Compliance Manager
il y a 4 semaines
**Position Type**:
Full time
**Type Of Hire**:
Experienced (relevant combo of work and education)
**Education Desired**:
Bachelor of Business Administration
**Travel Percentage**:
5 - 10%
- Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun._
**#LI-FD1**
**About the team**
The International Compliance Team forms part of the Enterprise Global Compliance Function, with a key focus on supporting the FIS Capital Market Business.
The team has a global reach and responsibility for all aspects of regulatory compliance across Capital Markets entities and ensures that these operate in compliance with all applicable laws, regulations, rules, regulatory guidelines and requirements worldwide. We provide regulatory guidance and compliance support to various stakeholders and senior management across the business and the team consists of experienced legal and compliance professionals. Being supportive, smart, collaborative, inclusive, creative, open and passionate are the core values of the team and our culture.
**What you will be doing**
The Regulatory Compliance Manager provides support to the organisation in all aspects of the Compliance Framework for the FIS Capital Markets business in Luxembourg. Your responsibilities will include:
- Monitor and communicate regulatory changes that impact Capital Markets products, services and business activities.
- Point of contact for the local regulator, the CSSF
- Interface with legal counsel and local agencies, as needed to address regulatory and/or compliance issues, concerns or questions.
- Assisting board meetings, working alongside with other compliance teams
- Establish operational objectives and work plans (compliance monitoring plan, annual compliance reporting etc.)
- Develop, modify and execute company policies that affect immediate operations.
- Oversee development and implementation of compliance program policies and standards as well as addressing other required regulatory policies.
- Respond to issues and matters pertaining to regulatory compliance of Capital Markets products, services and business activities.
- Perform periodic reviews and evaluations of Capital Markets products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
- Assist in providing final disposition of any discrepancies regarding compliance issues.
- Ensure strategic objectives of the Compliance & Ethics Program are met, including execution of risk assessment activities, coordination of risk response and program testing and validation.
- Identify key business processes, perform evaluations of risk, assess the effectiveness of controls and promote improvement across the organisation through the deployment of risk response activities.
- Participate in corporate development of methods, techniques and evaluation criteria for projects, programs and people.
- Create and deliver training to other business areas to increase compliance awareness.
- Provide compliance reviews and direction for new and expanding products and services.
- Monitor line of business compliance activities to verify that regulatory compliance deadlines and requirements are met.
- Assist the business with responses to customer compliance-specific questions and concerns.
- Participate with and/or lead customer focus and advisory groups.
**What you bring**
- Bachelor’s degree in business administration or law or the equivalent combination of education, training, or work experience.
- Proven Compliance experience either in the Asset Management or Financial Services industry.
- Comprehensive knowledge of at least one substantive area of compliance, such as asset management, anti-money laundering, or anti-corruption
- Excellent analytical skills
- Ability to understand technical documents and legal or regulatory reference materials
- Ability to follow and conduct a compliance monitoring program
- Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature
- Fluent in English, other languages are favourable
- Experience interacting with senior leadership, board of Directors and regulators.
**What we offer you**
- A competitive salary and benefits
- A multifaceted job with a high degree of responsibility and a broad spectrum of opportunities
- A modern, international work environment and a dedicated and motivated team
- A broad range of professional education and personal development possibilities - FIS is your final career step
**Privacy Statement**
FIS is committed to protecting the privacy and security of all personal information that we process in ord
-
Legal & Compliance Manager
il y a 3 semaines
Luxembourg Redstone Legal, Risk and Compliance Search Temps pleinJob Reference**:RS1417** Job Reference**:RS1417** Job Title**:Legal & Compliance Manager** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private...
-
Corporate Tax Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...
-
Corporate Tax Compliance Manager
Il y a 2 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Legal & Compliance Manager - Spain
il y a 3 semaines
Luxembourg Redstone Legal, Risk and Compliance Search Temps pleinJob Reference**:RS1352** Job Reference**:RS1352** Job Title**:Legal & Compliance Manager - Spain** Location**:Europe** Area**:Other** Role**:Finance, Legal, Other, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks,...
-
Junior Vat Compliance Officer
il y a 1 semaine
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Junior Tax/vat Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...
-
Compliance Manager, Compliance Operations
il y a 3 semaines
Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps pleinBachelor’s degree; ICA, CAMS Certification or other Compliance certification such as CRCM or CRP preferred - 2-5 years previous AML/Financial Crime Compliance experience - Proven ability to lead a team Amazon Payments in Luxembourg is seeking a dynamic, innovative and driven Compliance Manager to join our growing Compliance team at our European...
