Compliance Associate Director
il y a 5 jours
Posted by
- Paul Brandard- Financial & Legal Headhunter - Eximius Group Luxembourg I'm working for an International Asset Management Company with a small office in located in Luxembourg city. In contact with the Head of MCR Compliance, I'm actively looking for a Compliance Associate Director to reinforce the team. The Compliance Function team consists of 16 employees, based out of London, New York, Luxembourg, Paris and Warsaw. This role will be part of the global Marketing and Client Relation (“MCR”) Compliance team, reporting to the Head of MCR Compliance.
**The responsibilities of this role include, but are not limited to**:
- Acting as the day-to-day compliance advisor to the global MCR teams;
- Overseeing ICG EU branches activities;
- Assisting the Head of MCR Compliance in the development, maintenance and update of internal guidance, policies and procedures;
- Delivering regulatory assessments and guidance for new product initiatives;
- Supporting ICG’s Private Wealth distribution activities, including reviewing distribution agreements;
- Reviewing marketing materials across all ICG investment strategies for compliance with applicable regulatory requirements;
- Providing ESG regulatory guidance to the business where required;
- Working closely with the business and global Compliance and Legal functions to implement relevant regulatory changes;
- Deputising for the Head of MCR Compliance and assist with other day-to-day compliance matters as needed.
**Profile expectations**:
- Extensive experience minimum 6 years at an investment firm, law firm or consultancy, with relevant regulatory experience in marketing, distribution and product governance;
- Strong understanding of AIFMD, MiFID and CBDF is required. Experience with the SEC Marketing Rules an advantage;
- Knowledge of the global ESG regulatory landscape desirable;
- Strong attention to detail and analytical skills;
- Ability to work autonomously and to manage priorities;
- Ability to communicate and draft clearly, confidently and effectively;
- Substantial initiative, intellectual curiosity and drive.
Job ID 1001942
- ABOUT COMPANY
- Eximius Group
- London, United Kingdom
HR & Recruitment
Eximius Group helps business in the financial services, legal, technology, business support and energy sectors attract the best talent. Eximius Finan...
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