Senior Compliance Officer

il y a 3 semaines


Luxembourg Kelly Services Temps plein

Job description

**Notre client, une banque privée dynamique et à l'esprit innovateur recherche activement un Senior Compliance Officer.**

Le « **Senior Compliance Officer** » rapporte au « **Chief Compliance Officer **» qui lui rapporte directement à la Direction Générale dont il dépend, au Comité Audit, **Risques et Compliance** (ARC) et au **Conseil d'Administration**.
- Principaux rôles :_

**Compliance**:

- Elaboration des procédures et
- **politiques de la banque en matière de Compliance** (whistleblowing, gestion des conflits d'intérêts, charte de Compliance, Manuel de blanchiment ),
- Suivi de leur mise en place et maintien à jour de ces documents ;
- Mise en place et suivi des
- **exigences MiFID **;
- Développement d'un Compliance Monitoring Program afin de contrôler les risques liés à la Compliance et mise en place des contrôles ;

**Amélioration des documents de la banque** afin de renforcer la conformité aux exigences réglementaires (formulaires KYC, MiFID,) ;
- Communication avec les autorités de contrôle en matière de Compliance ;

**Documentation et rédaction des rapports liés aux travaux de Compliance** ;
- Sensibilisation et formation du personnel sur les thématiques de Compliance ;

**Assistance, conseil et reporting à la Direction Générale**, au Comité Audit, Risques et Compliance (ARC) et au Conseil d'Administration en matière de Compliance ;
- Analyse, traitement et suivi de toute problématique liée à la Compliance.

**Gouvernance**:

- Elaboration des procédures et politiques de la banque en matière de gouvernance (principes directeurs,) ;

**Identification**,
- ** analyse** et mise en place des normes et exigences réglementaires en vigueur ;
- Préparation des missions d'audit interne/externe et monitoring des recommandations ;

**Préparation et suivi des rapports réglementaires** ;
- Traitement des demandes ponctuelles des autorités / de la Direction en matière de gouvernance ;

**Coordination avec le conseiller juridique** de la banque des thématiques légales / juridiques ;
- Suivi du chantier de mise à jour et rédaction des procédures / politiques de la banque.
- Votre profil :_
- Diplômé d'une
- **Ecole de Commerce** ou d'un diplôme universitaire en
- **Droit ou Finance** ;

**4 ans** d'expérience ;
- Connaissances des enjeux
- **MIFID 2**, Abus de marché,
- ** AML5** ;
- Autonome et rigoureux ;

**Excellentes capacités rédactionnelles** et de synthèse ;
- Team-player et
- **fort de proposition** ;

**Français courant** obligatoire

**_Ce poste est basé à Luxembourg ville._**

Concernant ce rôle, Kelly Services agit en tant que médiateur officiel. Lorsque vous décidez de postuler ce poste, vos informations personnelles seront traitées conformément à la déclaration de confidentialité de Kelly.



  • Luxembourg Alter Domus Temps plein

    For our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...


  • Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Senior Compliance Officer

    il y a 1 semaine


    Luxembourg Axis Temps plein

    Reporting to the Compliance team, the Senior Compliance Officer will report to and support the Chief Compliance Officer in the development and maintenance of a strong compliance framework within our group's life and non-life insurance entities in Luxembourg. Within the Finance Department, your main... **Description** Reporting to the Compliance team, the...


  • Luxembourg City Michael Page Temps plein

    The Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals. Client Details Our client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development &...

  • Compliance Officer

    il y a 1 semaine


    Luxembourg Axis Temps plein

    Rattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos... **Description** Rattaché à l'équipe...

  • Senior Compliance Officer

    il y a 2 semaines


    Luxembourg Axis Temps plein

    As part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client...

  • Senior Compliance Officer

    il y a 9 heures


    Luxembourg Axis Temps plein

    As part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client is...


  • Luxembourg CSC (Corporation Service Company) Temps plein

    As a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...

  • Senior Compliance Officer

    il y a 4 semaines


    Luxembourg Partners Group Temps plein

    **What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...


  • Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...


  • Luxembourg RecSel International Ltd Temps plein

    Our client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...

  • Senior Compliance Officer

    il y a 9 heures


    Luxembourg Axis Temps plein

    Dans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur expansion,...

  • Senior Compliance Officer

    il y a 1 semaine


    Luxembourg Abiomis Temps plein

    **Senior Compliance Officer - Excellente Réputation, Plan de Carrière Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur...

  • Senior Compliance Officer

    il y a 2 semaines


    Luxembourg Axis Temps plein

    Dans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Senior Compliance Officer

    il y a 3 semaines


    Luxembourg EFG International Temps plein

    EFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department Your main responsibilities As a Senior Compliance Officer, you will primarily report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Conduct and...

  • Senior Compliance Officer

    il y a 2 semaines


    Luxembourg Crimson Panda Temps plein

    Crimson Panda are proud to be partnered with Apex Group who are looking for a **Senior Compliance Officer **to join their Apex Fund Services team. **Role Location**: Luxembourg **Department**: Compliance **Employment Type** : Permanent **About Apex** Apex Group is a global financial services provider. We look to recruit bright, articulate and numerate...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...

  • Senior Compliance Officer

    il y a 1 semaine


    Luxembourg Fyte Temps plein

    Our client is one of Europe’s most prestigious asset managers. With capital entirely owned by its founders and staff, they operate in 7 different offices. They are actively committed to their clients and are transparent in their investment decisions. As Senior Compliance Officer (F/M) and member of the Global Compliance team, you will report directly to...