Compliance Associate Director
il y a 2 jours
**The responsibilities of this role include, but are not limited to**:
- Acting as the day-to-day compliance advisor to the global MCR teams;
- Overseeing ICG EU branches activities;
- Assisting the Head of MCR Compliance in the development, maintenance and update of internal guidance, policies and procedures;
- Delivering regulatory assessments and guidance for new product initiatives;
- Supporting ICG’s Private Wealth distribution activities, including reviewing distribution agreements;
- Reviewing marketing materials across all ICG investment strategies for compliance with applicable regulatory requirements;
- Providing ESG regulatory guidance to the business where required;
- Working closely with the business and global Compliance and Legal functions to implement relevant regulatory changes;
- Deputising for the Head of MCR Compliance and assist with other day-to-day compliance matters as needed.
**Profile expectations**:
- Extensive experience minimum 6 years at an investment firm, law firm or consultancy, with relevant regulatory experience in marketing, distribution and product governance;
- Strong understanding of AIFMD, MiFID and CBDF is required. Experience with the SEC Marketing Rules an advantage;
- Knowledge of the global ESG regulatory landscape desirable;
- Strong attention to detail and analytical skills;
- Ability to work autonomously and to manage priorities;
- Ability to communicate and draft clearly, confidently and effectively;
- Substantial initiative, intellectual curiosity and drive.
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