Luxembourg, we are looking for a Head C&ORC UBS Asset Management Europe, Luxembourg and branch oversight. In this role, you will be reporting to the Head of Compliance & ORC EMEA and be responsible for:

- Oversight of the UBS AMEU branches and the UBS European Asset Management Client Coverage business.
- Monitoring, identification and control of non-financial risks related to the Asset Management business in EMEA and the relevant branch activities.
- Oversight of the framework for delivery of regulatory changes, compliance frameworks and policies and respective training programs.
- Managing the regulatory relationship with key national and foreign stakeholders.
- Advising the Asset Management business on launch of new products/product development.
- Representing Compliance & Operational Risk Control in key European senior management for and with business stakeholders.
- Managing a diverse team located across Europe and aligned to the various branch activities of the UBS Asset Management business in Europe.

**Your team**
- UBS is a client-driven global financial service firm and one of the world's leading wealth managers. UBS in Luxembourg offers the full range of investment services and products with dedicated client advisors and sophisticated product specialists and is one of the largest custodian banks and fund administrators in Luxembourg.

UBS Asset Management Europe S.A. (UBS AMEU), part of the UBS Asset Management division (AM), is a UCITS and AIFs management company domiciled in Luxembourg with branches operating across the European Union. The solutions provided cover a wide range of investment strategies (from plain vanilla to highly sophisticated structures) and fund legal forms for UBS and external funds.

**Your expertise**
- You are highly committed and ideally possess the following skills:

- University Degree
- Experience of minimum 10-15 years in either compliance or risk control areas within the asset management industry
- Strong understanding of the European regulatory framework particularly MIFID II and respective Asset Management regulation.
- You furthermore enjoy working in a dynamic team, you possess excellent communication, team-building and organizational skills, and you are flexible for both daily business requirements and with respect to more complex tasks and projects.
- You are fluent in both written and spoken English and French.

**About us**
- UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

**Join us**
- At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

**Disclaimer / Policy statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.