Compliance Manager

il y a 3 semaines


Luxembourg Rekuten Global Temps plein

Job Description:
Job Summary:
Rakuten Europe Bank is seeking a motivated and detail-oriented Compliance operation associate to join and lead our compliance team. The incumbent will lead the Compliance Operation team ensuring the bank’s adherence to regulatory requirements and internal policies. This involves the support REB’s Banking and Payment services by performing key AML/CTF Due diligence processes throughout the account opening of new clients and periodic reviews/monitoring of existing client. This role involves assisting in the development and implementation of compliance programs, conducting compliance reviews, and providing support in regulatory reporting.

Key Responsibilities:

- Perform critical processes and controls - such as, but not limited to: AML/CTF due diligence process; transaction monitoring; periodic reviews and name screening in accordance with relevant policies and procedures and meeting performance and quality expectation
- Ensure active identification and escalations of risks to line Manager
- Documentation of performed processes (process maps; training materials; work instructions)
- Provide ad-hoc reports on working routines
- Proactive identification of customer experience and process improvement opportunities
- Driving a culture of continuous improvement
- Liaise with internal and external parties
- Assist Line Manager in ad-hoc assignments as necessary
- Oversee and optimizing the team’s daily and weekly tasks
- Assist in the development, implementation, and maintenance of compliance policies and procedures.
- Conduct regular reviews and updates of compliance policies to ensure they remain current and effective.

Qualifications:

- Bachelor’s degree in Law, Finance, Business Administration, or a related field. A relevant professional certification
- Minimum of 5-7 years of experience in a compliance role performing KYC / AML within the banking or financial services industry.
- Experience in supporting compliance programs and conducting compliance reviews.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Proficiency in compliance software and tools.
- Ability to liaise with colleagues from different cultural backgrounds
- Strong attention to detail and organizational skills.

ABOUT RAKUTEN

Rakuten, Inc. is a global leader in internet services that empower individuals, communities, businesses and society. Founded in Tokyo in 1997 as an online marketplace, Rakuten has expanded to offer services in e-Commerce, Fintech, Mobile & digital content and communications to approximately 1.4 billion members around the world. The Rakuten Group has over 20,000 employees, and operations in 30 countries and regions.

In Europe, Rakuten has been active for more than a decade and is constantly growing its footprint. The network of business units consists of more than 14 services, available in almost every European country. With Rakuten Europe's head office in Luxembourg and offices in London, Dublin, Paris, Berlin, Barcelona and other major European cities, Rakuten is more than just a company; it is a vision of a true Ecosystem. Rakuten Europe Bank (REB) empowers the ecosystem by providing financial service products to help grow the company’s footprint within the EU.

This is where you come in: Rakuten is built on a philosophy of empowerment where everyone has the chance to make an impact. We believe in taking on new challenges and driving innovation. Together, we get ahead through success and learn from failure. In the end, truly empowered people produce amazing results. No matter your area of interest, we need your spirit, energy and drive to push us further and help unlock our potential.

If you are interested in becoming part of an organization that aims to empower society and become the World’s best, join the company where YOU shape the future. Come and work with us

Launched in January 2016, Rakuten Europe Bank continues the diversification of Rakuten in Europe and provides financial services to its members. Rakuten Europe Bank S.A. is a fully licensed credit institution established in Luxembourg and supervised by the Commission de Surveillance du Secteur Financier.

Languages:
English (Overall - 3 - Advanced)



  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Vat Compliance Officer

    il y a 2 semaines


    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Compliance Manager

    il y a 2 jours


    Luxembourg PICTET Temps plein

    **Your team**: - The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Luxembourg since 1989 where it employs over 600 people.-...

  • Compliance Manager

    il y a 8 heures


    Luxembourg Intertrust Temps plein

    **Compliance Manager** **Location: Luxembourg** **Department: Risk and Compliance** **Vacancy type: Permanent, Full time** **The Position** - Prepare and issue compliance advice for the Client Acceptance Committee - Perform the daily screening of the client database with Blacklists, International sanctions, Bad press and escalade when relevant - Conduct...

  • Compliance Manager

    il y a 3 semaines


    Luxembourg LHH Temps plein

    This a great opportunity to join a leading global non-life insurance group that offers an excellent environment and high-level exposure. Reporting to the EU CRO & lead the compliance team, you will interact with other countries and stakeholders to ensure compliance processes throughout Europe. If you are a natural leader that takes initiative and wants to...


