Ta Oversight Manager

il y a 2 semaines


Luxembourg, Luxembourg BRUIN Financial Temps plein
Permanent

  • Luxembourg,

Ref: 34555

Our client is an American investment management company with a global presence.

Due to continued growth in Europe, they are now seeking a
TA Oversight Manager to join their high-performing team in Luxembourg on a permanent basis.

The
TA Oversight Manager will take responsibility for the following duties:

  • Overseeing the performance of Third-Party Administrators (TPAs)
  • Oversee and manage the relationship with internal delegates
  • Managing key internal client relationships
  • Support and guidance for regulatory, developmental, and other business critical projects
  • Performing first level of interrogation and identification of issues which require escalation to Conducting Officer
  • Daily management of the TA oversight team
  • Managing regulatory and product developments or changes, ensuring TPAs adherence to regulatory standards and service levels
  • Manage the oversight of internal delegates: ensure local procedures are in place, support in decision making and escalate exceptions to the Conducting Officer
  • Active participation in industry forums to ensure the company play a leading role in future industry developments
  • Monitoring overall performance against targets, incidents/breaches of regulations, standards and deadlines and significant complaints to ensure remedial action is taken as required to ensure future compliance
  • Responsible for ensuring the team holds the required product and regulatory knowledge to fulfil the roles and for ensuring adequate training, performance management, succession planning and recruitment
The
TA Oversight Manager will meet the following criteria:

  • Proven experience leading and managing of teams (with particular emphasis of managing TA and/or Oversight functions)
  • Transfer Agency background or experience working in a TA role within an investment management company
  • Experience of managing Service Providers and TPAs
  • In depth knowledge of UCITS, SICAV & QIF/FCP & ETF regulations
  • An understanding of both the key similarities and differences between the Cross Border and UK (EMEA) functions and regulations governing this
  • Educated to degree level or equivalent


This is an excellent opportunity for a
Transfer Agency professional with people management experience, looking for a new role in a world-renowned investment management company.


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