Compliance Officer Aifm

il y a 2 semaines

Luxembourg IQ-EQ Temps plein

**Company Description**
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

The Compliance Officer will be working in a dynamic environment under the supervision of the Conducting Officer in charge of the Compliance Function.

In this role, you will be in charge of providing support to the Conducting Officer on a variety of compliance topics, not only covering AML and KYC matters but also compliance with CSSF obligations and reporting, compliance controls, etc.

In practice, you will for example:

- Perform anti-money laundering controls such as daily namescreening or other types of second line of Defense Controls
- Implement compliance processes, policies and guidelines and promote awareness of regulatory principles and requirements on a day-to-day basis
- Perform the oversight of functions delegated by the Company
- Support in the drafting of procedures and guidelines for the implementation of the Compliance policies
- Perform regular review of KYC data of the AIFM relationships
- Support the completion of the Compliance Monitoring Programme (e.g. perform sample testing on transactions, etc.)
- Maintain Compliance registers and logs (e.g. CSSF communication or conflicts of interests)
- Escalate significant deficiencies and issues to Management
- Ensure all tasks performed are properly documented and formalised
- Perform and monitor all CSSF notifications in e-Desk
- Support the Chief Compliance Officer in ad-hoc requests received from various stakeholders

You’ll need to be thorough in all you do, using your own judgment to highlight any findings and escalate if rules and regulations are breached. Attention to detail is a must have as you'll be responsible for producing timely and accurate compliance and AML control reports for the AIFM. You’ll need to ensure we comply and meet our KYC obligations as you organize and conduct KYC screening and reporting, safeguarding us from potential risks. You will support and assist in any request coming from the internal and external auditor of the AIFM from a compliance point of view. Good governance and formalization practices are of utmost importance in this position.

As a compliance professional, every day brings a new challenge so you’ll need to be a team player at heart, pro-active and with an eye for detail, as well as great organizational skills so you can prioritize your day-to-day and meet the deadlines. Building relationships across the business is a must have to succeed and be effective in this role.

Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.
**Qualifications**
- Master/Bachelor in Law/Finance or an equivalent degree
- 2-5 years professional experience in a Compliance related function in an AIFM or in a Big4
- Good knowledge on AIFM legislation and CSSF Circular 18/698
- Deep knowledge on Luxembourg AML and AIF Compliance laws
- Profound understanding of oversight duties and governance
- Knowledge of MS Office, particularly Excel
- Fluent in English; additional language would be considered an asset

**Additional Information**
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

  • Compliance Officer Aifm

    il y a 2 semaines

    Luxembourg, Luxembourg Do recruitment advisors Temps plein

    Contract Type:PermanentLocation:LuxembourgSalary:Market relatedStart Date:Reference:JOContact Name:Maria DiacencoJob published:17 February 2023AIFM COMPLIANCE OFFICER (M/F)We are delighted to support this prestigious PE firm in the recruitment of a new Compliance Officer for their Luxembourg AIFM. This is a challenging and exciting opportunity to join a...

  • Compliance Officer Aifm

    il y a 4 semaines

    Luxembourg Do recruitment advisors Temps plein

    **Contract Type**: Permanent **Location**: Luxembourg **Salary**: Market related **Start Date**: 17-02-2023 **Reference**: JO0000004829 **Contact Name**: Maria Diacenco **Job published**: 17 February 2023 **AIFM COMPLIANCE OFFICER (M/F)** We are delighted to support this prestigious PE firm in the recruitment of a new Compliance Officer for their...

  • Conducting Officer Compliance Aifm

    il y a 1 semaine

    Luxembourg Funds Talent Temps plein

    **Conducting Officer Compliance | AIFM** We are currently working on a very interesting role of a **Conducting Officer for Compliance** with a newly established AIFM in Luxembourg operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the Compliance, AML and Delegation...

  • Compliance Officer Aifm

    il y a 2 semaines

    Luxembourg, Luxembourg IQ-EQ Temps plein

    Company DescriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.The Compliance Officer will be working in a dynamic environment under the supervision of the Conducting Officer in...

  • Compliance Officer

    il y a 6 jours

    Luxembourg IQ EQ Luxembourg S.A. Temps plein

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Getting things right and doing the right thing lie at the core of our AIFM team as they make...

  • Conducting Officer Compliance Aifm

    il y a 2 semaines

    Luxembourg, Luxembourg Funds Talent Temps plein

    Conducting Officer Compliance | AIFMWe are currently working on a very interesting role of a Conducting Officer for Compliance with a newly established AIFM in Luxembourg operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the Compliance, AML and Delegation Oversight.The...

