Permanent Compliance Officer, Mlro and Rc
il y a 2 semaines
**Permanent Compliance Officer**
**# Luxembourg**
**Department: AIFM Services**
**Vacancy type: Permanent, Full-time**
**#Hybrid**
This is a great opportunity to join a fast-growing AIFM and contribute actively to its development and evolution. The (Permanent) Compliance Officer will report to the Conducting Officer - Compliance.
**What you´ll do for us**
- Keep up-to-date with regulatory developments in the industry, provide analysis to the Conducting Officer - Compliance, on new regulatory developments impacting the company
- Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws
- Identify and assess the compliance risk of the AIFM including AML/CFT risk as well as applicable laws and regulations
- Analyse and implement all relevant legal and regulatory changes for AIFMs
- Ensure compliance of the existing policies and procedures
- Strengthen the internal control system
- Setup and execute compliance checks according to the Compliance Monitoring Plan
- Conduct and assess result from the on-site monitoring and testing on designated controls defined within the Compliance Monitoring Plan
- Draft/review policies and procedures to ensure they are up-to-date
- Prepare compliance reports to the Conducting Officers and to the Board
- Advise and monitor follow-up on specific compliance matters jointly with the Conduction Officer in charge of Legal and Compliance
- Ensure good corporate governance (reporting, conducting officers’ meetings, board meetings)
- Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements
- Standardize existing processes, maintain procedures up-to-date, develop and implement procedures when necessary
- Perform and execute the AML/CTF procedure
- Performing AML/KYC checks on new clients i.e. initiators, investors, delegates and assets
- Support the identification, mitigation and management of AML related risks; reporting and escalation of such risks as needed
- Support preparation of AML trainings and the maintenance of the training register Process regular screening and maintenance of the client database against blacklists, international sanctions, press and escalate when relevant
- Consult projects with compliance and regulatory expertise
- Ensure awareness of staff on compliance matters
- Ensure the regulatory compliance of the funds setup
- Undertake Compliance projects and ad hoc additional tasks as assigned by the Conducting Officer - Compliance
- Correspond with regulatory bodies (CSSF, BaFin, FMA, auditors, etc.) and maintenance of related filesPrepare external and internal audit and/or other periodic and/or ad hoc regulatory visits
**What technical skills, experience, and qualifications do you need?**
- Have a degree in Law or Business Administration, a relevant post-graduate degree or certification (e.g. CFA, CPA, CAMS) is a plus
- Have minimum 5 - 7 years of relevant experience in the fund industry (preferably coming from fund management company / AIFM with relevant experience)
- Excellent understanding of the laws and regulations relevant to the funds industry (especially AIFM and AML/CFT regulations)
- Being approved by CSSF already as the (Permanent) Compliance Officer acc. to CSSF Circular 18/698
- Proven ability to develop and implement compliance programs, policies, and procedures Excellent communication skills, with the ability to clearly articulate complex compliance issues to a range of stakeholders, including senior management, legal teams, and regulators
- A strategic mindset, with the ability to anticipate and mitigate risks while balancing business needs and objectives
- Strong analytical skills and attention to detail, with the ability to conduct thorough and accurate risk assessments and reviews
- Experience in managing relationships with regulators and external auditors
- Be proactive, organized and flexible
- Polyvalent, excellent ability to set priorities and respect and deliver within deadlines
- Positive, self-confident, open-minded, dynamic and long-term thinking
- Practical and very good experience in a comparable position and interest in Compliance and AML/CFT relevant topics
- Have strong drafting skills in English with a high level of accuracy and attention to detail; further language skills like French and/or German are considered as a plus
- Have a client focus with a solution mindset and a hands-on approach
- Have proven ability to work autonomously and demonstrate initiative
- Autonomous with an excellent team spirit with good communication skills
-
Aifm Mlro/rc
il y a 1 semaine
Luxembourg Alter Domus Temps pleinFor our Management Company in Luxembourg, we are currently looking for RC to join the Compliance and AML/CFT team. We offer a dynamic and international corporate atmosphere adapted to your needs throughout your career. **JOB DESCRIPTION**: As RC, you will closely work with and report to the Conducting Officer in charge of Compliance and to the “RR” of...
-
Rc Mlro
il y a 22 heures
Luxembourg Waystone Governance Ltd. Temps pleinWaystone leads the way in specialist services for the asset management industry. Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving...
-
Senior Compliance Officer Rc-growing Aifm
il y a 1 jour
Luxembourg Austin Bright Temps pleinAre you ready to elevate your compliance career ? We are looking for an experienced **Senior Compliance Officer / RC** to become a key part of a **well-established and rapidly growing AIFM** near the **German border**. This is a unique opportunity to thrive within a collaborative and supportive environment, where your expertise will play a pivotal role in...
-
Senior Compliance Officer Rc-german Border-great
il y a 2 jours
Luxembourg Austin Bright Temps pleinAre you ready to take your expertise in compliance to the next level ? We are seeking **a Senior Compliance Officer / RC** to join a dynamic and close-knit **AIFM** located near the **German border**. This is your chance to thrive in a **collaborative, supportive**, and **family-like work environment**, where your insights and contributions will directly...
-
Mlro
il y a 4 jours
Luxembourg Crimson Panda Temps pleinCrimson Panda is proud to be working with Apex who are looking for a Money Laundering Reporting Officer to join their FundRock Management Company. **Role Location **:Munsbach (Luxembourg**)** **Department**: Compliance **Employment Type**: Permanent Life at Apex isn't just about the work you do, it's about embracing the culture and loving what you do....
