Head of Compliance

il y a 2 semaines


Luxembourg Luxembourg Stock Exchange Temps plein

Description
platform dedicated to sustainable finance.

By joining LuxSE, you will become part of an independent stock exchange that has shaped international capital markets over the past 60 years and pioneered the rise of sustainable finance.

The Luxembourg Stock Exchange is looking for a:
**Head of Compliance**

Permanent contract (F/M)

We are looking for our new Head of Compliance, reporting directly to the CEO and leading a dedicated team of professionals to ensure regulatory excellence and integrity in our operations.

**Responsibilities**
- Organize recurrent controls on existing members and issuers (perform RC controls)
- Continuous regulatory watch of all compliance related EU regulations
- Supervise the implementation of Compliance Monitoring Plan
- Identify potential or actual Compliance risks and propose realistic mitigation or corrective solutions
- Monitor all measures taken to mitigate identified Compliance risks, if any, and report accordingly to the Stock Exchange's Executive Committee and Audit and Compliance Committee, and regulatory authorities, as appropriate
- Resolve any queries raised by internal or external Audit in their reports
- Contribute to the approval process for new products and/or services with regard to the process of approving new products and/or services for Compliance-related aspects when the Exchange wishes to launch a new type of activity, product or customer segment
- Act as an advisor on Compliance issues within the Exchange
- Assist the Management Committee in deploying measures to comply with applicable laws, regulations and standards and on the basis of an up-to-date register of standards
- Cooperate effectively with the relevant authorities (e.g. CSSF, Ministry of Finance Finance and CRF) for regular AML/CFT reporting, possible sanctions or ad hoc requests from a regulator
- Ensure that the Exchange's various business lines have rules for carrying out their day-to-day activities, and that these are appropriately reflected in the procedures and internal controls for the areas that fall within the Compliance function

**Key requirements**
- Higher academic training in a relevant field of expertise
- At least 5 to 10 years of experience in a similar role in the financial sector
- In depth knowledge of the banking regulatory environment (Ability to analyse and constructively comment draft legislation)
- Ability to foresee potential and identify actual issues across departments, investigate to find out relevant facts, and suggest feasible solutions
- Capacity to envisage the required digitalisation and automation; define the required information output to meet internal, external and regulatory reports in all forms
- Capacity to lead a department, coaching and guiding its members
- Ability to understands and anticipates implications of regulations and strategies across departments and can transpose important evolutions
- Ability to interact with all departments, contacts at different levels, external market relevant interactions and main contact for national and international authorities
- Excellent written and oral communication skills in English and French, any other language is an asset

**Application**

Luxembourg Stock Exchange is an employer for whom diversity and inclusion are important. We therefore encourage you to apply, regardless of your gender, ethnicity, sexual orientation, age, religion or disability. At a later stage of the recruitment process, we may ask for a recent copy of your criminal record (N°3).

Languages English French Education Bachelor Experience 5+ years


  • Head of Compliance

    il y a 5 jours


    Luxembourg BCT Resourcing Temps plein

    Opportunité Head of Compliance Une entreprise internationale d'Assurance, en rapide expansion recherche un Head of Compliance pour être le Key Function Holder de la structure. Le profil recherché: - 15+ années d'expérience, ou 5 années d'expérience dans un rôle similaire - Expérience réussite dans les secteurs de l'Assurance et/ou Réassurance -...

  • Head of Compliance

    il y a 7 heures


    Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: We are working with a regular client of ours in their search for a Head of Compliance. The client are an international financial service provider, this role is working within the super management company arm of the firm. **THE RESPONSIBILITIES**: - Managing Compliance related risks such as analysis of new initiatives from the firm. -...

  • Head of Compliance

    il y a 1 jour


    Luxembourg Dexter International Temps plein

    On behalf of our client, a successful asset manager, we are looking for a “Head of Compliance (M/F/d)” for their office in Luxembourg. **Your responsibilities**: - Acting as main contact for the CSSF regarding Compliance matters and take the role as RC - Implementing regulatory and internal group requirements as well as monitoring legal and regulatory...

  • Head of Compliance

    il y a 5 jours


    Luxembourg LGL Corporate Services (Luxembourg) S.A. Temps plein

    Head of Compliance, Luxembourg Division: Compliance Reporting to: Board of Directors of Altum Luxembourg S.A - Responsibilities: _ - Act as RC for Altum Luxembourg S.A.; - Review, update, implement and manage the AML-CFT/Compliance plan and policies; - Undertaking on-going compliance monitoring on the basis of a risk-based Compliance Monitoring Programme; -...

  • Head of Compliance

    il y a 2 semaines


    Luxembourg Human Innovation Partners Temps plein

    HI Partners is currently seeking a Head of Compliance to join a reputable financial structure in Luxembourg. As the Head of Compliance, your primary responsibility will be to ensure that the company operates in full compliance with all relevant laws, regulations, and industry best practices. You will be responsible for developing and implementing compliance...


  • Luxembourg GoToFreedom Temps plein

    Nous représentons une banque spécialisée dans la gestion de fortune et non cotée. Suite à une mobilité interne, notre client est aujourd’hui à la recherche d’un « Head of Regulatory Compliance » qui rejoindra un département d’une quinzaine de personnes. **Votre rôle**: Travaillant main dans la main avec le CCO Europe, vous apporterez votre...

