Oversight Manager
il y a 5 jours
**Summary**:
This role is a crucial one within the Manco. You will work closely to Conducting Officers and external counterparties.
You would be responsible for Transfer Agent and Distribution/Marketing activities, ensuring it is in line with regulations and working smoothly.
You would report to The Head of Luxembourg.
Some of the duties include:
- Ensuring all TA records comply with AML policies and regulations;
- Regulatory watch and update of procedures and policies accordingly for TA and Distrbution activities - work closely to Compliance;
- Prepare reporting (quarterly) for senior management/board of directors;
- Assessing Investors and Agent documentation using AML/KYC regulations, making sure it all comply;
- Point of contact with investors for TA and Distribution;
- Monitor the daily TA activities;
- Work closely to compliance for complex account opening requests and bring solution;
- Escalate risk issues;
- Participate to IT related projects;
- Negotiate contracts and SLAs associated with TA activity;
- Monitoring reports for CSSF, investors, distributors, etc
- Create reports and present them to Senior Management once a month and quarterly to board.
**Key requirements**:
- Minimum of 7-8 years of experience in similar functions (depositary, TA, internal audit);
- **Fluent in English, **French is a plus;
- Experience with UCITS;
- Take initiatives, possesses great organizational skills;
- Excellent communication skills.
**Package and benefits**:
- Well-diversified range of tasks;
- International company;
- Informal and relaxed company culture;
- Work from home;
- Located in the city centre;
- Mid-size company.
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