Senior Regulatory Compliance Manager

il y a 2 jours


Luxembourg XB Consultants Temps plein

**Reference**

**Region**
- Luxembourg

**Type**
- Permanent

**Salary**
- €100,000 - 119,999

**Contact Consultant**:
**Consultant**

Jonathan Barham**Location: Luxembourg City**

Our client is a highly respected European Real Estate investment platform with a growing operation in Luxembourg. This newly created role is a great chance to join before the next growth phase and deployment of fresh capital through their Luxembourg structures.

If you are looking to focus mainly on regulatory compliance, learn more about regulatory risk/risk management and are interested in becoming a Conducting Officer in the future, this is the opportunity for you

**Main duties and responsibilities**:

- Implement and maintain the compliance framework of the AIFM in accordance with regulation and ensure processes, systems and controls are in place to comply with CSSF requirements
- Undertaking ongoing compliance monitoring on the basis of a risk-based compliance monitoring programme
- Undertaking compliance risk assessments
- Supporting the Conducting Officer - Compliance in leading the compliance agenda
- Assessing the appropriateness of internal policies, procedures and guidelines;
- Drafting policies and best practice procedures
- Being part on the onboarding process of the new client
- Preparing comprehensive reports to the Conducting Officer responsible for compliance and the Board
- Providing advice and assisting the staff of the AIFM on the regulatory implications of actual and new regulations and changes to the business;
- Leading on regulatory reporting including annual reporting in accordance with CSSF Circular 18/698
- Raising staff’s awareness to comply with AIFM rules and regulations;
- Perform legal watch to ensure the Company’s compliance
- Making recommendations for improvements regarding the manner in which compliance is achieved

**Requirements**:

- University degree and LLM will be considered as an asset;
- Minimum 5 years of experience in regulatory compliance, focused on alternative investments
- Knowledge of the AIFMD and CSSF Circulars related to compliance;
- Knowledge of MIFID an advantage
- Working knowledge of real estate investment management is an advantage
- Strong interpersonal skills;
- Excellent verbal and written skills in English
- Excellent computer skills (Excel, Word, and PowerPoint) preferred
- Ability to work independently and as part of a team.

**Offer**:

- Competitive salary depending on experience (up to 110,000 EUR)
- Discretionary bonus - (up to 30%)
- Pension plan
- Health insurance
- Flexible working/working from home - 3 days per week for Lux residents
- Lunch vouchers
- Central location in Luxembourg City
- Extra training and development
- Social clubs/team events
- Excellent working environment

**Interested?**
- If you are interested in this job opportunity, please do not hesitate to send us your resume in English.



  • Luxembourg, Luxembourg Norman Alex Temps plein

    For a client, a prominent private bank in Luxembourg is seeking a Senior Regulatory Compliance Officer to reinforce a small team and enhance its regulatory compliance framework (non-AML). This role offers an opportunity to contribute to the development and maintenance of the bank's compliance policies, manage controls and test frameworks, and ensure...


  • Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...


  • Luxembourg, Luxembourg Mangopay Temps plein

    Mangopay is a wallet-based payment infrastructure built specifically for organisations with complex, multi-party fund flows. A pioneer in multi-party payments.Our solution optimises fund flows on behalf of the organisations we work with using wallets as programmable, composable building blocks.Mangopay's regulated platform collects payments, secures...

  • Regulatory Risk

    il y a 1 semaine


    Luxembourg Careers at Tide Temps plein

    **ABOUT TIDE**: At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting. Launched in 2017, Tide is now used by over **1 million small businesses**...

  • Regulatory, Intern

    il y a 2 semaines


    Luxembourg Arendt Regulatory & Consulting Temps plein

    Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple...


  • Luxembourg Satispay Temps plein

    **Our Company** Satispay is an Italian Scale-up operating in the mobile payment industry. Having created a payment system independent from debit and credit cards, Satispay allows users to pay stores or friends from their smartphone. Our offices are in Milan, Luxembourg City and Berlin. More than just an App, Satispay is a Company, a group of creative,...


  • Luxembourg Partnrs Risk & Regulatory Temps plein

    **Join our growing team !** Are you looking for a new professional adventure? At PARTNRS, we are a young, dynamic and fast-growing company, working with prestigious clients in the Luxembourg financial marketplace. We are currently looking for a **Senior Audit & Compliance Consultant** to consolidate our team: your experience and expertise in the field will...


  • Luxembourg Satispay Temps plein

    **About Satispay** At Satispay, we're not just reimagining payments; we're pioneering a movement toward simplicity and accessibility. Picture yourself at the forefront of innovation, leading the way in revolutionizing payments - and beyond! - across Europe, alongside a vibrant community of like-minded individuals driven by a shared vision: simplifying...


  • Luxembourg KPMG Temps plein

    **Find your purpose at KPMG Luxembourg** We see a world of opportunity. From uncovering ways to digitalize, to enabling new sectors to take off, to building sustainability and resilience into economies, we know insights reveal new opportunities for all. We are diverse and dedicated problem solvers, part of the worldwide network of high-quality audit, tax and...


  • Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: Our client is a global investment banking and diversified financial services group. They have over 10000 employees globally with further plans for expansion. **THE RESPONSIBILITIES**: - Provide compliance support to Asset Management teams across EMEA including relevant branches and assist with regulatory issues relating to fund origination...