  • Head of Compliance

    il y a 7 heures


    Luxembourg Abiomis Temps plein

    **Head of Compliance - Human-Sized PSF, CSSF-Regulated Clients We are happy to assist this human sized entity of **30 employees**, having **grown naturally** on the Luxembourgish market, in their search of a new Head of Compliance. Created over 10 years ago, this structure has wanted to aim on a quality-oriented service in terms of accounting, tax and...

  • Head of Risk

    il y a 2 semaines


    Luxembourg Austin Bright Temps plein

    Our client is a **globally minded law firm** headquartered in Luxembourg, strategically positioned to serve an international clientele. Renowned for its excellence in legal and advisory solutions, the firm is at the forefront of innovation and regulatory expertise, guiding clients through complex legal and compliance challenges. This **Head of...


  • Luxembourg Findel Airport Quintet Private Bank Temps plein

    **Purpose of the Job**: Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalized service based on a deep understanding of our clients’ requirements. We are small enough to be agile and responsive to client needs, but large enough (around 2,000...

  • Head of Compliance F/m

    il y a 6 jours


    Luxembourg Morgan Philips Executive Search Temps plein

    My client is currently seeking a dynamic and experienced individual to join their team as the Head of Compliance F/M at their Super Management Company (ManCo) ( UCITS + AIFs Funds). **Role & Responsibilities**: Develop, implement, and oversee compliance policies, procedures, and controls to ensure adherence to regulatory requirements and industry best...

  • Head of Compliance

    il y a 1 jour


    Luxembourg Abiomis Temps plein

    Permanent Luxembourg 110000€/year AK133 We are happy to assist this human sized entity of 30 employees, having grown naturally on the Luxembourgish market, in their search of a new Head of Compliance. Created over 10 years ago, this structure has wanted to aim on a quality-oriented service in terms of accounting, tax and domiciliation more than quantity....

  • Head of Compliance

    il y a 6 jours


    Luxembourg Austin Bright Temps plein

    **Introduction**: We are looking for a Head of Compliance for our client, a **service provider**, specialized in Funds, corporate and family office. They have located in Luxembourg for 25 years. The priority of them is your **well-being**. You could work in a modern and **beautiful office**, **work from home**, have city trips or a **sport trainer**. You...

  • Head of Compliance

    il y a 6 jours


    Luxembourg Austin Bright Temps plein

    We are looking for a Head of Compliance for our client, a **service provider**, specialized in Funds, corporate and family office. They have located in Luxembourg for 25 years. The priority of them is your **well-being**. You could work in a modern and **beautiful office**, **work from home**, have city trips or a **sport trainer**. You will have a good...

  • Head of Compliance

    il y a 1 semaine


    Luxembourg Austin Bright Temps plein

    With over 30 years of history and a boutique-sized team of fewer than 200 professionals, this firm combines global expertise with a close-knit and dynamic work environment. Located in a prestigious and state-of-the-art office, the firm offers a wealth of amenities, including a restaurant, fitness center, library, relaxation areas, and concierge services....

  • Head of Occupational Health

    il y a 2 semaines


    Luxembourg Luxembourg Institute of Health Temps plein

    The Luxembourg Institute of Health (LIH) is a leading biomedical research organization dedicated to improving health outcomes through cutting-edge scientific research. To support its mission, LIH is seeking a skilled **Head of Occupational Health & Safety** who will play a key role in maintaining a safe, healthy, and compliant work environment. This is a...

  • Head of Market Integrity

    il y a 2 semaines


    Luxembourg BNP Paribas Temps plein

    HEAD OF MARKET INTEGRITY (M/F) (NUMÉRO DE L'EMPLOI : BGL002650) **Head of Market Integrity (M/F)** **CDI** **Your Mission**: BGL BNP Paribas Compliance ECPM (Ethique Commerciale, Professionnelle & Marchés) is currently looking for a Head of Market Integrity to join the team and to take the responsibility of the Compliance Market Integrity team. **Your...

  • Head of Market Integrity

    il y a 2 semaines


    Luxembourg BNP Paribas Temps plein

    HEAD OF MARKET INTEGRITY (M/F) (JOB NUMBER: BGL002650) **Head of Market Integrity (M/F)** **CDI** **Your Mission**: BGL BNP Paribas Compliance ECPM (Ethique Commerciale, Professionnelle & Marchés) is currently looking for a Head of Market Integrity to join the team and to take the responsibility the Compliance Market Integrity team. **Your...

  • Head of Transfer Agency

    il y a 7 jours


    Luxembourg Redbridge Recruitment Temps plein

    Job Title: Head of Transfer Agency - Reference: head of transfer agency - Town/City: Luxembourg - Contract Type: Permanent For an independent and human-sized fund administrator, Redbridge recruitment are looking for a Head of Transfer Agency. The purpose of the role is to build up and run the Transfer agency unit. **Key responsibilities**: - Assist with...

  • Head of Finance

    il y a 2 semaines


    Luxembourg Manhattan Group Temps plein

    **Opportunity: Head of Finance** Our prestigious client is seeking a dynamic and experienced Head of Finance to join and lead all finance and accounting purposes for the property, including hotel rooms and apartments. **Considering Assistant Financial Controllers or Assistant Finance Managers for the role.** **Key Responsibilities**: Lead a dedicated and...


  • Luxembourg JPMorgan Chase & Co Temps plein

    **JOB DESCRIPTION** The Head of Compliance role is responsible for compliance oversight of all the Lines of Business (LOBs) operated by the branch in-country. J.P. Morgan SE (JPMSE) Luxembourg Branch is a material branch forming part of one of the largest banking groups in Europe. There are four LOBs booked in Luxembourg, namely Securities Services (largest...