Compliance Officer

il y a 4 semaines


Luxembourg Source Up Temps plein

You will be working in an international company based in Luxembourg with side offices in various European locations.

Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.

Our client fosters a culture of connection, proactivity and autonomy.

**About the offer**

Permanent contract

Location : Luxembourg - City Center

Top 3 Key competencies:

- Former exposure to compliance in the funds industry
- Minimum of 3 years as a compliance officer
- Fluent English, French is a plus

**About our client**
- Sector_ : Service provider in funds administration, domiciliation, reporting solutions, structuring_
- Values_ :_ Innovation | Excellence | Solution driven
- Employees_ :_ Worldwide +80

***Your missions****:

- **Compliance and Regulatory Support**:

- Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams.
- Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.
- **Client Onboarding and Ongoing Monitoring**:

- Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring.
- Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.
- **KYC Reviews for Transfer Agent Business**:

- Involvement in the Transfer Agent function, where the focus would be on ensuring that investors' KYC information is up to date and meets regulatory standards.
- **Process Improvement in Compliance**:

- Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management.
- Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.
- **Your profile**:
- Bachelor's degree in finance, business administration, law, or a related field; advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred
- Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
- Proficient in Lux GAAP, fluent in French and English
- Excellent knowledge of the AML/TF regulatory environment.
- Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
- Access to your test results to guide you to your best career choices
- Interview coaching session before the client meeting
- Consistent and fair recruitment process with respect, transparency and trust


  • Tax Compliance Officer

    il y a 4 semaines


    Luxembourg beTax Advisory & Compliance Services Temps plein

    In order to further develop our activities and strengthen our team, we are currently looking for a “**Tax Compliance Officer**”. **Job description**: - Preparation/Review of corporate tax returns and withholding tax returns - Dealing with correspondence received from the tax authorities - Review and commenting of tax assessments - Liaising with...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Compliance Officer

    il y a 2 semaines


    Luxembourg JAO Temps plein

    jao.eu Description The Compliance Officer is part of the Legal/Regulatory/Compliance team of the Company. The department reports to the CEO and is organized by a Senior Member of the team. The Senior Member is responsible for the day-to-day activities of the Legal/Regulatory/Compliance team of JAO. The Compliance Officer is ensuring consistency of...

  • Compliance Officer

    il y a 2 semaines


    Luxembourg Axis Temps plein

    Our client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in... **Description** Our client is searching for an experienced...

  • Compliance Officer

    il y a 2 semaines


    Luxembourg Axis Temps plein

    Our client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in... **Description** Our client is searching for an experienced...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Compliance Officer

    il y a 4 semaines


    Luxembourg CSC (Corporation Service Company) Temps plein

    **Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...

  • Legal & Compliance Manager

    il y a 3 semaines


    Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference**:RS1417** Job Reference**:RS1417** Job Title**:Legal & Compliance Manager** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private...

  • Compliance Officer

    il y a 4 semaines


    Luxembourg TRUSTMOORE Temps plein

    **WHAT WILL YOU DO?** As Compliance Officer, you are part of our compliance department which ensures that we, and our clients, comply with all applicable laws and regulations in all countries where our services are offered, as well as supervisory requirements and internal policies and procedures. However, the definition of ‘compliance’ within Trustmoore...

  • Compliance Officer

    il y a 4 semaines


    Luxembourg NautaDutilh Temps plein

    Are you looking to join a dynamic team as a Compliance Officer? We have an open position - The NautaDutilh Compliance Office provides compliance and integrity - related services to the firm's legal and support professionals as well as its clients. The aim of the services of the Compliance Office is to enhance awareness, countervailing power and protection of...

  • Compliance Officer

    il y a 2 semaines


    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: Are you a Compliance Officer in an AIFM in Luxembourg, and looking to increase your learning curve by moving into a small office where you will gain broad exposure and report directly to the Conducting Officer? If you thrive in a hands-on, dynamic environment, and have initial knowledge gained in a compliance role over the last 2-3...

  • Compliance Officer

    il y a 5 jours


    Luxembourg CSC (Corporation Service Company) Temps plein

    **Compliance Officer** **Luxembourg** **Hybrid** **Monday to Friday 8:30 am to 5:30 pm As a Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of...


  • Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference**:RS1352** Job Reference**:RS1352** Job Title**:Legal & Compliance Manager - Spain** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks,...

  • Compliance Officer

    il y a 2 semaines


    Luxembourg Zurich Insurance Temps plein

    Zurich is one of the world’s leading insurance groups, and one of the few to operate on a global basis. Our mission is to help our customers understand and protect themselves from risk. With about 53,000 employees serving customers in more than 170 countries, we aspire to become the best global insurer as measured by our shareholders, customers and...

  • Compliance Officer

    il y a 2 semaines


    Luxembourg JCW Resourcing Temps plein

    Lux, - Posted - 4 months ago- Duration - Permanent/Fixed Term- Salary - €50,000 - €70,000- Sector - Compliance & Financial Crime**Legal/AML Compliance Officer** As compliance officer you will be part of a fast-growing regulated cryptocurrency exchange based in Luxembourg. Working as part of the compliance team you will play a key role in the businesses...

  • Compliance Officer

    il y a 3 semaines


    Luxembourg Arhis People Solutions Temps plein

    Arhis People Solutions est votre partenaire de confiance pour tous vos besoins en ressources humaines. Avec une approche personnalisée et un engagement envers l'intégrité, nous offrons des services complets, du recrutement à la gestion des talents. POSTE COMPLIANCE OFFICER A propos de notre client Notre client recherche son futur Compliance Officer...

  • Compliance Officer

    il y a 4 semaines


    Luxembourg Banque de Luxembourg Temps plein

    **Type de contrat**: CDI **Temps de travail**: Temps plein **Activités / Missions**: BLI - Banque de Luxembourg Investments est la société de gestion d'actifs de la Banque de Luxembourg. Elle propose des services de gestion de fonds et de portefeuilles aux clients privés et institutionnels. Depuis la signature des Principes d'Investissement Responsable...