Senior Distribution Oversight Manager

il y a 4 semaines


Luxembourg Jupiter Asset Management Temps plein

The Value of Active Minds

About Jupiter

Jupiter is one of the UK’s leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023).

Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Irish OEICs), separately managed accounts and sub-advised funds. Jupiter has offices in Germany, Switzerland, Sweden, Italy, Spain, Ireland, Singapore and Hong Kong.

Jupiter Asset Management International in Luxembourg (JAMI or the Company) is a management company pursuant to Chapter 15 of the 2010 Law with a AIFM and MIFID license. JAMI has sales branches located in Germany, Sweden, Spain and Italy.

Jupiter is committed to a diverse and inclusive work environment and is an equal opportunities employer.

Background- The role is based in Luxemburg with regular international trips, primarily in Continental Europe- The role is part of the Distribution Oversight Team performing a Distribution Governance / Oversight role for Distribution and conducting oversight on the JAMI EU sales offices- Overall, the role in conjunction with the JAMI Conducting Officer - Distribution and Branch oversight should ensure Distribution Governance and Oversight and Branch oversight is performed in order to fulfil the regulatory requirements from CSSF and ESMA.Key Responsibilities

Distribution Governance- Perform in conjunction with the regional Sales Support Teams initial and ongoing due diligence, ongoing monitoring on distributors and business introducers + attend to onsite visits.-
- Act as the central point of contact for all distributor due diligence on Group level and be responsible for oversight / support of all activities in relation to distributor due diligence.-
- Monitor the compliance of distributors against MiFID II and other regulatory obligations.-
- Maintain the distribution network database.-
- Develop and maintain reporting tools and controlling procedures for distribution oversight activity.-
- Maintain policies, procedures and processes for the oversight and monitoring of distributors and sales branches.-
- Supervise the distribution and marketing activities of the Company’s EU sales branches in terms of regular checks, Market Intelligence and adherence to procedures.-
- Act as a SME in terms of Distribution and branch oversight within the Group.-
- Preparation and production of Distribution oversight due diligence reports, KPIs and management reporting.-
- Work with Technology and key stakeholders to develop automated solutions to enhance and develop distribution oversight activities.-
- Keep well informed on best practices, industry changes and trends that may impact Distribution oversight related activities.-
- Reporting on and providing insights into upcoming regulations, industry and market trends.-
- Oversee the Fund registration service provider.- Support Conducting Officer Distribution and branch oversight- Assist the Conducting Officer Distribution in managing JAMI day to day in terms of Distribution and branch oversight activities.-
- Generate reporting on the activities of all the JAMI branches, and the Distribution channels, the countries of distributions and the results of the initial and ongoing due diligence performed on distributors.-
- Support the Conducting Officer Distribution with all interaction with the regulator in relation to Marketing and Distribution aspects of the Company.Support the Client Group- In conjunction with Legal, Compliance and TA Operations, review and prepare for execution distribution arrangements, ensuring that all 3rd party arrangements remain compliant with relevant regulation.- Develop relationships with key internal service providers (i.e. Legal, Compliance, Operations, Marketing, Product Structuring and Client Group) to ensure a co-ordinated implementation of service deliverables outlined in distributor agreements.- Make recommendations for the improvement of the delivery of service; either through system or operational changes and efficiencies.- Coordinating support processes to ensure a smooth sales operations at the European Sales Branches.- Implement instructions to ensures the European Branches meet operational and service requirements for all clients both on a day to day basis and accommodating future plans.- Coordinate Fund registration and maintenance projects with internal and external stakeholders.- Manage relationships with Global fund distribution platforms from an operational perspective.- Act as an adviser and facilitator to the business.

Desired Skills / Experience- At least 3-5 years experience at a law firm, Big 4 or management company in supporting Fund distribution activities- Proven experience in cross border Funds distribution and registration- You have good knowledge and understanding of the Luxembourg AML/CFT and fund distribution regulatory framework- Strong team player with proven abil



  • Luxembourg Jupiter Asset Management Ltd Temps plein

    The Value of Active Minds **About Jupiter** Jupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and...


  • Luxembourg, Luxembourg Jupiter Asset Management Temps plein

    The Value of Active MindsAbout JupiterJupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023).Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Irish...


  • Luxembourg, Luxembourg Jupiter Asset Management Ltd Temps plein

    The Value of Active MindsAbout JupiterJupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023).Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Irish...

  • Distribution Oversight Manager

    il y a 2 semaines


    Luxembourg, Luxembourg BRUIN Financial Temps plein

    Fixed Term Luxembourg,Ref: 32514Our client is an investment management company with a global footprint. They are now seeking a Distribution Oversight Manager to join their Luxembourg office on a 12 month contract basis.The Distribution Oversight Manager will take responsibility for the following remit:Supporting the business in aligning its current products...


  • Luxembourg Ares Management Temps plein

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Distribution Oversight

    il y a 4 semaines


    Luxembourg Anderson Wise Temps plein

    **Job type**: - Permanent**Emp type**: - Full-time**Industry**: - Asset Management**Functional Expertise**: - Lawyer**Location**: - Luxembourg, Luxembourg**Job published**: - 04-08-2023**Job ID**: - 33291We are currently assisting a stable and successful Swiss Management Company in Luxembourg with the recruitment of a Distribution and Branch Oversight...

