Compliance Officer
il y a 1 semaine
FCC WB Associate Compliance Officer
Role & work environment
Financial Crime Compliance Wholesale Luxembourg (FCC Wholesale Banking) team within the compliance department is the second line of defence function supporting the wholesale segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks.
The team of Wholesale Banking FCC specialists (advisors) is dedicated to support the wholesale business in complying with FCC policies and regulations in line with the Compliance Risk Management Charter by performing horizon scans, maintaining the policy framework, supporting & challenging risk assessments, delivering advices, assuring training & awareness, tracking issues and escalating where and when needed. At the same time it looks for global alignment and uniformity in approach in order to contribute to efficient KYC-processes and a flawless client experience. The team is working together based on knowledge and expertise, as well as the skill set needed to best perform the job.
You report hierarchically to the Head of the FCC Wholesale Banking Team, who reports to the Head of Financial Crime Compliance of ING Luxembourg.
Key responsibilities
The position is a key channel for advice, training, translating (external) developments to the wholesale banking environment as well as communicating and sharing of best practices. As an expert in the FCC domain your main focus lies on Anti-Money Laundering (AML), Economic and Financial Sanctions including Export Controls and Proliferation Financing which translates to the following (non-exhaustive) overview of activities, which you will execute autonomously or in cooperation with senior team members:
- Point of escalation and coordination for Wholesale Luxembourg, specifically:
- Analysis, challenging and advice on customer due diligence escalations triggered by: new client Onboarding; client reviews (periodic, event driven) including transaction analysis; Offboarding; Waivers.
- Analysis, decisioning and follow through on FCC alert escalations triggered by: Pre transactions screening; Name screening (PEP); Negative News Screening.
- Advice on flagged corporate lending and trade finance transactions.
- Support analyses, advices and investigations related to correspondent banking activities;
- Support the business, FCC Luxembourg and Belgian/ Corporate FCC function in maintaining the wholesale and correspondent banking FCC control framework by translating regulations and requirements to practical implementable policies, guidelines, instructions or solutions;
- Advising on risk appetite setting and translation thereof in compliance related processes;
- Pro-actively oversee and advice (partner) with our Luxembourgish and global wholesale businesses on the embedding of the FCC controls within the wholesale domain by analysing and formulating advices on the compliance risks of products, processes or projects or delivering support and challenge when needed any risk assessment or mitigation (e.g. participating SIRA). Work from the basis of what’s possible within the confines of law and regulations and at the same time enabling the business in achieving sustainable growth. Proceed to instructions or escalation if advices are not considered;
- Assure in close cooperation with the wholesale business that all identified FCC risks are correctly registered in I-Risk and follow-up the correct closure of the mitigating actions. Pro-actively inform compliance management on the evolution of the FCC compliance risk management in your domain;
- In close collaboration with colleagues of other compliance teams, promote/enhance the knowledge and awareness with regards to FCC within the organisation and contribute to the drafting and/or implementation of the annual compliance training plan;
- Represent the FCC Wholesale Banking team in projects, workgroups by coordinating, providing input, defending his/ her position, challenging the discussions and communicating the output to the members of the team;
- Identify key areas for improvement and provide support and guidance to implement good practice;
- Drive the implementation of automated process, robotics or data analytics techniques in order to maintain the efficiency of the FCC wholesale compliance related processes and tools;
- Support the head of FCC Wholesale Banking in providing clear and convincing compliance risk management reporting in all its forms;
- Contribute to the Group FCC enhancement program, as applicable to Luxembourg;.
- Oversee and advice (partner) with our Luxembourg and global WB businesses on the embedding of the FCC controls within the WB domain;
- Align the activities and seek for uniformity in approach of the WB MLRO/FCC community with the global functions;
- Be a support and coach for his/ her junior colleagues and helps them in their challenge an decision making.
Key Competences
A colleague with a talent for taking it on and making it happen, enthusiasm for helping others to be s
-
Compliance Officer
il y a 3 semaines
Luxembourg Findel Airport ING Temps pleinCompliance Officer, ManCo (M/F) ING Solutions Investment Management (ISIM) is looking for a Compliance officer to support the current and planned developments of its activities in Luxembourg. Your working environment: ISIM is a subsidiary of ING Luxembourg. ISIM benefits from the status of a “Super ManCo” as it has the licenses to manage both UCITS and...
