Senior Compliance Officer

il y a 3 jours

Luxembourg PICTET Temps plein

**Your team**:

- The
- **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 600 people.**FundPartner Solutions** provides a full suite of fund administration and private label funds services. The global team of industry experts specialises in fund domiciliation, registration and governance, as well as risk compliance and investment management services.-
- As part of the
- **Risk & Compliance Department,** and reporting directly to the Head of Compliance, you will be mainly responsible, together with the other staff in the department, for carrying out activities related to the supervision of compliance with the company's anti-money laundering and anti-terrorist financing (AML-CTF) rules. You will also progressively work on the compliance obligations linked to the status of the management company in Luxembourg.**Your role**:
The Compliance function’s duties include the following tasks:
- Supervising the AML/KYC control activities carried out by the Transfer Agent Department by reviewing investors' files, particularly those posing a high risk.
- Carrying out / supervising second-level controls specific to the function, covering both activities relating to the acceptance and monitoring of business relationships with investors (Transfer Agent Department) and those specific to the management company's clients (i.e. procedures for entering into relationships managed by other departments).
- Proactively contributing to monitoring the company's procedures according to regulatory developments.
- Contributing to the production of all types of report relating to the AML/KYC requests of our internal and external clients.
- Participating to regulatory projects relating to Compliance, taking charge of coordination tasks if necessary.
- Being involved in presenting the team’s activities to in-house and external clients, including when regulatory changes occur.
- Providing advice and assisting staff on the regulatory implications of current and new regulations and changes to the business.
- Contributing to improving the organisation of the department (deploying processes and/or tools for adequate follow-up of the work of the team and of projects).
- Providing training for the junior compliance officers in the team.

**Your profile**:

- Qualifications and experience:
- University degree (BAC +5 minimum) in Economics or Finance.
- 5 to 10 years’ experience in the area of AML and/or compliance.
- At ease using computer systems and new technologies as well as an interest in these areas.
- Specific knowledge:
- Good knowledge of European and Luxembourg legislation.
- Evidence of excellence across the full remit of compliance competencies with a comprehensive understanding of the various roles in the investment fund industry, and more particularly of the operating mechanisms of a management company, but also of a custodian bank, transfer agent, fund administration and the related regulatory framework.
- Soft skills:
- Discretion, rigour, dependability and organisational skills
- Analytical skills (investigative mindset), sense of proportionality (risk-based approach) and sound critical thinking (professional judgement)
- Writing and communication skills, sense of diplomacy
- Team spirit (solidarity)
- Tech savvy profile
- Languages:
- Written and spoken fluency in French and English.

**Note**:

- We will not accept any CVs from agencies.-
Flexible and modern ways of working
- As a responsible and supportive employer, we promote the well-being of our employees through a set of flexible working arrangements, ranging from a work-from-home policy for eligible functions to opportunities for annualised part-time leave and extended parental leave.**Diversity & Inclusion**:
**_ Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace._

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