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Distribution Oversight
il y a 2 semaines
Job type:
- Permanent
Emp type: - Fulltime
Industry: - Asset Management
Functional Expertise: - Lawyer
Location: - Luxembourg, Luxembourg
Job published:
Job ID:
- 33291We are currently assisting a stable and successful Swiss Management Company in Luxembourg with the recruitment of a Distribution and Branch Oversight officer.
If you are
fluent in English and with a
good level in German, with at least 3 years' experience within a similar position focused on distribution oversight and due diligence within a Management Company or in a Big 4 in Luxembourg, this could be the right position for you.
You will play a key role in onboarding distributors, conducting due diligence controls, monitoring Key Performance Indicators and overseeing branch activities.
This position suites very well a person that is able to adapt in a small and dynamic working environment. Somebody that has a flexible mindset and is looking for a balanced working environment.Please contact me directly for detailed information
Your Responsibilities
The Distribution and Branch Oversight officer will work closely together with several internal departments such as sales, compliance, legal, risk and product management.
Some of the day-to-day responsibilities will be:
- Lead the onboarding process for new distributors in coordination with sales, ensuring compliance with regulatory requirements and company policies.
- Perform initial and ongoing due diligence distribution delegates and marketing intermediaries
- Coordinate and assist with the review of distribution/intermediary agreements, rebate agreements, comfort letters, etc
- Prepare various reports to the senior management and the board of directors on distribution.
Profile:
- Degree in Business or Law
- You have at least 3 years + working experience in a similar position in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big
- Good knowledge of laws and regulations, such as UCITs, AIFMD, MIFID, AML/CTF.
Fluent written and spoken English and a
good knowledge of German required, other European languages (e.g. Italian, Spanish) are an advantage.
- Talent in identifying and implementing process improvement opportunities.
- Excellent business awareness and ability to offer advice and provide solutions within the business context.
- Solutiondriven and serviceoriented and diplomatic approach
- Excellent team player and able to communicate at all levels in
- We take your privacy as our utmost concern and we manage your data with highest degree of confidentiality._
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