Senior Compliance Testing Officer
Il y a 3 mois
**Senior Compliance Testing Officer (f/m/x)**:
**Job ID**:R0349979**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-09-24**Location**:Luxemburg**Position Overview**:
For over 150 years, our dedication to being the Global Hausbank for our clients has been driven by our people - in around 60 countries and across more than 150 nationalities.
Their deep understanding, insights, expertise, and passion help our clients navigate an increasingly complex world - be it in our Corporate Bank, our Private Bank, our Investment Bank or our Asset Management division.
Together we can make a great impact for our clients home and abroad, securing their lasting success and financial security.
Join Deutsche Bank Luxembourg’s Controls Testing and Assurance (CT&A) team as Senior Compliance Testing Officer. CT&A is a key pillar in Deutsche Bank’s risk management framework, working in close partnership with Compliance and Anti Financial Crime in assessing the design adequacy and operating effectiveness of the Bank’s controls. As part of the team, you will help designing an annual test plan and conduct control testing accordingly to provide assurance on the Bank’s adherence to applicable laws, rules and regulations. You will work directly with the business as a key partner in driving control improvements and collaborate with other CT&A teams during cross jurisdictional reviews. As part of a truly international team, your input during exchanges with CT&A colleagues from across the globe will be highly recognized.
**Responsibilities**
- Support the creation of the annual test plan for Luxembourg ensuring it covers the right risks.
- Undertake testing activities in the country according to deadlines agreed, and the standards defined in the global testing framework.
- Proactively engage with the business to agree issues and remediation actions resulting out of testing activities.
- Communicate testing results via high quality reports and track issues and actions to completion.
- Establish and maintain effective communication channels and working relationships with the relevant stakeholders in the business and other control functions (e.g. Internal Audit, COO, Risk, etc.) to ensure a coordinated approach and effective resolution of issues.
**Skills**
- Good knowledge of the banking/ financial markets business, its rules and regulations in Europe and Luxembourg and deep understanding of compliance and financial crime risks.
- 8+ years of experience gained from Compliance, Anti Financial Crime, Audit, Risk or other types of regulatory background within the financial services industry.
- Excellent writing, communication, and negotiation skills, including the ability to describe complex issues clearly and succinctly in ways that are easily understandable by others.
- Proactive, organized and independent approach, seeking to find the right solution within a matrix management framework.
- Language skills: Proficiency in English, with German or French language skills as a plus.
**Well-being & Benefits
- **Emotionally and mentally balanced**:
We support you in maintaining good mental health. Benefit from initiatives such as training events, counseling and support in difficult life situations and a culture where you can openly speak about mental health. Reach out to our Mental Health First Aiders.
- **Physically thriving**:
We support you managing your physical health by taking appropriate preventive measures and providing a workplace that helps you thrive. We offer an in-house gym, standing desks, medical check-ups and promote healthier ways of working.
- **Socially connected**:
We strongly believe in collaboration, inclusion and feeling connected to open up new perspectives and strengthen our self-confidence and well-being. Our local benefits vary from different types of leave, sports groups to engage with colleagues while keeping physically active and a hybrid working model.
- **Financially secure**:
We support you to meet personal financial goals during your active career and for the future.
Thus, we offer two pension contribution plans, a worldwide accident insurance, private insurance discounts, special conditions as a Deutsche Bank employee with several retail banks in Luxembourg, public transportation reimbursement, lunch voucher scheme, company car participation, as well as a Corporate Benefits platform
Wir streben eine Unternehmenskultur an, in der wir gemeinsam jeden Tag das Beste geben. Dazu gehören verantwortungsvolles Handeln, wirtschaftliches Denken, Initiative ergreifen und zielgerichtete Zusammenarbeit.
Gemeinsam teilen und feiern wir die Erfolge unserer Mitarbeiter*innen. Gemeinsam sind wir die Deutsche Bank Gruppe.
Wir begrüßen Bewerbungen von allen Menschen und fördern ein positives, faires und integratives Arbeitsumfeld.
