Investment Management Oversight Manager

il y a 4 semaines


Luxembourg GAM Investments Temps plein

AMBITIOUS?
- BRIGHT?
- RIGHT?
- GAM is one of the world’s leading independent asset managers. We provide differentiated active investment solutions and products for institutions, financial intermediaries and private investors.
- Our core investment business is complemented by fund management services, which include fund administration and other support services to third-party institutions. Together we share a common set of values rooted in teamwork, integrity, entrepreneurial flair and professional excellence.
- Our employees are our most valuable asset. Being able to offer an attractive work environment where talented minds from various backgrounds are keen to work is key to the long-term success of our company. We firmly believe in the importance of maintaining the open culture of a small company, aiming to avoid bureaucracy and encouraging a flexible, accessible and hands-on working style across the Group. In turn, our people reward us with their loyalty.

Function:
Fund Management Services

Department:
Head of Investment Management Oversight & Outsourcing Controlling

Main Duties & Responsibilities- Manage the investment management oversight policies, procedures, processes, SLAs and Due Diligence questionnaires to ensure the compliance with the applicable regulations and the internal processes- Ensure the compliance of the delegated investment managers with the applicable laws, rules and regulations, as well as Group guidance- Create and oversee the investment manager/investment advisor due diligence plan- Ensure day-to-day controls on delegated duties of portfolio managers & investment advisors (internal and external)- Maintain the database of delegated investment managers and investment advisors- Perform the initial and ongoing due diligence, as well as ongoing monitoring of the investment managers and investment advisors, including the on-site visits where appropriate- Identify, assess operational risks and highlight findings/ recommendations (where relevant) in the due diligence report- Gather quarterly KPIs from Portfolio Managers, analyses the results, perform escalation and follow through completion- Liaise with the delegated investment managers to define and monitor corrective actions in case advanced risk indicators are identified as part of the risk management monitoring- Manage day to day investment manager oversight process, including the relationship with the appointed third-party vendors responsible for the activity, support workflow between the internal teams and external service providers- Attend monthly meetings with delegates (investment managers, fund administrators) as needed- Prepare various reports to the Boards and Committees on investment management oversight, including regular assessment of key performance indicators, performance reports calculation and analysis and contribute to the automatization of the existent processes- Participate in preparing the Investment Committee reports- Assist with the review and coordination of the legal documentation (e.g. Investment Management Agreements, Prospectus/Offering Memorandum/LPAs)- Assist with completion of various projects and ad-hoc tasks: compliance with EMIR, SFTR, SFDR, DAC 6 etc.- Follow up the evolution of ESG requirements and related market practice- Participate and support, where appropriate, the Valuation Committee- Actively participate and support in any projects linked to the ManCo for which the support of the investment management oversight function is required- Stay informed of the latest market trends and industry drivers to monitor and challenge the portfolio performances of the delegated investment managers

Qualifications & Experience- University degree in business or finance (or equivalent)- Five years of experience in fund industry (supervision of delegated portfolio management, asset management, risk management)- Knowledge of the markets, investment strategies, financial instruments, legal and regulatory requirements of UCITS/AIF fund industry, knowledge of the CSSF Circular 18/698-
- Proficiency in written and spoken English, any other language would be an advantage

Personal Attributes- Excellent communication skills- Analytical ability- Proactive and solution oriented- Well-organised, ability to manage priorities- Keen to lean, improve and to develop- A team player with the ability to work independently

**Benefits**:
GAM offers a comprehensive range of benefits and performance-based compensation, along with a variety of lifestyle and family benefits to promote well-being in and out of the workplace. These benefits vary according to local market conditions. Please contact the local Human Resources team for further details.

Employing Company/ies:
GAM (Luxembourg) S.A.

Reporting to:
Head of Investment Management Oversight & Outsourcing Controlling

Contract:
Permanent



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