  • Conducting Officer Compliance Aifm

    il y a 2 semaines

    Luxembourg Funds Talent Temps plein

    **Summary**: We are currently working on a very interesting role of a **Conducting Officer for Compliance with a newly established AIFM in Luxembourg** operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the **Compliance, AML and Delegation Oversight.** The Conducting Officer...

  • Senior Compliance Officer Aifm

    il y a 3 semaines

    Luxembourg DSJ Global Temps plein

    DSJ Global LuxembourgPosted 24 minutes ago Hybrid Permanent Negotiable **Opportunity: Senior Compliance Officer AIFM** **Location: Luxembourg** **Reporting to : Chief of Compliance** Our client is a highly entrepreneurial, CSSF authorized AIFM for third party private market investment funds. The company covers Private Equity, Real Estate, Private Debt...

  • Senior Compliance Officer

    il y a 4 semaines

    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Getting things right and doing the right thing lie at the core of our AIFM team as they make sure we’re...

  • Senior Compliance Officer

    il y a 3 semaines

    Luxembourg Fyte Luxembourg Temps plein

    **Present in Luxembourg London and Paris, our client is an independent Alternative Investment Fund Manager backed by a major investment holding company.** **Reporting to the Conducting Officer, you will be part of the compliance team and you will be responsible for**: **Compliance**: - Responsible for producing timely and accurate Compliance and AML...

  • 6-months Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Engelwood Group Temps plein

    **Engelwood Asset Management S.A. - 6-months Senior Compliance Officer (AIFM)**: *** **Engelwood Asset Management S.A. is active in fund structuring, asset management and asset services. The company was founded in July 2001 and was renamed Engelwood Asset Management S.A. in July 2019.** *** **Engelwood Asset Management S.A. is a CSSF regulated third party...

  • Risk & Compliance Officer (H/F) - Aifm

    il y a 3 semaines

    Luxembourg Fyte Temps plein

    Currently collaborating with a growing authorised AIFM managing AIF pursuing Private Equity, Real Estate, Infrastructure and Fixed Income strategies, I am looking to hire a Risk & Compliance Officer. **Risk**: Perform regulatory risk management for AIFs (e.g. private equity, real estate, debt and infrastructure) and the AIFM Perform risk monitoring...

  • Compliance Officer

    il y a 3 semaines

    Luxembourg CSC (Corporation Service Company) Temps plein

    **Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg CSC (Corporation Service Company) Temps plein

    Compliance OfficerCSC Luxembourg**Full time, HybridThe positionAs Compliance Officer you will be responsible for a wide range of activities.Your responsibilities will include but will not be limited to: Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws Identify and assess the compliance risk of the...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg IntReal Luxembourg SA Temps plein

    INTREAL Luxembourg S.A. is a licensed independent AIFM (alternative investment fund manager) and central administrator focused on real estate and a subsidiary of IntReal International Real Estate Kapitalverwaltungsgesellschaft mbH, an independent German Service KVG (capital investment company), Alternative Investment Fund Manager (AIFM) and administrator...

  • Aifm Director

    il y a 4 semaines

    Luxembourg Aztec Group Temps plein

    Responsible for leading the establishment and operation of the Aztec AIFM business in Luxembourg. Partnering with our internal team and clients, the role is responsible for design and implementation of the strategy and operating model of this new service offering. This is a very exciting opportunity to lead and shape a new service offering that is...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Eurolux Consulting Temps plein

    Job Description:Are you a Compliance Officer in an AIFM in Luxembourg, and looking to increase your learning curve by moving into a small office where you will gain broad exposure and report directly to the Conducting Officer?If you thrive in a hands-on, dynamic environment, and have initial knowledge gained in a compliance role over the last 2-3 years, this...

  • Compliance and Legal Manager In-house Aifm

    il y a 1 semaine

    Luxembourg Funds Talent Temps plein

    **Compliance and Legal Manager | In-House AIFM** One of the major player in the Alternative assets sphere is looking for a Senior Compliance Officer/Manager to strengthen the team in Luxembourg. You’ll be part of a growing team of 4 people, with a key role to develop his skills in one of the most prestigious Asset Managers in the world working on every...

  • Conducting Officer

    il y a 4 semaines

    Luxembourg Aztec Group Temps plein

    Responsible for leading the Compliance, AML, and Delegation Oversight functions of a newly established AIFM, developing the right policies and procedures in line with regulatory developments, and serve as point of contact for the CSSF. This is a very exciting opportunity to lead and shape a new service offering that is strategically important to Aztec and...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg IntReal Luxembourg SA Temps plein

    INTREAL Luxembourg S.A. is a licensed independent AIFM (alternative investment fund manager) and central administrator focused on real estate and a subsidiary of IntReal International Real Estate Kapitalverwaltungsgesellschaft mbH, an independent German Service KVG (capital investment company), Alternative Investment Fund Manager (AIFM) and administrator...