Investment Restriction Compliance Officer

il y a 1 semaine

Luxembourg Northern Trust Corp. Temps plein

**About Northern Trust**:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families and institutions by remaining true to our enduring principles of service, expertise and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

**Role/Department**

Working in the Fund Administration Product Control team in Luxembourg, you will be part of a team that is central to the success of our fund administration activities, with responsibility for the validation of funds administered in Luxembourg. The team are in close contact with internal and external service providers in the investment fund business (e.g. portfolio managers, fund development specialists, management companies, auditors and regulators).

**The key responsibilities of the role include**:

- Monitoring day-to-day fund investment restrictions and policy monitoring (UCITS V, ESMA Guidelines, SIF Law, AIFM) and risk exposure calculation for funds under commitment approach.
- Assessment of breaches (active / passive) and CSSF reporting pursuant to Circular 02/77
- Ensure that all unresolved compliance issues are followed up to ensure prompt resolution
- Perform eligibility assessment towards UCITS prerequisites
- Support the team in the major integration project to support the migration of Fund Administration operations to the target operating model

**Skills/Qualifications**
- Previous experience with MIG21 or GP3 is a strong asset
- Ability to stay on track, even when dealing with tight deadlines
- Fluent in English; German and/or French could be a plus

**Working with Us**:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

As Northern Trust is a financial organisation, all new employees will be required to undergo a criminal record check.

**Reasonable accommodation**:
We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

  • Investment Restrictions Supervisor

    il y a 6 jours

    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: A well-known international bank is looking to add an Investment Restrictions Supervisor to their Investment Restrictions team in Luxembourg. If you have investment restrictions monitoring experience and good knowledge of Luxembourg fund regulations and fund compliance, with particular focus on UCITS, this could be the next career...

  • Investment Restrictions Monitoring Supervisor

    il y a 2 semaines

    Luxembourg Barclay Simpson Temps plein

    **Investment Restrictions Monitoring Supervisor**: - Luxembourg - up to 80 000 € - Job type: Permanent - Sector: Financial Services, Banking, Asset Management & Funds - Job reference: #39889 Our client, a provider of financial services through various global businesses, including Retail Banking & Wealth Management, Commercial Banking, Global Banking and...

  • Investment Restrictions Monitoring Supervisor

    il y a 20 heures

    Luxembourg HSBC Temps plein

    HSBC Holdings plc, the parent company of HSBC, is headquartered in London. HSBC serves customers worldwide from offices in 64 countries and territories in our geographical regions: Europe, Asia, North America, Latin America, and Middle East and North Africa. HSBC is one of the world’s largest banking and financial services organisations._ - HSBC provides a...

  • Investment Restriction Compliance Officer

    il y a 1 semaine

    Luxembourg Northern Trust Corp. Temps plein

    **About Northern Trust**: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families and institutions by remaining true to our...

  • Investment Restrictions Monitoring Supervisor

    il y a 2 semaines

    Luxembourg Axis Temps plein

    A permanent contract in one of the world’s largest banking and financial services organisations. Our client is a significant employer in Luxembourg and operates several businesses including asset management, securities services, private banking and corporate banking. **Description** Role and Responsibilities: Reporting to the Depositary and Fiduciary...

  • Investment Compliance Analyst

    il y a 7 jours

    Luxembourg LRI Invest S.A. Temps plein

    FundRock-LRI are looking to recruit an Investment Compliance Analyst in Luxembourg, and the role comes with an attractive salary and benefits package. In your first few weeks in this Investment Compliance Analyst role, you can expect to: - Implement, monitor and maintain investment restrictions in line with legal, regulatory or contractual, including ESG...

  • Fixed Term Contract

    il y a 2 semaines

    Luxembourg BGL BNP Paribas Temps plein

    **BNP Paribas Securities Services**, a subsidiary of the BNP Paribas group, is one of Europe's leading providers of custody services for securities. The Luxembourg branch plays a major part in its operations, offering clients high value-added services extending from custody to securities lending, fund administration, performance measurement and ratings, and...

  • Investment Controlling Officer

    il y a 3 jours

    Luxembourg PICTET Temps plein

    **Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...

  • Investment Restrictions Monitoring Supervisor

    il y a 2 semaines

    Luxembourg Axis Temps plein

    Un contrat à durée indéterminée dans l'une des plus grandes organisations de services bancaires et financiers au monde. Notre client est un employeur important au Luxembourg et exerce plusieurs activités, notamment la gestion d'actifs, les services de titres, la banque privée et la banque d'affaires. **Description** Rôle et responsabilités: Sous la...

  • Senior Associate Guideline Oversight

    il y a 2 semaines

    Luxembourg Neuberger Berman Temps plein

    Position: Private Markets Investment Compliance Officer - AMGO Location: Luxembourg About Neuberger Berman: Neuberger Berman is an independent, employee-owned, global asset management firm that serves that financial needs of institutional and individual investors worldwide. Our broad capabilities include traditional and alternative equity and fixed income...