Emplois actuels liés à Compliance Manager - Luxembourg - Schroders


  • Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference**:RS1417** Job Reference**:RS1417** Job Title**:Legal & Compliance Manager** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...


  • Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference**:RS1352** Job Reference**:RS1352** Job Title**:Legal & Compliance Manager - Spain** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks,...

  • Tax Compliance Officer

    il y a 5 jours


    Luxembourg beTax Advisory & Compliance Services Temps plein

    In order to further develop our activities and strengthen our team, we are currently looking for a “**Tax Compliance Officer**”. **Job description**: - Preparation/Review of corporate tax returns and withholding tax returns - Dealing with correspondence received from the tax authorities - Review and commenting of tax assessments - Liaising with...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Compliance Manager

    il y a 5 jours


    Luxembourg PICTET Temps plein

    **Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...

  • Compliance Manager

    il y a 3 jours


    Luxembourg Source Up Temps plein

    The customer is offering a great alternative in fund and corporate services with dedicated client teams and a focus on alternative strategy asset classes. They employ over 1,600 people across six jurisdictions They are a trusted parner for more than 400 funds and have over 400 BN€ assets under management. **About the offer** Permanent...

  • Compliance Manager

    il y a 5 jours


    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: This is a great role for someone with strong compliance and regulatory compliance knowledge in respect of alternative investment funds in Luxembourg, to join a thriving company in a small team. You’ll currently work in Luxembourg, be comfortable managing a small team, and great at communicating regulatory changes, and finding...

  • Compliance Manager

    il y a 2 semaines


    Luxembourg PICTET Temps plein

    **Your team**: - The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Luxembourg since 1989 where it employs over 600 people.-...

Compliance Manager

il y a 2 semaines


Luxembourg Schroders Temps plein

**Compliance Manager**

**11-month contract**

**Who we’re looking for**

We are looking for an enthusiastic Compliance Manager (11-month contract) to work in our Compliance Function supporting our Asset Management business in Luxembourg and in our 10 branches across the EU. The environment is dynamic and the job offers lots of opportunities for growth and professional development.

**About Schroders**

We’re a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

We have around 6,000 people on six continents. And we’ve been around for over 200 years, but keep adapting as society and technology changes. What doesn’t change is our commitment to helping our clients, and society, prosper.

**The team**

The Compliance team is a highly experienced and competent local team of 9 professionals with excellent technical and business expertise, analytical skills, commitment and strong values and ethical standards. The team has a very open and collaborative work approach, handling multiple tasks efficiently as a team, holding each other accountable and delivering to high standards. The team is committed to continuously learning, sharing ideas, embracing change and enjoying our working day.

**What you’ll do**
- Provide advice, support and training to employees in Luxembourg and in our 10 branches on compliance and conduct of business policies, procedures and on resolving compliance issues
- Maintain up-to-date knowledge of relevant Asset Management regulations and laws in order to effectively manage compliance risks
- Develop and amend compliance policies, procedures and manuals in line with evolving legal and regulatory requirements
- Perform compliance testing and monitoring reviews including on outsourced activities, and follow-up on action points and recommendations
- Identify regulatory changes, conduct impact assessments and advises on the implementation of new regulations
- Contribute to relevant Compliance Reports and Management Information packs
- Assist in responding to requests from external parties on regulatory and compliance matters

**The knowledge, experience and qualifications you need**
- 3-5 years of experience in compliance, internal audit, operational risk, consulting or similar experience in the financial services industry
- A solid knowledge of the Luxembourg legal and regulatory regime for a UCITS Management Company, AIFM, Fund Product laws and Fund Distribution
- A solid knowledge of the business model of an investment fund manager
- Excellent oral and written communication skills in English.
- University business related or law degree plus appropriate professional or post-graduate qualifications

**The knowledge, experience and qualifications that will help**
- A knowledge of Anti-Money Laundering / Counter-Terrorist Financing (AML/CTF) law and regulation
- Insight into SFDR regulation
- French speaker

**What you’ll be like**
- Takes the initiative on tasks
- Builds good relationships
- Confident communicator
- Client focused
- Solution oriented
- Highly organised and able to prioritise tasks
- Continuous learning and wish to grow
- Results oriented
- Personal integrity and accountability

**We’re looking for the best, whoever they are**

Schroders is an equal opportunities employer. You're welcome here whatever your socio-economic background, race, sex, gender identity, sexual orientation, religious belief, age or disability.