  • Luxembourg BTG Pactual Europe Temps plein

    **Management Company Compliance Officer**: **Location**: Luxembourg, Luxembourg **About BTG Pactual**: **About BTG Pactual Management Company S.A.**: BTG Pactual Europe Management Company S.A. (the “BTG Pactual ManCo”), formerly, INTER-PORTFOLIO Verwaltungsgesellschaft S.A., a subsidiary of BTG Pactual Europe S.A. (formerly FIS Privatbank S.A.), was...

  • Senior Compliance Manager

    il y a 4 semaines


    Luxembourg Howden Group Holdings Temps plein

    Who are we? Howden is a collective - a group of talented and passionate people all around the world. Together, we have pushed the boundaries of insurance. We are united by a shared passion and no-limits mindset, and our strength lies in our ability to collaborate as a powerful international team comprised of 18,000 employees spanning over 100...


  • Luxembourg Magnetis Temps plein

    Location Luxembourg, Luxembourg About BTG Pactual About BTG Pactual Management Company S.A. BTG Pactual Europe Management Company S.A. (the “BTG Pactual ManCo”), formerly, INTER-PORTFOLIO Verwaltungsgesellschaft S.A., a subsidiary of BTG Pactual Europe S.A. (formerly FIS Privatbank S.A.), was founded in the year 2000 in Luxembourg. It is a wholly owned...

  • Branch Compliance Manager

    il y a 4 semaines


    Luxembourg U.S. Bank National Association Temps plein

    At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions, enabling the communities we support to grow and succeed in the right ways, all more confidently and more often—that’s what we call the courage to thrive. We believe it takes all of us to bring our shared...

  • Fund Compliance Manager/rc

    il y a 4 semaines


    Luxembourg adVeci Advisors Temps plein

    A leading provider of professional services (audit, accounting, tax, financial engineering, HR, and information technology) is looking for a Manager Compliance/RC. **Main responsibilities**: - Review due diligence of new client structures on-boarding - Manage the whole day-to-day Fund Compliance process to ensure reports are completed with high accuracy...

  • Compliance Manager

    il y a 8 heures


    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. As a Manager of the Monitoring & Oversight activities for the Risk & Compliance department for IQ EQ...

  • Risk & Compliance Manager

    il y a 4 jours


    Luxembourg A&O Shearman Temps plein

    **Department purpose** At A&O Shearman, we are committed to upholding the highest standards in risk management and regulatory compliance. We have established internal policies and procedures that address key areas such as, for instance, client acceptance, data retention, and cooperation with authorities to mitigate risks and navigate regulatory challenges...

  • Regulatory Risk

    il y a 4 semaines


    Luxembourg Careers at Tide Temps plein

    **ABOUT TIDE**: At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting. Launched in 2017, Tide is now used by over **1 million small businesses**...

  • Trade Compliance Manager

    il y a 4 semaines


    Luxembourg Husky Technologies Temps plein

    Are you looking to join a world-class manufacturing organization? At Husky TechnologiesTM, we strive to be the best with a strong foundation built on innovation, collaboration and a unique culture with great people. If you are attracted to bold goals, believe in uncompromising honesty, support mutual respect, care about environmental responsibility, have a...


  • Luxembourg PICTET Temps plein

    **Your team**: **The Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Luxembourg since 1989 where it employs over 600...


  • Luxembourg Amazon Services EuropeSARL(LU) Temps plein

    Minimum of bachelor’s degree in economics, business, engineering and/or relevant field of study - 3+ years in program management, product management or consulting - Ability to manage multiple stakeholders such as Business, Tax, Legal, Operations and Tech - Excellent verbal and written communication skills with attention to detail - Demonstrated ability to...


  • Luxembourg M&G plc. Temps plein

    Compliance Advisory Manager, M&G Luxembourg At M&G our purpose is **to help people manage and grow their savings and investments, responsibly**. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our...


  • Luxembourg M&G plc. Temps plein

    M&G plc. LuxembourgPosted 22 hours ago Permanent Competitive - Compliance Advisory Manager, M&G Luxembourg - At M&G our purpose is - **to help people manage and grow their savings and investments, responsibly**. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and...


  • Luxembourg Fundcraft Temps plein

    The AIFM Compliance Officer/Manager (RC) plays a critical role in ensuring that the company meets all legal and regulatory obligations in a dynamic, fast-paced environment. You contribute to maintaining fundcraft's reputation and operational integrity through diligent compliance oversight, policy management, and collaboration across departments. This role is...