Deputy Chief Compliance Officer

il y a 3 semaines

Luxembourg BNP Paribas Temps plein

DEPUTY CHIEF COMPLIANCE OFFICER (M/F) (NUMÉRO DE L'EMPLOI : IFS000316)

**_BNP Paribas Asset Management_**_ is the asset management company of the BNP Paribas group. With assets under management totalling over EUR 500 billion and a staff of more than 4,000 present in over 40 countries, _**_BNP Paribas Asset Management_**_ offers a comprehensive range of financial management services to institutional clients and distributors around the globe._
- To support its current growth, _**_BNP Paribas Asset Management_**_ _**_(BNPP AM)_**_ is looking for a:_

**Deputy Chief Compliance Officer (H/F)***

**CDI**

**DEFINITION OF**_ _**RESPONSIBILITIES**

The Deputy Chief Compliance Officer assists the CCO in his daily activities, in particular as regards to:

- Ensuring the existence and implementation of an efficient compliance framework
- Enforcing compliance rules consistent with Group Compliance requirements and in line with applicable laws and regulations.
- Managing a team of dedicated compliance officers.

The main purposes of the compliance framework are:

- To detect any risk of non-compliance with the professional obligations applicable to the entity; and
- To take any measures to minimize the consequences of non-compliance by BNPP AM Luxembourg with its professional obligations.

The Deputy Chief Compliance Officer contributes to ensuring that BNP Paribas Asset Management Luxembourg framework complies with the Group rules and the Luxembourg regulations in force, with a particular focus on the:

- Prevention of money laundering, fight against corruption and terrorism financing, Know Your Client, compliance with sanctions and embargoes
- Deployment and implementation of Compliance permanent control framework and follow-up of concrete action plans
- Deployment and/or adaptation of Compliance policies and procedures

The scope of activity covers the different activities of BNPP Asset Management Luxembourg.

**MAIN ACTIVITIES**

**In terms of advice**
- Provide support and guidance to the Management and Business teams in a proactive manner and when needed or requested (e.g., RFP, due diligence visits, audits),
- Ensure that AML/CTF and customer database screening alerts are properly handled by Luxembourg Compliance
- Contribute to training and advice to local teams in the conduct of their mission so that they can carry out the tasks placed under their responsibility in compliance with their professional obligations
- Adapt to BNPP AM Luxembourg, the BNPP AM corporate Compliance training policy and make sure that it is tailored to local specificities, implemented, and deliver local training
- Act as the CCO back-up to represent the Compliance function in relevant local and global committees when necessary

**In terms of supervision**
- Ensure consistent deployment of compliance framework (policies, controls, tools, training) within BNPP AM Luxembourg
- Update the compliance risk classification in line with business developments, Group policies and regulations
- Define and regularly update applicable compliance policies, rules, standards and methodologies.
- Monitor that compliance rules are enforced in the entity and ensure that action plans are implemented to correct any weaknesses
- Make sure that the employees comply with the applicable internal rules (conduct of business, policies, training sessions ) and identify the potential situations of conflict of interests
- Contribute to regulatory watch on his/her perimeter

**In terms of decision**
- Review at-risk clients and intermediaries files prior to their presentation to the acceptance committee
- Make Compliance decisions and/or deliver advice on the issues escalated by local teams, in his/her scope of responsibility, according to the Group decision and escalation processes
- Analyse Compliance risks and specific issues on his/her perimeter, in order to inform the decision-making bodies, to provide them with decision-making assistance and to raise alerts if the risk profile requires it

**In terms of management**
- Manage the compliance officers under his direct report : Validate priorities for his/her direct report(s), define their objectives, monitor the results and appraise performance
- Monitor the training roadmap of his/her teams
- Evaluate and manage the means necessary (calendar, budget, resources) for the functioning of his/her team. Escalate to CCO when necessary.

