Senior Compliance Representative
il y a 2 jours
At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can. Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client’s financial well-being.
If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for you.
Join us as a Senior Compliance Representative
Under the supervision of the Fund Administration Compliance Supervisor, the Compliance Analyst is responsible for daily compliance monitoring and reporting utilizing Charles River Development's Compliance Master system.
Key Responsibilities:
- Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.- Developing and maintain a working familiarity with applicable laws, regulations and interpretation governing the administration of mutual funds. This includes the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars- Develop and maintain methods to enhance procedures with respect to the compliance monitoring function.- Perform special projects as assigned by the Fund Administration Compliance Supervisor and Manager.- Develop and maintain a strong working familiarity with Charles River Developments ComplianceMaster system.- Assist the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual.- Use Bloomberg to conduct research as needed.- Develop and maintain a strong client service relationship with clients.
Qualifications:
- Experience with Charles River Developments ComplianceMaster compliance monitoring system.- Minimum 3-4 years’ experience in investment fund compliance.- Masters degree in finance or related field.- In depth understanding of BBH client portfolio.- Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars.
What We Offer:
- A collaborative environment that enables you to step outside your role to add value wherever you can- Direct access to clients, information and experts across all business areas around the world- Opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm- A culture of inclusion that values each employee’s unique perspective- High-quality benefits program emphasizing good health, financial security, and peace of mind- Rewarding work with the flexibility to enjoy personal and family experiences at every career stage- Volunteer opportunities to give back to your community and help transform the lives of others
Full time
Luxembourg
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg Tokio Marine HCC Temps pleinPosition: Senior Compliance Officer - Tokio Marine Europe - Location : Luxembourg - Report to : Head of Legal and Compliance - TME - We_ _will_ not _accept_ _any_ _CVs_ via _agencies_._ Tokio Marine HCC - Tokio_ Marine HCC _is_ a _leading_ _specialty_ _insurance_ group _with_ offices in the United States, the United _Kingdom_, Europe, Ireland, and _other_...
-
Vat Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Depositary Services Senior Representative Alts
il y a 3 semaines
Luxembourg Brown Brothers Harriman Temps pleinAt Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg RecSel International Ltd Temps pleinOur client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...
-
Senior Compliance Associate
il y a 8 heures
Luxembourg Barclay Simpson Temps pleinI am working with a leading Private Equity firm who are searching for a Senior Compliance Associate to join their European Compliance function based in Luxembourg. This is a key hire that, alongside working on Luxembourg based requirements, will also take responsibility for the oversight of the Paris based business. The compliance team in Europe covers day...
-
Senior Director
il y a 6 jours
Luxembourg Hines Temps pleinOverview: When you join Hines, you will embark on a career journey fueled by vision and guided by leaders who set the standards of our industry. Our legacy is rooted in innovation and excellence, earning us a spot on Fast Company’s esteemed annual list of the World’s Most Innovative Companies, as well as recognition as one of U.S. News & World...
-
Senior Compliance at Renowned Financial and
il y a 3 semaines
Luxembourg Austin Bright Temps plein**Job Opportunity: Senior Compliance at Renowned Financial and Corporate Services Provider in Luxembourg** Are you an experienced Compliance professional? Our client, an independent financial and corporate services provider located in Luxembourg City, is seeking a Senior Compliance to strengthen their team and support their expansion. **About Us**: Our...
-
Senior Compliance at Renowned Financial and
il y a 3 semaines
Luxembourg Austin Bright Temps plein**Introduction**: **Job Opportunity: Senior Compliance at Renowned Financial and Corporate Services Provider in Luxembourg** Are you an experienced Compliance professional? Our client, an independent financial and corporate services provider located in Luxembourg City, is seeking a Senior Compliance to strengthen their team and support their...
-
Depositary Services Representative
il y a 4 semaines
Luxembourg Brown Brothers Harriman Temps pleinWhat You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and...
-
Branch Compliance Manager
il y a 4 semaines
Luxembourg U.S. Bank National Association Temps pleinAt U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions, enabling the communities we support to grow and succeed in the right ways, all more confidently and more often—that’s what we call the courage to thrive. We believe it takes all of us to bring our shared...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg VP Bank AG Temps pleinDo you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to life._ **Your Challenge**: -...
-
Compliance Senior Analyst
il y a 8 heures
Luxembourg FIS Global Temps plein**Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented...
-
Compliance Monitoring Analyst, Senior Associate
il y a 6 jours
Luxembourg State Street Temps pleinINTERNATIONAL FINANCIAL DATA SERVICES (IFDS) IFDS is a global market leader committed to providing high quality systems and services to our clients. Headquartered in Toronto with European offices in Dublin and Luxembourg. IFDS Luxembourg (IFDSL) was established in 2007. Its ultimate parent companies are SS&C Technologies Holdings, Inc. and Boston-based...
-
Associate Director Compliance
il y a 2 jours
Luxembourg Ergon Recruitment (Luxemburg) Temps plein**Fonction**: - Be responsible for the management and oversight of the Luxembourg Compliance activities; - Lead the Compliance Team (4 FTEs); - Provide leadership, mentoring, training and development to the Compliance Team; - Maximise effectiveness of the Compliance Team operations; - Identify and manage the successful delivery of Compliance projects...
-
Senior Associate
il y a 4 semaines
Luxembourg Waystone Governance Ltd. Temps pleinWaystone leads the way in specialist services for the asset management industry. Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg BNP Paribas Temps pleinSENIOR COMPLIANCE OFFICER (NUMÉRO DE L'EMPLOI : IFS000258) **BNP **Paribas Asset Management Luxembourg SA (“BNP Paribas AM Lux”)** is the super manco supervising UCITS and AIF funds of the Luxembourgish BNP Paribas fund range. **CHIEF COMPLIANCE OFFICER M/F** **CDI** **REPORTING LINES**: Hierarchical reporting: BNPP AM Regional Head of Compliance...
-
Senior Regulatory Compliance Ba/pm
il y a 4 semaines
Luxembourg Skillfinder International Temps plein**Location** - Luxembourg**Sector**: - Finance & Banking**Job type**: - Contract**Salary/Rate**: - negotiable**Contact**: - Amy Hughes- **Job ref**: - 18958USER_75**Consultant**: - Amy Hughes **Senior Regulatory Compliance BA/PM** **Role Overview**: The Regulatory Compliance and Legal Manager will support senior management in identifying,...
-
Consultant As Senior Compliance/ Rc
il y a 2 jours
Luxembourg Austin Bright Temps pleinAre you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg Findel Airport ING Temps pleinFCC Retail Senior Compliance Officer Tax Role & work environment Financial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the retail segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of Retail Banking FCC specialists...
-
Client Service Representative Senior
il y a 7 jours
Luxembourg Brown Brothers Harriman Temps pleinAt Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value...