-
Senior Compliance Officer
il y a 4 heures
Luxembourg Axis Temps pleinReporting to the Compliance team, the Senior Compliance Officer will report to and support the Chief Compliance Officer in the development and maintenance of a strong compliance framework within our group's life and non-life insurance entities in Luxembourg. Within the Finance Department, your main... **Description** Reporting to the Compliance team, the...
-
Senior Testing Specialist
Il y a 6 mois
Luxembourg CTG Temps plein**SOFTWARE TESTING** **LUXEMBOURG**: **Juliette Delles** **Recruiter** **SENIOR TESTING SPECIALIST**: **YOUR MISSIONS**: As a Senior Testing Specialist, you will have a wide range of responsibilities, including: - You are responsible for specification of **logical and physical test cases**: - **Executing test cases**: - Checking and **assessing test...
-
Compliance Senior Officer
Il y a 7 mois
Luxembourg Alter Domus Temps pleinFor our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...
-
Senior Compliance Officer
Il y a 2 mois
Luxembourg Franklin Templeton Investments Temps pleinAt Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...
-
Senior Compliance Officer
il y a 1 mois
Luxembourg City Michael Page Temps pleinThe Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals. Client Details Our client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development &...
-
Compliance Assurance Officer
Il y a 3 mois
Luxembourg Lombard Odier & Cie Temps pleinA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Compliance Officer
il y a 4 heures
Luxembourg Axis Temps pleinRattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos... **Description** Rattaché à l'équipe...
-
Senior Compliance Officer
il y a 4 jours
Luxembourg Axis Temps pleinAs part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client...
-
Assistant Vice President, Senior Compliance Officer
Il y a 7 mois
Luxembourg Ares Management Temps pleinOver the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...
-
Senior Compliance Officer
Il y a 6 mois
Luxembourg CSC (Corporation Service Company) Temps pleinAs a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Partners Group Temps plein**What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...
-
Senior Compliance Officer
Il y a 7 mois
Luxembourg Select Luxembourg Temps plein**Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...
-
Compliance Officer
Il y a 7 mois
Luxembourg CANDRIAM Temps pleinPosition description **Business unit**: - Legal, Secretary General & Compliance - Compliance **Job title**: - Compliance Officer - Internal Control H/F **Contract type**: - Permanent **Mission**: - The Compliance function is a permanent, effective and independent function that concentrates on non-conformity risks (i.e. the risk of legal or regulatory...
-
Senior Compliance Officer
Il y a 7 mois
Luxembourg RecSel International Ltd Temps pleinOur client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...
-
Senior Compliance Officer
il y a 4 jours
Luxembourg Axis Temps pleinDans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur...
-
Senior Compliance Officer
il y a 4 heures
Luxembourg Abiomis Temps plein**Senior Compliance Officer - Excellente Réputation, Plan de Carrière Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur...
-
Senior Compliance Officer
il y a 1 semaine
Luxembourg EFG International Temps pleinEFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department Your main responsibilities As a Senior Compliance Officer, you will primarily report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Conduct and...
-
Senior Compliance Officer
il y a 6 jours
Luxembourg Crimson Panda Temps pleinCrimson Panda are proud to be partnered with Apex Group who are looking for a **Senior Compliance Officer **to join their Apex Fund Services team. **Role Location**: Luxembourg **Department**: Compliance **Employment Type** : Permanent **About Apex** Apex Group is a global financial services provider. We look to recruit bright, articulate and numerate...
-
Junior Compliance Officer
Il y a 7 mois
Luxembourg HIKMA-SOLUTIONS Temps pleinHikma-Solutions is looking for one of its clients for an enthusiastic, dynamic, and talented **Junior Compliance Officer (m/w/x)** to join his compliance team. You will work closely with the senior compliance officers. Our client is looking for a dedicated team member with a high amount of flexibility to complement a forward-thinking and committed team,...
-
Senior Compliance Officer
Il y a 7 mois
Luxembourg TMF Group Luxembourg Temps plein**About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 10,000 experts and 120 offices in 86 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax,...