-
Compliance Manager, Compliance Operations
il y a 2 semaines
Luxembourg, Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps pleinBachelor's degree; ICA, CAMS Certification or other Compliance certification such as CRCM or CRP preferred 25 years previous AML/Financial Crime Compliance experience Proven ability to lead a teamAmazon Payments in Luxembourg is seeking a dynamic, innovative and driven Compliance Manager to join our growing Compliance team at our European headquarters in the...
-
Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg CBRE Temps pleinPosted- 21-Nov-2023- Service line- Advisory Segment- Role type- Full-time- Areas of Interest- Legal- Location(s)- Luxembourg - Luxembourg - Luxembourg- The Senior Compliance Manager is responsible for implementing, administering and controlling the proper functioning of demonstrable second line Compliance processes sitting under the Company's Compliance...
-
Compliance Manager
il y a 4 semaines
Luxembourg PICTET Temps plein**Your team**: - The - **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5200 people. Pictet has been present in Luxembourg since 1989 where it employs over 700...
-
Compliance Manager
il y a 3 semaines
Luxembourg Source Up Temps pleinThe customer is offering a great alternative in fund and corporate services with dedicated client teams and a focus on alternative strategy asset classes. They employ over 1,600 people across six jurisdictions They are a trusted parner for more than 400 funds and have over 400 BN€ assets under management. **About the offer** Permanent...
-
Compliance Manager
il y a 1 semaine
Luxembourg Schroders Temps plein**Compliance Manager** **11-month contract** **Who we’re looking for** We are looking for an enthusiastic Compliance Manager (11-month contract) to work in our Compliance Function supporting our Asset Management business in Luxembourg and in our 10 branches across the EU. The environment is dynamic and the job offers lots of opportunities for growth and...
-
Compliance Manager
il y a 3 semaines
Luxembourg JCW Resourcing Temps plein**Posted**: 21/03/2024 **Salary**: **Location**: Luxembourg, Luxembourg **Job Type**: Permanent/Fixed Term - Compliance Manager - As the Head of Compliance (f/m/d) within a leading super management company overseeing AIFM & UCITS operations across diverse product portfolios, you will assume a pivotal role in safeguarding regulatory integrity and mitigating...
-
Compliance Manager
il y a 2 semaines
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: Our client is a global investment management firm, holding a dual licence as a UCITS Management Company and AIFM. They are looking for a Compliance Manager to join the team in Luxembourg. **THE RESPONSIBILITIES**: - Managing Compliance related risks - Analysis of new initiatives of the Business - Performing Compliance Risk Assessments -...
-
Compliance Manager
il y a 4 semaines
Luxembourg Kepler Search Temps plein**Job Type**: Permanent Specialism: Operations Location: Luxembourg **Salary**: Negotiable Post Date: 20-01-2023 04:58 PM Ref #: Compliance Manager Recruiter: Stephane Fiorini **Job Specification** - You would be expected to lead the Compliance department and closely collaborate with the Management Company - Act as the DPO - Plan, design, lead and...
-
Compliance Manager
il y a 2 semaines
Luxembourg Apollo Solutions Temps pleinA Leading International Tech Financial Services organisation is looking to expand on its already successful compliance function and is searching for a Compliance Manager in Luxembourg. The compliance manager can expect to be part of a dynamic organisation where growth and progression are encouraged, and this will not require any management...
-
Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg Schroders Temps pleinCompliance Manager11-month contractWho we're looking forWe are looking for an enthusiastic Compliance Manager (11-month contract) to work in our Compliance Function supporting our Asset Management business in Luxembourg and in our 10 branches across the EU. The environment is dynamic and the job offers lots of opportunities for growth and professional...
-
Compliance Manager
il y a 4 semaines
Luxembourg Eurolux Consulting Temps plein**Job Description**: This is a great role for someone with strong compliance and regulatory compliance knowledge in respect of alternative investment funds in Luxembourg, to join a thriving company in a small team. You’ll currently work in Luxembourg, be comfortable managing a small team, and great at communicating regulatory changes, and finding...
-
Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg Anderson Wise Temps pleinJob type: PermanentEmp type: FulltimeIndustry: Real Estate / Private EquityLocation: Luxembourg, LuxembourgJob published:Job ID: 33264Our client, a dynamic alternative investment firm specialising in Real Estate Investment across Europe, is seeking an experiencedCompliance Manager / RC to join their team of driven and dedicated professionals You will play a...
-
Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg Saxton Leigh Temps pleinTHE COMPANY:Our client is a global investment management firm, holding a dual licence as a UCITS Management Company and AIFM. They are looking for a Compliance Manager to join the team in Luxembourg.THE RESPONSIBILITIES: Managing Compliance related risks Analysis of new initiatives of the Business Performing Compliance Risk Assessments...
