Senior Compliance Officer
il y a 3 jours
**Company Description**
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Getting things right and doing the right thing lie at the core of our AIFM team as they make sure we’re always consistent and comply with current financial regulations. While the role is focusing on Private Equity and Real Estate within the AIFM department, you will need to be a master organizer, enjoy variety and a methodical planner.
You’ll need to be thorough in all you do, using your own judgment to highlight any significant finds and escalate if rules and regulations are breached. Attention to detail is a must have as you'll be responsible for producing timely and accurate compliance and AML reports for the AIFM. You’ll need to ensure we comply and meet our KYC obligations as you organize and conduct automated KYC screening and reporting, safeguarding us from potential risks. You will need to escalate any compliance AML/CFT findings to the General Partner / Client and the Board of the AIFM. You will prepare compliance opinion and ensure quality of AIFM Acceptance Committee Minutes and Investment Proposals and the related documentation. You will support and assist in any request coming from the internal and external auditor of the AIFM from a compliance point of view. You will also ensure the correct handling of complaints and oversee the delegated functions.
Every day brings a new challenge so you’ll need to be a team player at heart, pro-active and with an eye for detail, as well as great organizational skills so you can prioritize your day-to-day and meet the deadlines. Building relationships across the business is a must have to succeed and be effective in this role.
Our team are our second line of defense and ensure that we are compliant with applicable laws, corporate and service standards, company policies and procedures. With the support of your team and using your own judgement you will need to identify any risks or concerns and report them in a timely manner.
Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.
**Qualifications**
- Master/Bachelor in Law/Finance or an equivalent degree
- 4-6 years professional experience in a Compliance related function in an AIFM
- Profound knowledge on AIFM legislation and CSSF Circular 18/698
- Deep knowledge on Luxembourg AML and AIF Compliance laws
- Profound knowledge in Delegates Oversight and Complaints Handling will be considered as a plus
- Knowledge of MS Office
- Fluent in English; additional language would be considered an asset
**Additional Information**
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
-
Compliance Senior Officer
il y a 2 semaines
Luxembourg Alter Domus Temps pleinFor our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Franklin Templeton Investments Temps pleinAt Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Axis Temps pleinReporting to the Compliance team, the Senior Compliance Officer will report to and support the Chief Compliance Officer in the development and maintenance of a strong compliance framework within our group's life and non-life insurance entities in Luxembourg. Within the Finance Department, your main... **Description** Reporting to the Compliance team, the...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Axis Temps pleinAs part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg Axis Temps pleinAs part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client is...
-
Compliance Officer
il y a 2 semaines
Luxembourg Axis Temps pleinRattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos... **Description** Rattaché à l'équipe...
-
Senior Compliance Officer
il y a 1 semaine
Luxembourg CSC (Corporation Service Company) Temps pleinAs a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg Partners Group Temps plein**What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg Select Luxembourg Temps plein**Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg Axis Temps pleinDans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur expansion,...
-
Senior Compliance Officer
il y a 2 jours
Luxembourg RecSel International Ltd Temps pleinOur client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...
-
Senior Compliance Officer
il y a 1 semaine
Luxembourg Axis Temps pleinDe Senior Compliance Officer rapporteert aan het Compliance-team en ondersteunt de Chief Compliance Officer bij de ontwikkeling en handhaving van een sterk compliance-kader binnen de levens - en schadeverzekeringsentiteiten van onze groep in Luxemburg. Binnen de afdeling Financiën zijn je... **Description** De Senior Compliance Officer rapporteert aan het...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Axis Temps pleinDans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Abiomis Temps plein**Senior Compliance Officer - Excellente Réputation, Plan de Carrière Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg EFG International Temps pleinEFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department Your main responsibilities As a Senior Compliance Officer, you will primarily report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Conduct and...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Crimson Panda Temps pleinCrimson Panda are proud to be partnered with Apex Group who are looking for a **Senior Compliance Officer **to join their Apex Fund Services team. **Role Location**: Luxembourg **Department**: Compliance **Employment Type** : Permanent **About Apex** Apex Group is a global financial services provider. We look to recruit bright, articulate and numerate...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg JCW Resourcing Temps pleinLux, - Posted - 1 week ago- Duration - Permanent/Fixed Term- Salary - competitive + benefits- Sector - Compliance & Financial CrimeAs Senior Compliance Officer you will engage in a key second line of defence role, which has as its main task to ensure that the first line maintains full responsibility and accountability for the compliance risks taken within...
-
Senior Compliance Officer Aifm
il y a 3 semaines
Luxembourg DSJ Global Temps pleinDSJ Global LuxembourgPosted 24 minutes ago Hybrid Permanent Negotiable **Opportunity: Senior Compliance Officer AIFM** **Location: Luxembourg** **Reporting to : Chief of Compliance** Our client is a highly entrepreneurial, CSSF authorized AIFM for third party private market investment funds. The company covers Private Equity, Real Estate, Private Debt...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg JAO Temps plein**About our company**: "_Our vision is to drive towards a fairer and stronger European electricity market_" Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all...
-
Senior Compliance Officer
il y a 1 semaine
Luxembourg Fyte Temps pleinOur client is one of Europe’s most prestigious asset managers. With capital entirely owned by its founders and staff, they operate in 7 different offices. They are actively committed to their clients and are transparent in their investment decisions. As Senior Compliance Officer (F/M) and member of the Global Compliance team, you will report directly to...
