Senior Compliance Officer

il y a 1 mois

Luxembourg City Joint Allocation Office Temps plein

About our company:


“We partner with Europe to empower and enhance a sustainable energy market”.

Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all internal EU borders.


On the 1st of October 2018, JAO became the Single Allocation Platform (SAP) for all European Transmission System Operators (TSOs) that operate in accordance to EU legislation, since it is able to implement and fulfill all regulatory obligations and requirements. We provide accounting (clearing and settlement), contracting, reporting and project support services.


About the job:


We are seeking for Senior Compliance Officer.

The Senior Compliance Officer is part of the Corporate department of the Company.

This role involves a blend of policy creation and definition of critical elements, awareness-raising, and hands-on implementation and maintenance, with a focus on regular monitoring using available tools. He/She oversees the development, implementation, and enforcement of corporate policies and procedures to ensure that the organization adheres to legal regulations and ethical standards.

Key activities for this position:


1.Compliance Management:

  • Develop and implement compliance policies and procedures in line with regulatory requirements;
  • Ensure ongoing compliance with all relevant laws, regulations, and standards in particular within the European energy sector;
  • Advise on new laws and regulations and practical impacts on the company;
  • Understanding regulatory landscape, anticipating changes and proposing relevant strategies
  • Conduct regular compliance audits and risk assessments to identify potential areas of vulnerability and implement corrective actions.

2.Internal Control Systems:

  • Design, implement, and maintain an effective internal control system to safeguard the company, based on known standards such as the COSO framework;
  • Monitor and evaluate the effectiveness of internal controls and recommend enhancements where necessary.

3.AML/KYC Monitoring:

  • Implement and manage Anti-Money Laundering (AML) and Know Your Counterparty(KYC) policies and procedures;
  • Conduct regular AML/KYC monitoring and ensure adherence to compliance standards;
  • Investigate and report suspicious activities in accordance with regulatory guidelines.

4.ESG Reporting:

  • Oversee the development and execution of Environmental, Social, and Governance (ESG) reporting in line with the Corporate Sustainability Reporting Directive (CSRD);
  • Ensure accurate and timely preparation of ESG reports, aligning with industry best practices and regulatory requirements.

5.Training and Awareness:

  • Foster a culture of compliance through regular communication, training sessions, and awareness programs;
  • Develop and deliver customized compliance training programs dependent on the exposure of teams and individuals to ensure employees understand and adhere to compliance requirements.

6.Reporting and Documentation:

  • Prepare and present regular compliance reports to senior management, the Management Board and occasionally to the Audit Committee;
  • Propose focus areas as part of the annual Audit Committee Work Program;
  • Maintain accurate and up-to-date documentation of compliance activities, policies, and procedures.

7.Market Surveillance:

  • Support the Market Surveillance Function by defining appropriate policies and supporting the monitoring activities and ensuring compliance with market regulations;
  • Assist in the identification and investigation of potential market abuses or irregularities.

8.Risk Identification and Assessment:

  • Identify and assess compliance risks across the company;
  • Develop strategies to mitigate identified risks.

Qualification(s):

  • Degree Education Level in Law, Finance, Business Administration, (4 years after A-Level), or equivalent.

Experience:

  • Minimum 5 years' experience in a compliance role;
  • In-depth knowledge of regulatory requirements, particularly in AML/KYC, ESG, and internal controls;
  • Proficiency in compliance monitoring tools and software.

Job-related skills:

  • Strong Understanding of compliance principles;
  • Proficient in MS Office;
  • Strong analytical skills and the ability to interpret complex regulatory requirements;
  • Ability to translate plans into actions;
  • Ability to establish a coherent course of action to achieve goals.

Transversal skills:

  • Able to deliver work of a consistent level of accuracy with attention to detail;
  • Able to structure work logically and efficiently;
  • Ability to work in a multicultural team;
  • Excellent communication and organisational skills with attention to details and accuracy;
  • Highly trustworthy;
  • Open-minded and proactive;
  • Dynamic, flexible and reliable;
  • A positive and can-do attitude.

We offer

  • Salary paid on 13 months basis;
  • 31 days holidays per year;
  • Up to 40% of home office for Luxemburgish residents, 25% maximum for non residents;
  • 150 Euros per month towards transportation (Bus/Train) or full reimbursement of parking tickets outside the office;
  • 50 Euros per month towards sport;
  • 18 Luncheon vouchers per month;
  • DKV complementary health insurance for you and your close family members (Optional);
  • Pension plan, including Life and Disability Benefits;
  • 1,000 Euros towards training per year.


In an industry that poses unique challenges and operates under stringent regulations, we prioritize our employees' personal growth. We strongly encourage creativity and innovation in their day-to-day work, fostering an environment that nurtures professional development and drives us forward. Join us for new professional adventures


APCT1_LU

  • Senior Compliance Officer

    il y a 1 mois

    Luxembourg City Michael Page Temps plein

    The Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals. Client Details Our client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development &...

  • Senior Compliance Officer

    Il y a 2 mois

    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Senior Compliance Officer

    Il y a 6 mois

    Luxembourg CSC (Corporation Service Company) Temps plein

    As a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...

