Emplois actuels liés à Compliance Manager - Luxembourg - IQ-EQ
-
Legal & Compliance Manager
il y a 1 semaine
Luxembourg Redstone Legal, Risk and Compliance Search Temps pleinJob Reference**:RS1417** Job Reference**:RS1417** Job Title**:Legal & Compliance Manager** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private...
-
Legal & Compliance Manager - Spain
il y a 1 semaine
Luxembourg Redstone Legal, Risk and Compliance Search Temps pleinJob Reference**:RS1352** Job Reference**:RS1352** Job Title**:Legal & Compliance Manager - Spain** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks,...
-
Tax Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinIn order to further develop our activities and strengthen our team, we are currently looking for a “**Tax Compliance Officer**”. **Job description**: - Preparation/Review of corporate tax returns and withholding tax returns - Dealing with correspondence received from the tax authorities - Review and commenting of tax assessments - Liaising with...
-
Corporate Tax Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Vat Compliance Officer
il y a 4 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Compliance Manager, Compliance Operations
il y a 5 jours
Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps pleinBachelor’s degree; ICA, CAMS Certification or other Compliance certification such as CRCM or CRP preferred - 2-5 years previous AML/Financial Crime Compliance experience - Proven ability to lead a team Amazon Payments in Luxembourg is seeking a dynamic, innovative and driven Compliance Manager to join our growing Compliance team at our European...
-
Compliance Manager
il y a 1 jour
Luxembourg abrdn Temps pleinJob Description JOB TITLE Compliance Manager DEPARTMENT Compliance Advisory REPORTING LINE Head of Compliance Lux SUMMARY DESCRIPTION Overall role is to be part of the Compliance Advisory Teamt of Aberdeen Standard Investments Luxembourg SA. The role will report to the Head of Compliance and will support the Conducting Officer responsible for the...
-
Compliance Manager
il y a 2 semaines
Luxembourg PICTET Temps plein**Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...
-
Compliance Manager
il y a 1 semaine
Luxembourg Source Up Temps pleinThe customer is offering a great alternative in fund and corporate services with dedicated client teams and a focus on alternative strategy asset classes. They employ over 1,600 people across six jurisdictions They are a trusted parner for more than 400 funds and have over 400 BN€ assets under management. **About the offer** Permanent...
-
Compliance Manager
il y a 4 jours
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: Our client is a global investment management firm, holding a dual licence as a UCITS Management Company and AIFM. They are looking for a Compliance Manager to join the team in Luxembourg. **THE RESPONSIBILITIES**: - Managing Compliance related risks - Analysis of new initiatives of the Business - Performing Compliance Risk Assessments -...
Compliance Manager
il y a 3 semaines
**Company Description**
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
As a Manager of the Monitoring & Oversight activities for the Risk & Compliance department for IQ EQ (Luxembourg) S.A., you will be reporting to the Head of Risk & Compliance. You will contribute to the delivery of the compliance monitoring programme (CMP) defined by the Board of Directors or IQ EQ (Luxembourg) S.A. and in doing so, you will ensure the firms' compliance with its regulatory and legal obligations.
Providing clear direction to the 1st line of defense (1LOD) by producing reports related to the controls performed; supporting their closure of any gaps in the current operating state through agreed actions and deadlines. Supporting the local CCO and Group function in providing the positive assurance required under the CMP methodology.
Your role and responsibilities will consist of:
- Carrying out all aspects of Monitoring & Oversight (M&O) reviews including determining scope and agreeing terms of reference, fieldwork, and analysis, drafting reports, and agreeing actions with business management.
- Delivery of compliance tests on time, in accordance with strict compliance monitoring plan schedule.
- Deliver a series of defined monitoring tests to ascertain the company’s compliance with its regulatory and legal obligations.
- Responsible for planning monitoring tasks / testing sheets, the drafting and issuance of review report(s) with regards to compliance monitoring.
- Responsible for maintaining excellent record keeping in alignment with the Compliance Monitoring Specification
- Engage with business pre and post testing; monitoring and verifying the completion of the actions set, which help the business demonstrate positive compliance.
- Participate in the review of annual compliance risk assessment results.
- Continuously develop and improve the monitoring methodology and overall approach.
- Propose adequate and timely action plans/recommendations.
- Emphasizing and strengthening the first line of defense culture in day-to-day activities
- Promoting and supporting an effective Compliance culture within the company
- Attending boards and sub-committees as required to present monitoring findings and recommendations.
**Qualifications**
- Master/Bachelor in Law, Economics or Finance or in a similar field
- 5-7 years’ experience in Compliance function, Compliance Monitoring & Oversight, Internal Control or Internal Audit
- Knowledge of MS Office
- Fluent in French and English; any additional language would be considered an asset
**Additional Information**
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