-
Regulatory Compliance Officer
il y a 2 semaines
Luxembourg Findel Airport ING Temps plein(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team.Job descriptionThe Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...
-
Compliance Aml Officer
il y a 4 jours
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: **Key Accountabilities**: - Coordinating the AML/CFT Compliance monitoring reporting process with MLROs and AML/CFT teams across locations in Quintet Europe BU, ensuring processes are harmonised. - Proactively identify AML/CFT risks across the different lines of business, provide day-to-day oversight related to the evolution of those...
-
Junior Vat Compliance Officer
il y a 5 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
(Senior) Regulatory Compliance Officer
il y a 4 jours
Luxembourg Findel Airport ING Temps plein(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...
-
Compliance Officer, Luxembourg
il y a 2 semaines
Luxembourg Findel Airport Convera Temps pleinWe are looking for a motivated and experienced Markets Compliance professional, knowledgeable in regulations such as Commission de Surveillance du Secteur Financier (“CSSF”) Circulars, Markets in Financial Instruments Directive (MIFID), European Market Infrastructure regulation (EMIR), Packages Retail Investment Services (PRIIPS), Payment Service...
-
Compliance Officer, Luxembourg
il y a 2 semaines
Luxembourg Findel Airport Convera Temps pleinWe are looking for a motivated and experienced Markets Compliance professional, knowledgeable in regulations such as Commission de Surveillance du Secteur Financier ("CSSF") Circulars, Markets in Financial Instruments Directive (MIFID), European Market Infrastructure regulation (EMIR), Packages Retail Investment Services (PRIIPS), Payment Service directive...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg Findel Airport ING Temps pleinFCC Retail Senior Compliance Officer Tax Role & work environment Financial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the retail segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of Retail Banking FCC specialists...
-
Junior Tax/vat Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...
-
Junior Tax/vat Compliance Officer
Il y a 2 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Compliance Associate
Il y a 2 mois
Luxembourg Findel Airport JLL Temps pleinJLL supports the Whole You, personally and professionally. LI-DNI **LaSalle’s Luxembourg business**: LaSalle’s AIFM is regulated by the CSSF and acts as the “portfolio manager” and “risk manager” of a number of LaSalle sponsored funds that target a diverse range of strategies in respect of real estate investments in Europe, the Americas and the...
-
Financial Crime
Il y a 2 mois
Luxembourg Findel Airport ING Temps pleinFCC Retail Compliance Officer Role & work environment Financial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the retail segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of Retail Banking FCC specialists (advisors) is...
-
Compliance Associate
il y a 2 semaines
Luxembourg Findel Airport JLL Temps pleinJLL supports the Whole You, personally and professionally.LI-DNILaSalle's Luxembourg business:LaSalle's AIFM is regulated by the CSSF and acts as the "portfolio manager" and "risk manager" of a number of LaSalle sponsored funds that target a diverse range of strategies in respect of real estate investments in Europe, the Americas and the Asia Pacific. The...
-
Compliance Kyt Leader
Il y a 2 mois
Luxembourg Findel Airport ING Temps pleinto be added - title of job desc on Taleo "FCC Governance & Controls Investigator" (but job req title is Compliance Officer - BA)
-
Compliance Kyt Leader
il y a 2 semaines
Luxembourg Findel Airport ING Temps pleinto be added - title of job desc on Taleo "FCC Governance & Controls Investigator" (but job req title is Compliance Officer - BA)
-
Financial Crime Compliance Officer/specialist
il y a 4 semaines
Findel, Luxembourg Lombard International Temps plein**About Lombard International Group Lombard International Group is a leading provider of global wealth and succession planning solutions with 30+ years’ experience. We have the strength and expertise to help high net worth and ultra-high net worth individuals, their families and institutions to protect, preserve and pass on their legacy to future...
-
Fcc Governance
il y a 6 jours
Luxembourg Findel Airport ING Temps pleinFCC Governance & Controls - Associate Compliance Officer Role & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks. The Governance and Controls function...
-
Corporate Tax Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...
-
Financial Crime Compliance Officer/specialist
il y a 2 semaines
Findel, Luxembourg Lombard International Temps plein**About Lombard International GroupLombard International Group is a leading provider of global wealth and succession planning solutions with 30+ years' experience. We have the strength and expertise to help high net worth and ultra-high net worth individuals, their families and institutions to protect, preserve and pass on their legacy to future...
-
Corporate Tax Compliance Manager
Il y a 2 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
