Emplois actuels liés à Distribution Oversight Director - Luxembourg - Royal Bank of Canada
-
Fund Distribution Oversight
il y a 6 jours
Luxembourg Funds Talent Temps plein**Summary**: Our client is one of the leader Asset Managers working on a wide range of asset classes in AIF and UCITS. This is a very good opportunity for someone with a background in Fund Distribution Oversight for UCITS that wants to redirect their career towards AIF. This company offers a very good work life balance within a very good environment. After...
-
Distribution Oversight Manager
il y a 1 semaine
Luxembourg Aviva Temps pleinDistribution Oversight Manager This is a great job for someone who has solid understanding of the investment industry and strong knowledge of all asset classes. You’ll be responsible for the oversight of fund registration and all of the relevant regulatory requirements associated with this across various markets for UCITS and AIFs. A bit about the job: ...
-
Operations & Distribution Oversight Analyst
il y a 1 jour
Luxembourg Janus Henderson Temps pleinWhy work for us? A career at Janus Henderson is more than a job, it’s about investing in a brighter future together. Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core...
-
Distribution & Branch Oversight Manager - Luxembourg
il y a 2 semaines
Luxembourg Aviva Temps pleinDistribution & Branch Oversight Manager - Luxembourg This is a great job for someone who has experience in Asset Management or at a Financial Services service provider. A bit about the job: The Distribution and Branch Oversight Manager oversees the activities performed by branches of Aviva Investors Luxembourg, ensuring they are consistent with the...
-
Distribution Oversight Officer
il y a 1 semaine
Luxembourg PICTET Temps plein**Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...
-
Branch Investment Oversight Analyst Asset
il y a 5 jours
Luxembourg Funds Talent Temps plein**Summary**: In this role as a Branch Oversight Analyst, you will be involved in the day to day life of a complex portfolio of UCITS and AIF funds, looking at Distribution, but also Investments activities. You will report to the Head of Distribution and to a Conducting Officer and work closely with other team members (board of Directors, Portfolio Managers,...
-
Finance Director
il y a 2 semaines
Luxembourg Hines Temps pleinOverview: Hines Luxembourg Investment Management Sarl (HLIM) is looking to hire a Finance Director Corporate. HLIM is a CSSF regulated Company, having the Alternative Investment Fund Manager’s licence (AIFM). HLIM is managing around 9 billion of AUM and 30 AIFs. **Responsibilities**: As a Finance Director with Hines, you will be based in Luxembourg,...
-
Oversight & Fund Distribution Officer (Fixed-term
il y a 7 jours
Luxembourg PICTET Temps plein**Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...
-
Distributor Oversight Associate
il y a 2 semaines
Luxembourg JPMorganChase Temps plein**JOB DESCRIPTION** Passionate about distributor oversight and have the experience to back it up? Then this exciting role in our dynamic Distributor Oversight Team in Luxembourg is for you! As a Distributor Oversight Associate within the Distribution Oversight Team you will be responsible for overseeing the distributor network and ensuring that all...
-
Alternatives Fund Accounting Oversight
il y a 7 jours
Luxembourg KR International Recruitment Temps pleinKR Recruitment Luxembourg is delighted to be recruiting this Fund Oversight position for our client, a renowned Asset Manager in Luxembourg. You will also act as a point of escalation, taking ownership on outstanding issues. There will also be some operational duties required as part of this Oversight function, including, but not limited to; review and...
Distribution Oversight Director
il y a 3 semaines
**Job Summary**
**What is the opportunity?**
Reporting with a hard reporting line into the Conducting Officer Distribution, Luxembourg, and a dotted line into the 1st line AML / KYC team in London. The objective of the role is to ensure the Manco complies with its regulatory obligations on marketing intermediaries. The AML/KYC officer will be responsible for carrying out KYC responsibilities in relation to the marketing intermediaries engaged with the company as well as other counterparties related to our fund distribution. In addition, the AML/KYC officer will be responsible for conducting all due diligence on marketing intermediaries, on an initial and
We would consider someone open to relocating to Luxembourg and support will be provided.
**What will you do?**
- Performing KYC checks on distributors and related counterparties and liaising with MLRO and Compliance team accordingly
- Performing due diligence on existing and new distributors for the BB Funds
- Performing due diligence on existing and new clients entering into a rebate agreement with Manco
- Monitoring consumer duty, marketing communication, any regulatory updates for distribution: organising and minuting meetings, action points proactive follow-up and report to board and COs
- Relationship with due diligence vendor, UME (monthly catch-up, keeping up to date the platform, attending meetings throughout the year to discuss new DD questionnaire, tools).
- Dealing with execution of docs for distribution (handling signatures, logging in agreement log and saving in VP)
- Answering internal and external audit requests for distribution
**What do you need to succeed?**
**Must-have**
- Law degree / Business Graduate
- English fluency, other European languages helpful
- Legal and regulatory background
- Knowledge of Luxembourg regulations
- Extensive experience in a Distribution Oversight position
- Excellent verbal and written communications skills and strong attention to detail.
- Establishes and maintains good relationships and works effectively and cooperatively with others.
- Capacity to grasp new concepts/information quickly and adapt to changing work situations, as well as and a positive ‘can do’ attitude.
- Strong project management / organizational skills are essential in order to effectively respond and prioritize tasks effectively in light of changing workloads, as is the ability to demonstrate rigorous attention to detail, and ability to produce quality work whilst meeting deadline.
**Nice-to-have**
- Qualifications in auditing, monitoring or risk.
**What is in it for you?**
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible working options fully supported.
**Job Skills**
Confidentiality, Cross-Functional Teamwork, Detail-Oriented, Financial Regulation, Interpersonal Relationship Management, Long Term Planning, Microsoft PowerPoint, Organizational Governance, Process Management, Time Management
**Additional Job Details**
**Address**:
4 Boulevard Royal, 2ND FLOOR:Luxembourg
**City**:
Luxembourg
**Country**:
Luxembourg
**Work hours/week**:
40
**Employment Type**:
Full time
**Platform**:
WEALTH MANAGEMENT
**Job Type**:
Regular
**Pay Type**:
Salaried
**Posted Date**:
2024-09-13
**Application Deadline**:
2024-09-27
**I**nclusion** and Equal Opportunity Employment**
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
**Join our Talent Community**
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
