Vp Compliance

il y a 5 jours


Luxembourg XB Consultants Temps plein

**Reference**

**Region**
- Luxembourg

**Type**
- Permanent

**Salary**
- €100,000 - 119,999

**Contact Consultant**:
**Consultant**

J CarneOur client is a market-leading US Investment Firm with over €100 Billion AUM. They are experiencing year-on-year growth and have already established a stable team of 20+ staff in Luxembourg.

As they expand they are now looking to hire a new VP of Compliance to join the team

**Responsibilities**:

- Work with different information stakeholders of the AIFM, the Group and service suppliers to

obtain data necessary for the performance of Compliance related tasks;
- Monitoring and review of AML/CFT working papers and quarterly reports;
- Regular tracking, monitoring and review of internal and external regulatory ad-hoc requested

compliance documentation/reports;
- Review and monitoring of reports to be performed towards the CSSF or AED in relation to

AML/CFT or any other report in the scope of the Compliance function;
- Tracking up-coming new regulations and assisting transfer into new policies and new

procedures;
- Assistance in the review of existing policies and procedures;
- Maintenance of the Compliance support tool;
- Ensuring Internal Compliance reporting to comply with Audit and CSSF requirements;
- Assistance in the set-up of new AIFs, if needed;
- Assistance in the annual training on AML/CFT of the AIFM staff and AIFs board of managers;
- Assistance in the review of potential escalation cases by the Administrator or the Depositary

that would require a formal Compliance review;
- Participation in potential upcoming compliance projects;
- Perform a variety of other functions/ad-hoc projects as assigned by the Conducting Officer to

aid in the department’s/company’s achievement of goals and business objectives.
- Promote the highest ethical standards required of staff and ensure staff meet the group’s compliance requirements and the relevant regulatory rules in Luxembourg.
- Implement and enforce Group Compliance strategy in Luxembourg

**Requirements**:

- Experience in a Management Company/Financial Service Firm within the Alternative Investment Field
- 5+ years of experience


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