Senior Compliance Officer
il y a 7 jours
(Senior) Compliance Officer Luxembourg city center
Our client is a mid-size private bank in Luxembourg that has been steadily growing globally. Thanks to their strong banking expertise, their Fund Services has been working with alternative investment managers for more than 25 years. Their expertise encompasses the full range of administration requirements of the funds industry, including investor relations; transaction support; regulatory aspects; corporate governance and complex financial reporting.
With 40 offices worldwide and activity in about 30 different countries, this Swiss-based private bank managed to keep a hands-on environment and is a fertile environment for horizontal growth on a short/mid term basis as well as possible vertical progression long-term.
Located in a quiet street of Luxembourg city center, the role is a nice mix between problem solving on quite technical matters for the department and supervising responsibilities.
As a Compliance Officer, unit you will report to the head of the department and, indirectly, to the Bank Chief Compliance officer, and assist in performing all relevant regulatory controls on the Bank's clients and/or investors.
**You will in particular**:
Perform KYC/AML controls at client on boarding and at periodic/event driven review stage according to specific intervals (varying according to the client/investor risk classification);
Escalate suspicious transactions or activities to the Head of the department;
Manage Compliance blockings on uncompliant accounts;
Perform analysis of payment filtering and sanctions alerts;
Execute e-file requests;
Closely cooperate with the Client Relationship Officers (CROs) and with the 1st Line of Defence;
Perform transaction monitoring;
Assist the Head of FCC/AML in any FCC regulatory change or ad hoc project.
**Your profile**:
Good knowledge of Private Bank client types, as well as of Funds business (with particular focus on Depositary Bank/Transfer agent roles and responsibilities);
At least 6 years experience in a similar Compliance role;
Excellent knowledge of Luxembourg KYC/AML regulatory requirements
Fluent in English and French;
Good knowledge of Microsoft Office;
Excellent verbal and written communication skills to communicate with stakeholders and more junior team members.
NonStop Finance is a specialised division of NonStop Consulting, a recruitment agency covering fields such as: Compliance, Risk Management, Corporate and Legal Matters, IT - Transformation, Audit, Accounting for financial services and in the banking industry. If that sounds like your area of expertise, we would be glad to hear from you.
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