Senior Compliance Officer
il y a 1 jour
We are currently supporting a well established Super ManCo in Luxembourg (located in the city center) looking for an experienced compliance officer to support the continuous increase of their activities.
**Responsibilities**
- Performing the related AML/KYC controls on the new clients on-boarded, as well as the periodical review of the same (e.g. verifying that all the required AML/KYC documents have been collected pursuant to the internal compliance checklist; carrying out client screening against sanctions, PEP and other watchlists);
- Interacting across business units (both in Luxembourg and in other countries) in order to ensure the adequate collection of the AML/KYC and MIFID II client documentation;
- Independently handle client administration in the area of account openings (i.e. ensuring the correct record keeping of clients’ files);
- Interacting with external counterparties (e.g. depositary bank, advisors, auditors, regulatory authorities, tax offices; company registrations houses) in a wide range of activities (e.g. drafting periodical/ad hoc regulatory submissions; investigating and managing responses to regulatory queries).
- Performing impact assessment and gap analysis of laws and regulations, in order to identify the specific measures to be implemented;
- Drafting and reviewing internal policies, procedures and guidelines;
**Qualifications**
- You have a relevant compliance experience of at least 5 years on a similar role;
- You have a solid knowledge of compliance related laws, Luxembourg AML/CFT regulatory framework and MIFID II regulations;
- You possess excellent communication, team-building and organizational skills, and you are flexible for both daily business requirements and with respect to more complex tasks and projects;
- You are fluent in both written and spoken English.
-
Vat Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Senior Compliance Officer
il y a 1 jour
Luxembourg Axis Temps pleinAs part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client is...
-
Senior Compliance Officer
il y a 1 jour
Luxembourg Axis Temps pleinDans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur expansion,...
-
Senior Compliance Officer
il y a 2 jours
Luxembourg Barclay Simpson Temps plein**Senior Compliance Officer - RC**: - Luxembourg - Up to 120 000 € - Job type: Permanent - Sector: Asset Management & Funds - Job reference: #39804 Our client operates as an **investment management firm**. The Company offers portfolio management and advisory services to individuals, institutions, trusts, private funds, charitable organizations, and...
-
Junior Tax/vat Compliance Officer
il y a 5 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Mid-senior Level Compliance Officer
il y a 11 heures
Luxembourg BCT Resourcing Temps pleinMid-senior level compliance officer I'm currently working with a leading reinsurance business in Luxembourg looking for a mid-level to senior compliance profile to join a fast growing international team. For this position, you will need: - 3-6 years' experience in Insurance - Knowledge/expertise with CAA - Fluent English - AML and KYC experience This is...
-
Senior Compliance Officer
il y a 11 heures
Luxembourg Funds Talent Temps plein**Summary**: In this role as a Senior Compliance Officer, you will be in charge of setting-up the function in Luxembourg. The firm has approximately 90 billion AUM and is investing in Private Equity, Infrastructure, Energy (renewable & power), and transportation. They have offices all over the world and recently opened an office in Luxembourg. It is now...
-
Senior Aml Compliance Officer
il y a 2 jours
Luxembourg Julius Baer Temps pleinAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The mission of Compliance is to support the Senior Management in ensuring compliance with external and internal regulations...
-
Senior Compliance Officer
il y a 3 jours
Luxembourg VP Fund Solutions (Luxembourg) SA Temps pleinVP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...
-
Compliance Officer
il y a 11 heures
Luxembourg TRUSTMOORE Temps plein**WHAT WILL YOU DO?** As Compliance Officer, you are part of our compliance department which ensures that we, and our clients, comply with all applicable laws and regulations in all countries where our services are offered, as well as supervisory requirements and internal policies and procedures. However, the definition of ‘compliance’ within Trustmoore...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg EY Temps pleinAt EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for...
-
Senior Compliance Officer- Mifid Ii
il y a 2 jours
Luxembourg Barclay Simpson Temps plein**Senior Compliance Officer - Mifid II**: - Luxembourg - Up to 120 000 € - Job type: Permanent - Sector: Asset Management & Funds - Job reference: #39805 Our client operates as an **investment management firm**. The Company offers portfolio management and advisory services to individuals, institutions, trusts, private funds, charitable organizations, and...
-
Senior Compliance Officer
il y a 11 heures
Luxembourg GoToFreedom Temps pleinOur client is a leading European financial group counting twenty entities in Europe. Their management company is looking to reinforce its compliance team made up of experienced profiles. **Role description**: The main responsibilities include the compliance oversight within the various entities, the implementation of the compliance monitoring plan, and the...
-
Senior Compliance Officer
il y a 3 jours
Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein**Senior Compliance Officer M/F**: Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices to achieve success...
-
Senior Compliance Officer
il y a 2 jours
Luxembourg BNP Paribas Temps pleinSENIOR COMPLIANCE OFFICER - SPANISH AUTHORITIES (H/F) (JOB NUMBER: BGL002651) **_BGL BNP Paribas_**_ is one of the largest banks in Luxembourg and part of the BNP Paribas Group. _ - It offers an especially wide range of financial products and bancassurance solutions to individuals, professionals, businesses and private banking clients. _ - In 2020, _**_BGL...
-
European Compliance Officer
il y a 4 semaines
Luxembourg Howden Group Holdings Temps pleinWho are we? Howden is a collective - a group of talented and passionate people all around the world. Together, we have pushed the boundaries of insurance. We are united by a shared passion and no-limits mindset, and our strength lies in our ability to collaborate as a powerful international team comprised of 18,000 employees spanning over 100...
-
Senior Fund Compliance Officer at a Major Service
il y a 4 semaines
Luxembourg Austin Bright Temps pleinA renowned financial services company in Luxembourg is looking for a Senior Fund Compliance Officer to strengthen its compliance team! Our client, an international company offering services in audit, tax, and consulting, has over 500 employees. They believe in diversity as a driver of innovation and excellence. Their values include transparency, integrity,...
-
Senior Compliance Officer
il y a 11 heures
Luxembourg Fyte Temps pleinFür unser Kundenunternehmen, ein AIFM in Luxemburg nahe der Grenze zu Deutschland, rekrutieren wir aktuell einen Senior Compliance Officer (F/M) mit muttersprachlichen Deutschkenntnissen. **Ihre Verantwortlichkeiten**: Übernahme der Funktionen Responsable du contrôle du respect des obligations und Compliance Officer gegenüber der CSSF; Monitoring...
-
Senior Compliance Officer
il y a 3 jours
Luxembourg Austin Bright Temps pleinWe have an exciting job opportunity for a talented and experienced Senior Compliance Officer to join our esteemed client. With its prestigious reputation in the financial industry and its prime location at the heart of Luxembourg, this role offers a unique opportunity for professional growth and a vibrant work-life balance. The company is a leading...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg VP Bank AG Temps pleinDo you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to life._ **Your Challenge**: -...