**In terms of projects and tools**
- Contribute to the deployment of the mandatory Group IT tools at local level whenever necessary
- Contribute to the implementation of projects specific to the function at local level (deployment)

**In terms of control and regulatory reports**
- Implement the governance established by the CCO to manage compliance risk.
- Ensure a second level of control on the compliance framework and implement an independent testing plan on the 1LoD compliance controls plans
- Ensure the data collection on Compliance Risk Management System (CRMS) for BNPP AM, identify

  • Deputy Chief Compliance Officer

    il y a 2 semaines

    Luxembourg eBay Inc. Temps plein

    Looking for a company that inspires passion, courage and creativity, where you can be on the team shaping the future of global commerce? Want to shape how millions of people buy, sell, connect, and share around the world? If you’re interested in joining a purpose driven community that is dedicated to crafting an ambitious and inclusive work environment,...

  • Deputy Chief Compliance Officer

    il y a 5 jours

    Luxembourg GoToFreedom Temps plein

    Notre Client est une banque privée adossée à un grand groupe et présente depuis une trentaine d’années à Luxembourg. Le Chief Compliance Officer recherche son futur bras droit pour l’épauler dans l’ensemble de ses responsabilités locales et vis-à-vis du Groupe. **Description du rôle**: Travaillant main dans la main avec le Chief Compliance...

  • Deputy Chief Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg GoToFreedom Temps plein

    Notre Client est une banque privée adossée à un grand groupe et présente depuis une trentaine d'années à Luxembourg. Le Chief Compliance Officer recherche son futur bras droit pour l'épauler dans l'ensemble de ses responsabilités locales et vis-à-vis du Groupe.**Description du rôle**:Travaillant main dans la main avec le Chief Compliance Officer,...

  • Chief Executive/deputy Chief Executive

    il y a 4 semaines

    Luxembourg Spring Professional Temps plein

    **Employment Type** - Full Time **Category** - Banking & Financial Services **External Reference** - A1H6M000007K0BKQAA **Client Description**: We currently recruit, for one of our clients, a key international banking institution, a **_Chief Executive/Deputy Chief Executive - KYC Officer. _** This is a temporary contract with a mission of up to 2...

  • Chief Executive/deputy Chief Executive

    il y a 2 semaines

    Luxembourg, Luxembourg Spring Professional Temps plein

    Employment Type Full TimeCategory Banking & Financial ServicesExternal Reference A1H6M000007K0BKQAAClient Description:We currently recruit, for one of our clients, a key international banking institution, a _Chief Executive/Deputy Chief Executive - KYC Officer. _This is a temporary contract with a mission of up to 2 months.Responsibilities:_ Purpose:_At a...

  • Deputy Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Rekuten Global Temps plein

    Job Description:JOB TITLE:Deputy Compliance Officer (M/F)LOCATION:LuxembourgPURPOSE OF ROLE & EMPLOYING ENTITY DESCRIPTIONLaunched in January 2016, Rakuten Europe Bank continues the diversification of Rakuten in Europe and provides financial services to its members. Rakuten Europe Bank S.A. is a fully licensed credit institution established in Luxembourg and...

  • Deputy Compliance Officer

    il y a 3 semaines

    Luxembourg Rekuten Global Temps plein

    Job Description: JOB TITLE: Deputy Compliance Officer (M/F) LOCATION: Luxembourg PURPOSE OF ROLE & EMPLOYING ENTITY DESCRIPTION Launched in January 2016, Rakuten Europe Bank continues the diversification of Rakuten in Europe and provides financial services to its members. Rakuten Europe Bank S.A. is a fully licensed credit institution established in...

  • Deputy Compliance Officer

    il y a 3 semaines

    Luxembourg Payconiq Temps plein

    Payconiq is shaping the future of payment by creating a modular, API-based technology platform that can seamlessly integrate within the European payment ecosystem. Our 180-person team of over 40 different nationalities is rapidly expanding as we set out to become a trusted lead in smart processing and payment solutions across Europe. Transparency,...

