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Compliance Monitoring Analyst, Senior Associate
il y a 2 semaines
INTERNATIONAL FINANCIAL DATA SERVICES (IFDS)
IFDS is a global market leader committed to providing high quality systems and services to our clients. Headquartered in Toronto with European offices in Dublin and Luxembourg.
IFDS Luxembourg (IFDSL) was established in 2007. Its ultimate parent companies are SS&C Technologies Holdings, Inc. and Boston-based State Street Corporation, a world leader in financial and trading services, investment management and research.
We are the #1 TA in Luxembourg with 18.3% of the market shares.
Our Vision and Values
Observe proper standards of market together with business and personal conduct, embracing change and building trust by demonstrating integrity in the execution of duties.
Build talent capability and adhere to the operational principles PACE & L : Professional, Accountable, Client Focused, Excellence and Leadership
Compliance Monitoring Analyst, Senior Associate
Permanent Contract
Your Role
We are looking for a Compliance monitoring analyst, Senior Associate level, to join our team. You will be responsible for providing an efficient and effective compliance service and for promoting and assisting the company in meeting its regulatory obligations.
Your Team
This individual will be part of the Compliance team in charge of monitoring and testing the legal and regulatory framework in order to ensure the relevant Compliance risks and requirements are working effectively across the company.
Your Responsibilities
- Actively contribute to the execution of the annual Compliance Monitoring plan, independently driving exercises assigned to you
- Collaborate with business stakeholders, including senior management, to execute testing scopes and Compliance Monitoring reports
- Own and follow up treatment actions deriving from Compliance Monitoring reports
- Draft status reports monthly for the IFDSL leadership team and quarterly for the IFDSL Board
- Support review of the annual Compliance Risk Assessment and Compliance Monitoring plan
- Ownership and coordination of the Compliance Reporting inventory, assisting timely and delivery of accurate reports
- Supporting client and delegate due diligence exercises
- Participation and presentation in client, risk, audit forums
- Assist to close audit points in a timely manner
- Assist your team to solve compliance issues related to the Business and Compliance team
Your Profile
- A Degree in Law, Finance or other relevant business discipline
- 2-3 years’ experience in Transfer Agency / Compliance function in financial services
- Good knowledge and understanding of EU and local rules and regulations
- Excellent presentation and communication skills (internal and external)
- Ability to work under pressure while maintaining high accuracy and quality standards, analytical and process thinking skills
- Self-motivated, organized in order to meet tight deadlines and multi-task
- Strong gap identification and resolution skills with a focus on proactive work independently and within a team
- Flexible work ethic with willingness to support ad-hoc business requirements and collaborate with other teams
- Good computer skills (MS Office: Excel, Word, PowerPoint, Access and Outlook)
- Fluent in English - French working proficiency would be an advantage
