Senior Compliance Officer

Il y a 2 mois


Luxembourg City XB Consultants Temps plein

Job Title: Head of Compliance and RC

Description: Our client, a Real Estate Investment Management company in Luxembourg, is seeking a Senior Compliance Officer to join their team. The successful candidate will have experience in compliance and regulatory roles, preferably with another Luxembourg AIFM.

Key Responsibilities:

  • Compliance Framework: Ensure the thorough and consistent implementation and development of the compliance framework, ensuring alignment with local and international regulations.
  • Company Policies: Maintain and develop company policies and procedures.
  • Risk-Based Compliance Monitoring: Maintain and update the risk-based compliance monitoring plan, assess the effectiveness of the controls and issue recommendations for enhancements and monitor their implementation.
  • Delegate Oversight: Participate in the oversight of delegates, including initial and ongoing due diligence of the transfer agents.
  • Regulatory Changes: Advise the business on regulatory changes and their impact on operations and participate in the implementation of changes.
  • AML / CTF Framework: Develop and thoroughly implement the AML / CTF Framework.
  • Regulatory Reporting: Liaise with regulatory bodies (CSSF, AED,...) and ensure timely and accurate reporting through e-desk, e-file and through direct communication.
  • Compliance Training: Deliver compliance induction/annual training and awareness programs to staff.
  • Internal Reporting: Prepare the compliance and AML internal reporting to the boards and the Executive Committee.
  • Regulatory Registration: Support the regulatory registration and notification process regarding AIFs.

Experience & Qualifications:

  • Relevant Experience: The candidate should have 7+ years' relevant experience in a compliance, regulatory role in an AIFM or an advisory role in Luxembourg.
  • Regulatory Knowledge: In-depth knowledge of Luxembourg and EU regulatory requirements.
  • Analytical Skills: Strong analytical and problem-solving skills.
  • Communication Skills: Excellent communication and interpersonal skills.
  • Integrity: High level of integrity, attention to detail, and the ability to work independently.
  • Languages: Proficiency in English; additional languages (e.g., French, German) are a plus.

About XB Consultants: We are a leading consulting firm in Luxembourg, providing expert advice to clients in the financial and real estate sectors.

Location: Luxembourg

Industry: Financial Services, Real Estate

Job Type: Full-time



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