Business Compliance Manager
il y a 11 heures
**Your team**:
- The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700 people.Pictet Wealth Management combines more than 200 years of Swiss banking heritage with global investment expertise. The Partner-owned financial service group offers a comprehensive service for wealthy individuals and families including discretionary and advisory investment solutions and family office services.You will be a member of the 1st line of Defense in charge of Anti-Money Laundering/anti-terrorist financing (AML) as well as insider trading/market manipulation (Market Abuse) matters of Pictet & Cie (Europe) S.A. in Luxembourg, which has branches in Europe.- As a Business Compliance Manager, you will contribute to manage the risk of the Bank and its foreign branches by carrying out onboarding, monitoring and reviewing activities of existing and new clients of the following two business lines: Pictet Wealth Management (Private Banking) and Pictet Asset Services (External Asset Managers & Institutional Clients).You will be based in Luxembourg, with a permanent contract and interact regularly with Front staff from Europe and the Group.**Your role**:
- As part of a team of nine, you will be in charge of:
- Reviewing new clients’ onboarding files, performing AML related controls in line with Group Client acceptance policy (including tax related matters), drafting account opening synthesis documents and presenting cases to the approbation committee.
- Conducting searches and investigations relating to clients and their entourage as well as business partners.
- Organizing and conducting monitoring activities of higher-risk transactions (e.g. analysis of “hits”, concluding on cases, etc.) using specific IT tools (client database screening, transaction monitoring, payment filtering, etc.). to ensure AML/Market Abuse compliance.
- Overseeing the process in place for regularly updating KYC business relationship information by relationship managers, using a risk-based approach.
- Conducting the periodic reviews for existing clients
- Identifying higher risk situations to be escalated to 2nd Line of Defense teams
- Providing counsel and assistance to Front teams related to AML/Market Abuse topics, as well as collaborating with the 2nd line of defense teams.
**Your profile**:
- Higher-education degree with a previous experience of minimum five years in a similar function with a bank or financial-sector professional, or in an audit function (internal/external) dealing with AML.
- In-depth knowledge of regulatory practices, particularly AML.
- Good knowledge of banking operations. Familiarity with asset management and asset servicing.
- Proficient in MS Office. Previous experience with the Avaloq banking system would be an advantage.
- Fluency in French, very good knowledge of English (or vice versa); good understanding of Italian, Spanish and/or German would be a plus.
- Discretion, rigor and organizational skills| Analytical skills (investigative mindset), sense of proportionality (risk-based approach) and critical thinking (professional judgement)
- Editorial and communication skills, sense of diplomacy
- Team spirit (solidarity)
- At ease with using computer systems and new technologies as well as an interest in these areas.
**Note**:
- We will not accept any CVs from agencies.-
Flexible and modern ways of working.- As a responsible and supportive employer, we promote the well-being of our employees through a set of flexible working arrangements, ranging from a work-from-home policy for eligible functions to opportunities for annualised part-time leave and extended parental leave.**Diversity & Inclusion**:
**_ Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace._
-
Eu Compliance Manager, Amazon Business
il y a 11 heures
Luxembourg Amazon EU Sarl Temps pleinBachelor's degree or equivalent - Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent - Experience handling confidential information - Professional auditing qualification, or similar risk or compliance credentials We are looking for an experienced Senior Product Manager - Compliance. In this position,...
-
Business Compliance Manager
il y a 7 jours
Luxembourg PICTET Temps plein**Your team**: **The Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Luxembourg since 1989 where it employs over 600...
-
Compliance Business Partner
il y a 11 heures
Luxembourg Liberty Specialty Markets Temps pleinGeneral information **City**:Luxembourg **Country**:Luxembourg **Creation Date**:20-Jan-2025 **Employment Type**:Permanent **Employment Type**:Full time **Ref #**:1234571316 - Description & Requirements - Role Title: Compliance Business Partner (Underwriting; LSM Europe & LM Surety Europe) - Department: GRS Legal and Compliance - Team: Compliance -...
-
Business Manager
il y a 1 jour
Luxembourg Business Training Luxembourg SA Temps plein30 years of experience in high-end training **Business Training’s experience is built on solid ground**: we have been providing cutting-edge ICT training sessions for about 20 years. Originally, Business Training specialized in IT technical and end-user trainings (Windows, MS Office, etc.). A few years ago, our company widened the range of its training...
-
Compliance Business Analyst
il y a 7 jours
Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps pleinFour years’ experience in business analyst roles in financial services, ideally with a second line compliance team in payments and/or e-commerce technologies. - Exceptional analytical skills and confidence in extracting, manipulating and analysing business data for regulatory reporting. - Strong regulatory reporting background, with experience interpreting...
