Junior Compliance Officer

il y a 4 semaines

Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein

**Junior Compliance Officer M/F**:
Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices achieve success by making their work easier.

**Your challenge**
- Contributing in the implementation of the compliance monitoring plan
- Maintaining relevant policies and procedures, conducting risk assessments and participating in the drafting of various compliance reports
- Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files and doing sample checks (all risk ratings)
- Being actively involved in reviewing the results from the screening tools (PEP, sanction lists and transaction monitoring)
- Carrying out a set of quality controls, both of the activities of the Transfer Agent - Department and those of other departments involved in relationship-opening procedures
- Maintaining due diligence questionnaires to ensure the compliance with the applicable regulations and the internal processes
- Performing the initial and ongoing due diligence assessment and ongoing monitoring on the delegates
- Supporting the CCO with the statutory audit, providing data to internal and external audit as required
- Potential to take over the function "responsable du contrôle du respect des obligations" ("RC") for UCIs under management at a later stage

**Your Profile**
- Ideally you have successfully completed a degree in Business Law, Business Administration or Economics
- A minimum of two years' professional experience in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big Four, ideally combined with first experience in Compliance
- Good knowledge of the Luxembourg fund industry and understanding of the practical aspects of the compliance function
- You are a motivated person with a reliable and resilient personality
- You provide a service-oriented mindset and a diplomatic approach
- You have proactive problem solving skills with the ability to develop solutions independently
- Very good PC skills (MS Office)
- Fluency in English and German, French would be an advantage

**Your benefits**

Our employees are our pride and joy. VP Bank considers it important to give something back and to contribute to the well-being of each and every individual. We strive to do this every day. VP Bank employees enjoy respectful and fair treatment and also receive a wide range of benefits.

**Your new working environment**

VP Bank Group's fund business is combined under the umbrella of VP Fund Solutions and includes business with third party funds, private label funds and proprietary funds. We are a one stop shop offering a comprehensive range of services covering all aspects of fund business, from setting up funds through to fund administration, risk management, custodian services, UCITS- or AIFMD-compliant management companies, distribution support, fund brokerage and portfolio management.

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