  • Chief Compliance Officer

    Il y a 2 mois

    Luxembourg Anderson Wise Temps plein

    **Job type**: - Permanent**Emp type**: - Full-time**Industry**: - Private Banking & Wealth Management**Expertise**: - Executive Management (C -level) Private Banking & Wealth Management**Skills**: - Chief Compliance Officer CCO Compliance Wealth Managment Private Banking**Salary type**: - Annual**Location**: - Luxembourg Office**Job published**: -...

  • Deputy Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Payconiq Temps plein

    Payconiq is shaping the future of payment by creating a modular, API-based technology platform that can seamlessly integrate within the European payment ecosystem. Our 180-person team of over 40 different nationalities is rapidly expanding as we set out to become a trusted lead in smart processing and payment solutions across Europe.Transparency,...

  • Chief Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Human Innovation Partners Temps plein

    Human Innovation Partners is seeking a Chief Compliance Officer (COO) with fluency in German in order to join an Asset Manager structure mainly focused on Private Banking and Institutional Portfolio Management.As the Chief Compliance Officer, you will be responsible for overseeing and managing all aspects of compliance across the organization. Your main...

  • Deputy Head of Compliance

    il y a 4 semaines

    Luxembourg Anderson Wise Temps plein

    **Job type**: - Permanent**Emp type**: - Full-time**Industry**: - Private Banking & Wealth Management**Functional Expertise**: - Private Banking & Wealth Management**Location**: - Luxembourg**Job published**: - 13-02-2024**Job ID**: - 33426**Deputy Head Compliance**: - Private Bank in Luxembourg Co-lead the team of 12 Compliance officers Join our...

  • Chief Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Anderson Wise Temps plein

    Job type: PermanentEmp type: FulltimeIndustry: Private Banking & Wealth ManagementExpertise:Executive Management (C -level) Private Banking & Wealth ManagementSkills: Chief Compliance Officer CCO Compliance Wealth Managment Private BankingSalary type: AnnualLocation: Luxembourg OfficeJob published:Job ID: 33108Chief Compliance Officer Multi Family...

  • Chief Risk Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Michael Page Temps plein

    As Chief Risk Officer, you will lead the Risk team, manage operational risks, and ensure regulatory compliance for the company.Client DetailsOur client is a leading financial services provider, specializing in fund management and distribution.DescriptionAs Chief Risk Officer your responsibilities will be: Manage the Risks team, including performance...

  • Chief Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Select Luxembourg Temps plein

    Organisation and department descriptionOur client is seeking and experienced Chief Compliance Officer - Head of Compliance to join a dynamic team in Luxembourg.Job descriptionAs theChief Compliance Officer - Head of Compliance, you will be responsible for overseeing and leading company's compliance efforts. You will play a pivotal role in ensuring that the...

  • Chief Executive/Deputy Chief Executive

    il y a 4 semaines

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    À propos de nousSofitex Talent Recruitment Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité.MissionFor one of our clients, a...

  • Chief Executive/Deputy Chief Executive

    il y a 1 mois

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    À propos de nousSofitex Talent Recruitment Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité.MissionFor one of our clients, a...

  • Chief Executive/Deputy Chief Executive

    il y a 3 jours

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    À propos de nousSofitex Talent Recruitment Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité.MissionFor one of our clients, a...

  • Chief Risk Officer

    il y a 3 semaines

    Luxembourg Michael Page Temps plein

    As Chief Risk Officer, you will lead the Risk team, manage operational risks, and ensure regulatory compliance for the company.Client DetailsOur client is a leading financial services provider, specializing in fund management and distribution.DescriptionAs Chief Risk Officer your responsibilities will be: Manage the Risks team, including performance...

  • Chief Risk Officer

    il y a 3 semaines

    Luxembourg Michael Page Temps plein

    As Chief Risk Officer, you will lead the Risk team, manage operational risks, and ensure regulatory compliance for the company. Client Details Our client is a leading financial services provider, specializing in fund management and distribution. Description As Chief Risk Officer your responsibilities will be: Manage the Risks team, including performance...