Senior Compliance Officer
il y a 3 semaines
Job description
**Notre client, une banque privée dynamique et à l'esprit innovateur recherche activement un Senior Compliance Officer.**
Le « **Senior Compliance Officer** » rapporte au « **Chief Compliance Officer **» qui lui rapporte directement à la Direction Générale dont il dépend, au Comité Audit, **Risques et Compliance** (ARC) et au **Conseil d'Administration**.
- Principaux rôles :_
**Compliance**:
- Elaboration des procédures et
- **politiques de la banque en matière de Compliance** (whistleblowing, gestion des conflits d'intérêts, charte de Compliance, Manuel de blanchiment ),
- Suivi de leur mise en place et maintien à jour de ces documents ;
- Mise en place et suivi des
- **exigences MiFID **;
- Développement d'un Compliance Monitoring Program afin de contrôler les risques liés à la Compliance et mise en place des contrôles ;
**Amélioration des documents de la banque** afin de renforcer la conformité aux exigences réglementaires (formulaires KYC, MiFID,) ;
- Communication avec les autorités de contrôle en matière de Compliance ;
**Documentation et rédaction des rapports liés aux travaux de Compliance** ;
- Sensibilisation et formation du personnel sur les thématiques de Compliance ;
**Assistance, conseil et reporting à la Direction Générale**, au Comité Audit, Risques et Compliance (ARC) et au Conseil d'Administration en matière de Compliance ;
- Analyse, traitement et suivi de toute problématique liée à la Compliance.
**Gouvernance**:
- Elaboration des procédures et politiques de la banque en matière de gouvernance (principes directeurs,) ;
**Identification**,
- ** analyse** et mise en place des normes et exigences réglementaires en vigueur ;
- Préparation des missions d'audit interne/externe et monitoring des recommandations ;
**Préparation et suivi des rapports réglementaires** ;
- Traitement des demandes ponctuelles des autorités / de la Direction en matière de gouvernance ;
**Coordination avec le conseiller juridique** de la banque des thématiques légales / juridiques ;
- Suivi du chantier de mise à jour et rédaction des procédures / politiques de la banque.
- Votre profil :_
- Diplômé d'une
- **Ecole de Commerce** ou d'un diplôme universitaire en
- **Droit ou Finance** ;
**4 ans** d'expérience ;
- Connaissances des enjeux
- **MIFID 2**, Abus de marché,
- ** AML5** ;
- Autonome et rigoureux ;
**Excellentes capacités rédactionnelles** et de synthèse ;
- Team-player et
- **fort de proposition** ;
**Français courant** obligatoire
**_Ce poste est basé à Luxembourg ville._**
Concernant ce rôle, Kelly Services agit en tant que médiateur officiel. Lorsque vous décidez de postuler ce poste, vos informations personnelles seront traitées conformément à la déclaration de confidentialité de Kelly.
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