Senior Compliance Officer

il y a 4 jours

Luxembourg CSC (Corporation Service Company) Temps plein

As a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations or internal rules and standards. The Compliance Officer will promote efficient and sound business processes and practices, risk-informed decision-making, effective risk mitigation measures, accountability, and compliance with laws & regulations applicable to a Professional of the Financial Sector (PSF).

The main objective of the Senior Compliance Officer is to prevent, by all reasonable means, the occurrence of compliance risks (risks of legal or regulatory sanction, financial loss or damage to the reputation of ITL Luxembourg) that the Company may suffer as a result of its failure - or failure of one of its employees - to comply with applicable laws and regulations or internal rules and standards)

Compliance aims at stimulating, monitoring and controlling the observation of laws, regulations, internal rules - including the Intertrust Principles of Business Conduct - and ethical standards that are relevant to the integrity and, hence, to the reputation of Intertrust.

**Some of the things that you will be doing**:

- Analyze and assess onboarding documents prepared for the local acceptance committee and identification of key risks;
- Draft/ write compliance advice for, and notes/minutes of, local client acceptance committee meetings;
- Participate in team meetings (sharing experience, knowledge, addressing critical matters and suggesting improvements);
- Keep up to date with new regulations, laws, Circulars, and newsletters, proactively share these updates;
- Draft the quarterly compliance report for the Group, Chief & Risk Compliance Officer and the local management;
- Provide guidance to the Compliance officers and Junior Compliance officers;
- Share of new practices and developments in the compliance field, promotion of compliance culture and awareness across Intertrust;
- Provide training to new joiners: teach and contribute to trainings and/or update on training materials.
- Data management. KPI reporting to local management

**What technical skills, professional experience, and qualifications do you need **?
- University degree in business, economics, or finance
- 3-5 years of professional experience in compliance functions
- Solid understanding of the fiduciary offered in the funds and domiciliation industry
- Demonstrated effective communication skills
- Good time management and ability to work under pressure
- Must be committed and driven to achieving excellence
- Strong personality to challenge anyone about any action in an appropriate and balanced manner
- Team-player with hands on and proactive approach to creative solutions

LI-AM1

  • Vat Compliance Officer

    il y a 2 semaines

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...

  • Compliance Senior Officer

    il y a 1 semaine

    Luxembourg Alter Domus Temps plein

    For our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Senior Compliance Officer

    il y a 6 jours

    Luxembourg Axis Temps plein

    Reporting to the Compliance team, the Senior Compliance Officer will report to and support the Chief Compliance Officer in the development and maintenance of a strong compliance framework within our group's life and non-life insurance entities in Luxembourg. Within the Finance Department, your main... **Description** Reporting to the Compliance team, the...

  • Compliance Officer

    il y a 6 jours

    Luxembourg Axis Temps plein

    Rattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos... **Description** Rattaché à l'équipe...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Axis Temps plein

    As part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Le Grand & Associates Temps plein

    A leading fintech company operating in the digital assets and electronic money sector, fully regulated in Luxembourg and across Europe. The firm is committed to upholding the highest standards of compliance and risk management, ensuring adherence to EU financial regulations, AML directives, and data protection requirements.As a Senior Compliance Officer, you...

  • Senior Compliance Officer

    il y a 5 jours

    Luxembourg Axis Temps plein

    De Senior Compliance Officer rapporteert aan het Compliance-team en ondersteunt de Chief Compliance Officer bij de ontwikkeling en handhaving van een sterk compliance-kader binnen de levens - en schadeverzekeringsentiteiten van onze groep in Luxemburg. Binnen de afdeling Financiën zijn je... **Description** De Senior Compliance Officer rapporteert aan het...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Axis Temps plein

    Dans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur...

  • Senior Compliance Officer

    il y a 6 jours

    Luxembourg Abiomis Temps plein

    **Senior Compliance Officer - Excellente Réputation, Plan de Carrière Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur...