Senior Management Company Oversight Specialist

il y a 6 jours


Luxembourg UBS Temps plein

Luxembourg
- Fund Services
- Asset Management

**Job Reference #**
- 264486BR

**City**
- Luxembourg

**Job Type**
- Full Time

**Your role**
- Are you a shrewd evaluator of risk? Do you know how make the right call in challenging situations? We’re looking for someone like that who can:
- monitor operational risks on custodians, paying agents and securities lending agents and assess key controls applied to each of them in an ongoing due diligence process identification and investigation of negative trends, exceptions or new risks occurring within the functions
- provide support to due diligence processes before delegating any functions to external parties
- monthly consolidation of findings and reporting to conducting officer via monthly reports and presentations to the Board of Director meetings
- monitor future changes in the regulations in order to anticipate impact on the current control framework and implementing the necessary changes within the timeframes prescribed by regulators.

**Your team**
- You’ll be working in our Delegated Functions Monitoring team of UBS Fund Management (Luxembourg) S.A. in Luxembourg. The mission of our team is very diversified ranging from reviewing risk indicators, producing risk assessment reports, discussing service quality provided by our delegated functions in service review meetings, on-boarding of newly appointed functions to supporting our local management in administrative tasks and acting as support in the client relationship. We have a clear focus on making things happen and to best service our internal and external clients.

**Your expertise**
- reliable when working independently, with sound judgment for when to escalate issues
- quickly adaptable to changing market situations, technology and business needs (you’re smart and flexible)
- comfortable working independently, as well as in a team-oriented, collaborative environment
- strong communicator, comfortable interacting with colleagues and counterparts at all levels
- a strong experience in risk control or audit of a financial institution, preferably an institution involved in the investment fund industry
- an experience in custodian and paying agent oversight activities including related AML/KYC operational framework
- a strong knowledge of the European and Luxembourg regulatory environment, including the alternative investment funds business
- strong analytical, problem-solving and synthesizing skills (you know how to figure stuff out)
- a passion for efficient and professional delivery of pragmatic and practicable solutions
- fluent in English, German or French being an asset

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.



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