Compliance Officer
il y a 1 jour
**Key Responsibilities**:
- Client acceptance and on-boarding processes
- Ensure compliance of the company with applicable regulations
- Ensure compliance of the existing policies and procedures, monitoring and interpretation of regulatory requirements, implementation and analysis of regulatory changes, drafting and/or reviewing of policies, procedures
- Manage the clients complaints
- Provide compliance advisory support to the Manco, monitoring and follow
- up on compliance findings, cooperation with internal audit, compliance reports to the Boards and Management Committee
- Oversee the activities which have been delegated to external parties (i.e. Registrar and Transfer Agents activities)
- Ensure that compliance and AML/CTF related queries and respective ad-hoc projects from various sources are dealt with and provide technical assistance to staff where required
- Completion of ad-hoc projects and dealing with a wide range of queries from various sources
- Maintain the Compliance Monitoring program and develop the Compliance monitoring plan
- Manage the relationship with the CSSF, lawyers, auditors
**Profile requirements**:
- University degree in Legal, Business or Finance
- A minimum of 4 years of working experience in compliance in the financial sector, preferably in Asset Management
- Strong understanding of regulations specifically applicable to Luxembourg management companies
- Prior experience in and solid understanding of Compliance and AML/CTF frameworks, policies and procedures applicable in asset/investment management or similar roles
- You are fluent in English, both written and verbal, French will be considered as an strong advantage
-
Tax Compliance Officer
il y a 4 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinIn order to further develop our activities and strengthen our team, we are currently looking for a “**Tax Compliance Officer**”. **Job description**: - Preparation/Review of corporate tax returns and withholding tax returns - Dealing with correspondence received from the tax authorities - Review and commenting of tax assessments - Liaising with...
-
Corporate Tax Compliance Officer
il y a 4 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Junior Tax/vat Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Compliance Officer
il y a 4 jours
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...
-
Compliance Officer
il y a 1 semaine
Luxembourg TRUSTMOORE Temps plein**WHAT WILL YOU DO?** As Compliance Officer, you are part of our compliance department which ensures that we, and our clients, comply with all applicable laws and regulations in all countries where our services are offered, as well as supervisory requirements and internal policies and procedures. However, the definition of ‘compliance’ within Trustmoore...
-
Corporate Tax Compliance Manager
il y a 1 semaine
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Legal & Compliance Manager
il y a 2 jours
Luxembourg Redstone Legal, Risk and Compliance Search Temps pleinJob Reference**:RS1417** Job Reference**:RS1417** Job Title**:Legal & Compliance Manager** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private...
-
Compliance Officer
il y a 5 jours
Luxembourg NautaDutilh Temps pleinAre you looking to join a dynamic team as a Compliance Officer? We have an open position - The NautaDutilh Compliance Office provides compliance and integrity - related services to the firm's legal and support professionals as well as its clients. The aim of the services of the Compliance Office is to enhance awareness, countervailing power and protection of...
-
Compliance Officer
il y a 2 semaines
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **Luxembourg** **Hybrid** **Monday to Friday 8:30 am to 5:30 pm As a Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of...
-
Compliance Officer
il y a 1 semaine
Luxembourg, Luxembourg Le Grand & Associates Temps pleinCompliance Officer - Senior - Banking Company DescriptionA major international bank headquartered in Luxembourg is seeking a Senior Compliance Officer to reinforce its governance and regulatory monitoring efforts. The institution combines financial innovation with a robust control e...