  • Senior Compliance Officer

    il y a 5 jours

    Luxembourg Partners Group Temps plein

    **What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...

  • Corporate Tax Compliance Officer

    Il y a 4 mois

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...

  • Senior Compliance Officer

    Il y a 7 mois

    Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...

  • Senior Compliance Officer

    Il y a 3 mois

    Luxembourg City ICBC Temps plein

    ICBC (Europe) S.A. is a wholly owned subsidiary of Industrial and Commercial Bank of China Limited, Beijing, P.R.C., the latter providing comprehensive financial products and services to its customers across six continents. Whereas the Headquarters of ICBC (Europe) S.A. is located in Luxembourg, the Bank has established Branches in Belgium, France, Italy,...

  • Senior Compliance Officer

    Il y a 7 mois

    Luxembourg RecSel International Ltd Temps plein

    Our client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...

  • Senior Compliance Officer

    il y a 4 semaines

    Luxembourg JAO Temps plein

    **About our company**: "_Our vision is to drive towards a fairer and stronger European electricity market_" Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all...

  • Senior Compliance Officer

    il y a 4 semaines

    Luxembourg City Le Grand & Associates Luxembourg Temps plein

    Our client, a prestigious and highly respected law firm, is seeking a Senior Compliance Officer to join their team in Luxembourg. This is a unique opportunity to contribute to a dynamic and high-level legal environment. Key Responsibilities: Ensure compliance with local and international regulations, including AML, GDPR, and other relevant...

  • Senior AML Compliance Officer

    Il y a 2 mois

    Luxembourg City Paddock Fund Solutions Luxembourg Temps plein

    Job Description:Paddock Fund Solutions Luxembourg is a Luxembourg-based independent fund management company. We are currently seeking a skilled Senior AML Compliance Officer to reinforce our Compliance Team.Key Responsibilities:Support the Compliance Team in their day-to-day activities and provide ongoing support to all group companies on Compliance,...

  • Senior Compliance Officer

    Il y a 9 mois

    Luxembourg Danos Group Temps plein

    Our Client, a leading Private Markets firm, is looking for Senior Compliance Officer to join their team based in Luxembourg on a **permanent **basis. The role will be working closely with the Head of the team, supporting in the Compliance Monitoring Plan, the implementation of policies and procedures, and assisting the Head of the Team on BAU...

  • AML Compliance Officer

    il y a 3 semaines

    Luxembourg City Grant Thornton Luxembourg Temps plein

    About Grant Thornton LuxembourgGrant Thornton is a dynamic, global organization with over 73,000 professionals serving clients in more than 150 countries. Our team in Luxembourg offers high-quality assurance, tax, and advisory services to clients across various sectors.Job OverviewWe are currently seeking an experienced Senior AML-CFT Compliance Officer to...

  • Senior Compliance Officer

    il y a 1 semaine

    Luxembourg City One Group Solutions Sarl Temps plein

    ONE Group Solutions, a leading provider of next-generation fund management solutions, is seeking an experienced Senior Compliance Officer to join our team in Luxembourg. As a Conducting Officer in charge of Compliance, you will play a critical role in ensuring the regulatory compliance framework of our business under close collaboration with our other...

  • Senior Compliance Officer/rc Pour Une Société de

    Il y a 2 mois

    Luxembourg Austin Bright Temps plein

    Notre client, une entreprise indépendante spécialisée dans la gouvernance pour le secteur financier, propose des services de gestion et de conformité pour des sociétés extérieures. Située en plein centre-ville, cette société cherche à agrandir son équipe de trente collaborateurs dans un environnement à la fois humain et...

  • Senior Compliance Officer

    Il y a 3 mois

    Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein

    **Senior Compliance Officer**: Do you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to...

  • Senior Fund Compliance Officer Service Provider

    Il y a 2 mois

    Luxembourg Austin Bright Temps plein

    Une société de services financiers renommée au Luxembourg est à la recherche d'un(e) Senior Fund Compliance Officer pour renforcer son équipe de conformité! Notre client, une entreprise internationale offrant des services dans l'audit, la fiscalité et le conseil compte plus de 500 collaborateurs. Ils croient en la diversité comme moteur d'innovation...

  • (Senior) Regulatory Compliance Officer

    Il y a 6 mois

    Luxembourg Findel Airport ING Temps plein

    (Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...

  • Senior Compliance Officer

    il y a 1 mois

    Luxembourg City Joint Allocation Office Temps plein

    About our companyWe are a leading service provider in the European energy market, partnering with major players to facilitate cross-border transmission capacity. Our headquarters are located in Luxembourg, where we host the single leading trading platform for the region.As a trusted partner, we ensure compliance with EU regulations and provide essential...

  • Senior Compliance Officer- Luxembourg

    Il y a 7 mois

    Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: Our client is global fund structuring, asset management and asset services company. They are a CSSF regulated third party AIFM (European Alternative Investment Fund Manager) and are looking for a Senior Compliance Officer to join the team in Luxembourg. **THE RESPONSIBILITIES**: - Drafting and follow-up of AML/FATCA&CRS compliance...