  • Distribution Oversight

    il y a 2 semaines


    Luxembourg, Luxembourg Anderson Wise Temps plein

    Job type: PermanentEmp type: FulltimeIndustry: Asset ManagementFunctional Expertise: LawyerLocation: Luxembourg, LuxembourgJob published:Job ID: 33291We are currently assisting a stable and successful Swiss Management Company in Luxembourg with the recruitment of a Distribution and Branch Oversight officer.If you are fluent in English and with a good level...


  • Luxembourg Aviva Temps plein

    Distribution & Branch Oversight Manager - Luxembourg This is a great job for someone who has experience in Asset Management or at a Financial Services service provider. A bit about the job: The Distribution and Branch Oversight Manager oversees the activities performed by branches of Aviva Investors Luxembourg, ensuring they are consistent with the...

  • Fund Distribution Oversight

    il y a 2 semaines


    Luxembourg, Luxembourg Funds Talent Temps plein

    Summary:Our client is one of the leader Asset Managers working on a wide range of asset classes in AIF and UCITS. This is a very good opportunity for someone with a background in Fund Distribution Oversight for UCITS that wants to redirect their career towards AIF.This company offers a very good work life balance within a very good environment. After having...

  • Distribution Oversight Manager

    il y a 3 semaines


    Luxembourg Banque Pictet & Cie (Europe) AG, succursale de Luxembourg Temps plein

    **Your team** The **Pictet Group** is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700...

  • Fund Distribution Oversight

    il y a 4 semaines


    Luxembourg Funds Talent Temps plein

    **Summary**: Our client is one of the leader Asset Managers working on a wide range of asset classes in AIF and UCITS. This is a very good opportunity for someone with a background in Fund Distribution Oversight for UCITS that wants to redirect their career towards AIF. This company offers a very good work life balance within a very good environment. After...

  • Distribution Oversight Officer

    il y a 2 semaines


    Luxembourg, Luxembourg Amundi Luxembourg Temps plein

    Type de métier:Types de métiers Crédit Agricole S.A. - Commercial / Relations ClientsIntitulé du poste:Distribution Oversight Officer H/FType de contrat:CDIDate prévue de prise de fonction:01/04/2023Poste avec management:NonMissions:A key member of the Client Servicing Departement, your main responsibilties are:Performing the oversight of the internal...

  • Conducting Officer Oversight

    il y a 2 semaines


    Luxembourg Credit Suisse Temps plein

    **Your field of responsibility** As Conducting Officer Oversight & Distribution and Investment Management you will directly report to the CEO of MultiConcept Fund Management S.A. and will be member of the Management Committee of the company, authorized by the CSSF. **You will be responsible for following areas**: In that role, you will be responsible for...

  • Conducting Officer Oversight

    il y a 1 semaine


    Luxembourg Credit Suisse in Luxembourg Temps plein

    **Your field of responsibility** As Conducting Officer Oversight & Distribution and Investment Management you will directly report to the CEO of MultiConcept Fund Management S.A. and will be member of the Management Committee of the company, authorized by the CSSF. **You will be responsible for following areas**: In that role, you will be responsible for...

  • Distribution Oversight Officer

    il y a 4 semaines


    Luxembourg PICTET Temps plein

    **Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...

  • Distribution Oversight Officer

    il y a 4 semaines


    Luxembourg Amundi Luxembourg Temps plein

    **Type de métier**: Types de métiers Crédit Agricole S.A. - Commercial / Relations Clients **Intitulé du poste**: Distribution Oversight Officer H/F **Type de contrat**: CDI **Date prévue de prise de fonction**: 01/04/2023 **Poste avec management**: Non **Missions**: A key member of the Client Servicing Departement, your main responsibilties...

  • Distribution Oversight Officer

    il y a 2 semaines


    Luxembourg, Luxembourg PICTET Temps plein

    Your team: The- Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700 people.Pictet Asset...


  • Luxembourg, Luxembourg Funds Talent Temps plein

    Summary:Senior Fund Accounting Oversight UCITS (IN-HOUSE)One of the top Global Investment Funds is currently looking for a Senior Fund Accounting Oversight with experience in UCITS to join their growing their multicultural team in Luxembourg. As a Senior Fund Accountant, you will oversee the fund accounting created by their service providers for their...


  • Luxembourg Eurolux Consulting Temps plein

    **Job Description**: Our client is a US based ManCo. They seek an experienced professional Manager to lead the Transfer Agency Oversight function for Luxembourg, which is the strategic governance hub for their EMEA region. You will have oversight of the TA function for several large and complex funds in this senior and visible role. Through your...

  • Business Project Manager

    Il y a 2 mois


    Luxembourg Halian Temps plein

    **Our client**: Our client is a Management Consulting Company that operates in a global level. They are looking for experts (from junior to senior) for their Funds Distribution department. You will work in coordination with the members of this specific team, lead the project and insure the liaison with clients. **Your Responsibilities**: - **You are...