-
Luxembourg Compliance Officer
il y a 2 semaines
Luxembourg Ebury Temps pleinEbury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. **Compliance Officer & MLRO - Ebury Institutional Solutions** **Luxembourg Office - Hybrid working - 4...
-
Compliance Officer, Emea
il y a 2 semaines
Luxembourg Wellington Management Temps pleinAbout Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...
-
Aml Compliance Officer
il y a 1 semaine
Luxembourg Austin Bright Temps pleinNutzen Sie die Gelegenheit, Teil einer führenden Unternehmensberatung zu werden, die für ihre maßgeschneiderte Expertise im Bereich alternativer Investments bekannt ist. Mit Sitz in Munsbach unterstützt dieses Unternehmen eine internationale Klientel, darunter Banken, Vermögensverwalter, Investmentfonds, Treuhandgesellschaften und Family Offices, mit...
-
Senior Compliance Officer/rc Pour Une Société de
il y a 1 jour
Luxembourg Austin Bright Temps pleinNotre client, une entreprise indépendante spécialisée dans la gouvernance pour le secteur financier, propose des services de gestion et de conformité pour des sociétés extérieures. Située en plein centre-ville, cette société cherche à agrandir son équipe de trente collaborateurs dans un environnement à la fois humain et...
-
Senior Compliance Officer/rc for a Governance
il y a 1 semaine
Luxembourg Austin Bright Temps pleinOur client, an independent company specializing in governance for the financial sector, provides management and compliance services to external companies. Located in the heart of the city, this firm is looking to expand its team of 30 employees within a professional yet entrepreneurial and human-centered environment. **Senior Compliance Officer/RC -...
-
Mlro - International Fintech
il y a 1 semaine
Luxembourg Austin Bright Temps pleinOur client, an innovative company in the fast-growing FinTech sector, is looking for a MLRO (Money Laundering Reporting Officer) to join its Luxembourg-based office. In a constantly evolving environment, this company plays a key role in the crypto-asset markets and ensures strict compliance with current regulations. If you are an expert in anti-money...
-
Senior Compliance Rc
il y a 3 jours
Luxembourg Austin Bright Temps pleinOur client, a well-established investment management company founded in 1988, is headquartered in Germany and manages over €60 billion in assets. Since 2015, they have expanded operations in Luxembourg, where they are experiencing significant growth. As part of their expansion, they are looking for an experienced Senior Compliance RC (Fund) to join their...
-
Senior Compliance Officer/rc Within a Psf in City
il y a 1 semaine
Luxembourg Austin Bright Temps pleinOur client, an independent PSF governance firm in the financial sector, provides governance services for other companies. Based in the heart of the city, our client seeks to strengthen its team of thirty people in a people-oriented, highly entrepreneurial environment. **Senior Compliance Officer/RC - Responsibilities include**: - Assisting clients in...
-
Compliance Manager
il y a 1 semaine
Luxembourg TMF Group Luxembourg Temps plein**About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 10,000 experts and 120 offices in 86 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax,...
-
Aml-cft Regulatory
il y a 1 semaine
Luxembourg XB Consultants Temps plein**Reference** **Region** - Luxembourg **Type** - Permanent **Salary** - €70,000 - 99,999 **Contact Consultant**: **Consultant** Jonathan Barham**Location: Luxembourg City** We are searching for AML/CTF Compliance Officer acting as “Responsible du Contrôle” primarily for Luxembourg-domiciled funds. This person ideally has prior experience being...
-
Rc/compliance Officer
il y a 2 semaines
Luxembourg Dexter International Temps pleinIm Auftrag unseres Kunden, einer Kapitalverwaltungsgesellschaft in Luxemburg, suchen wir einen „RC/Compliance Officer (m/w/d)“. **Ihre Aufgaben**: - Übernahme aller Aufgaben des RCs bezüglich den eigenen angebotenen administrativen Fondsstrukturen - Unterstützung des Teams bei aufsichtsrechtlichen Pflichten und Anforderungen als auch bei der...
-
Chief Compliance Officer/mlro, Luxembourg
il y a 2 semaines
Luxembourg Standard Chartered Temps pleinJob ID: 24936 Location: Luxembourg, LU Area of interest: Technology Job type: Regular Employee Work style: Office Working Opening date: 8 Apr 2025 - Job Description- We are looking for an experienced Chief Compliance Officer / MLRO to lead our Compliance, Financial Crime and Conduct Risk (CFCR) function based in Luxembourg. This role ensures our...
-
Head of Compliance
il y a 1 semaine
Luxembourg LGL Corporate Services (Luxembourg) S.A. Temps pleinHead of Compliance, Luxembourg Division: Compliance Reporting to: Board of Directors of Altum Luxembourg S.A - Responsibilities: _ - Act as RC for Altum Luxembourg S.A.; - Review, update, implement and manage the AML-CFT/Compliance plan and policies; - Undertaking on-going compliance monitoring on the basis of a risk-based Compliance Monitoring Programme; -...
-
Compliance Analyst/associate
il y a 6 jours
Luxembourg GP Bullhound Temps plein**Compliance Analyst/Associate - (AIFM)** **Luxembourg** **Permanent **Who We Are **Our Values - Focus on clients - Be a Bullhound - Play your part Build the future **Your Role The role will primarily involve responsibility in the compliance and AML function of an investment fund manager. **Responsibilities - Establish, implement and maintain adequate...
-
Compliance Manager, Anti-financial Crime
il y a 1 semaine
Luxembourg abrdn Temps pleinJob Description At abrdn, our purpose is to enable our clients to be better investors. Clients worldwide trust us to find future-fit investment opportunities to deliver the outcomes they want. Our technology and insight help empower them to make better decisions, while the powerful partnerships we build help to enhance the expertise that we offer. And by...