-
Compliance Manager
il y a 4 jours
Luxembourg FIS Global Temps plein**Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration **Travel Percentage**: 5 - 10% - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services...
-
Compliance Manager
il y a 5 jours
Luxembourg Intertrust Temps plein**Compliance Manager** **Location: Luxembourg** **Department: Risk and Compliance** **Vacancy type: Permanent, Full time** **The Position** - Prepare and issue compliance advice for the Client Acceptance Committee - Perform the daily screening of the client database with Blacklists, International sanctions, Bad press and escalade when relevant - Conduct...
-
Senior Compliance Manager, Compliance Europe
il y a 4 jours
Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps pleinKey job responsibilities - Assist with implementation and management of an effective compliance advisory service providing timely and accurate input to stakeholders to facilitate their adherence to regulatory requirements and compliance expectations - Work with legal teams to understand applicable regulations and regulatory risks associated with launching or...
-
Business Conduct Compliance Specialist
il y a 5 jours
Luxembourg Tenaris Temps pleinAre you an experienced accountant or lawyer? Are you eager to step-up your career by working in a diverse, exciting and demanding environment? Do you have relevant corporate experience? We are a dynamic industrial company, leader in our field, an international organization formed by a global network of professionals working together towards a common goal:...
-
Compliance Manager
il y a 7 jours
Luxembourg PICTET Temps plein**Your team**: - The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Luxembourg since 1989 where it employs over 600 people.-...
-
Vat Compliance Officer
il y a 3 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Junior Tax/vat Compliance Officer
il y a 7 jours
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Recruitment Manager
il y a 1 jour
Luxembourg Koch Business Solutions Temps plein**Description** The Koch Recruiting Team is looking to hire a Recruitment Manager who will lead a team of recruiters and support experienced hire requisitions for Koch companies across the EMEA region. In this role, you will help guide and develop recruiting capability as well as partner with the businesses and broader Recruiting organization to align...
-
Senior Product Manager, Amazon Business Eu, Ssr
il y a 5 jours
Luxembourg Amazon Business EU Sarl Temps plein5+ years in a product management role in a relevant industry. - Proven experience in leadership roles across detail oriented functions, such as product or program management, account management, and customer engagement. - Experience developing product solutions, preferably in the B2B procurement space. - Demonstrated ability to influence others, both...
-
Compliance Manager
il y a 4 semaines
Luxembourg Rekuten Global Temps pleinJob Description: Job Summary: Rakuten Europe Bank is seeking a motivated and detail-oriented Compliance operation associate to join and lead our compliance team. The incumbent will lead the Compliance Operation team ensuring the bank’s adherence to regulatory requirements and internal policies. This involves the support REB’s Banking and Payment...
-
Senior Manager, Credit Compliance
il y a 4 jours
Luxembourg PayPal Temps pleinAt PayPal (NASDAQ: PYPL), we believe that every person has the right to participate fully in the global economy. Our mission is to democratize financial services to ensure that everyone, regardless of background or economic standing, has access to affordable, convenient, and secure products and services to take control of their financial lives. Job...
-
Manager, Risk
il y a 3 jours
Luxembourg PayPal Temps pleinAt PayPal (NASDAQ: PYPL), we believe that every person has the right to participate fully in the global economy. Our mission is to democratize financial services to ensure that everyone, regardless of background or economic standing, has access to affordable, convenient, and secure products and services to take control of their financial lives. Job...
-
Management Company Compliance Officer
il y a 3 semaines
Luxembourg BTG Pactual Europe Temps plein**Management Company Compliance Officer**: **Location**: Luxembourg, Luxembourg **About BTG Pactual**: **About BTG Pactual Management Company S.A.**: BTG Pactual Europe Management Company S.A. (the “BTG Pactual ManCo”), formerly, INTER-PORTFOLIO Verwaltungsgesellschaft S.A., a subsidiary of BTG Pactual Europe S.A. (formerly FIS Privatbank S.A.), was...
-
Program Manager, Eu 3p Compliance
il y a 7 jours
Luxembourg Amazon Services EuropeSARL(LU) Temps pleinMinimum of bachelor’s degree in economics, business, engineering and/or relevant field of study - 3+ years in program management, product management or consulting - Ability to manage multiple stakeholders such as Business, Tax, Legal, Operations and Tech - Excellent verbal and written communication skills with attention to detail - Demonstrated ability to...
-
Compliance Manager
il y a 5 jours
Luxembourg IQ-EQ Temps plein**Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. As a Manager of the Monitoring & Oversight activities for the Risk & Compliance department for IQ EQ...