Senior Compliance Officer
Il y a 6 mois
**_Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices achieve success by making their work easier._**
**Your Challenge**:
- Contributing in the implementation of the compliance and outsourcing controlling plan
- Maintaining relevant policies and procedures, conducting Compliance & AML Risk Assessments and participating in the drafting of various Compliance and AML reports
- Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files and doing sample checks (all risk ratings)
- Being actively involved in screenings of counterparties; assessments of the results from the screening tools (PEP, sanction lists and transaction monitoring) and preparing periodically reports
- Preparation of the internal control system (ICS) in regards of AML and OC
- Performing the initial and risk based approach ongoing due diligence assessments on the delegates and Service provider (review and assessments)
- Supporting the CCO with the statutory audit, providing data to internal and external audit as required
- Provide advice to authorized management and other departments of the firm, namely the transfer agency department, on AML/CFT matters and act as escalation point in this regard
- Support the firm's and investment funds' FATCA/CRS Reporting to local authorities
- Taking over the RC (“responsable du contrôle du respect des obligations”) function for several investment schemes under management and prepare the regular reports and documents required, participation and explanation RC reports in investment scheme Board meetings
- Training of new joiners (employees, interns) of the compliance team especially in AML/CFT related matters
**Your Profile**:
- Ideally you have successfully completed a degree in Business Law, Business Administration or Economics
- A minimum of 3-5 years professional experience in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big Four, in AML/CFT and Financial Crime Compliance
- Good knowledge of the Luxembourg fund industry and understanding of the practical aspects of the compliance functions
- You are a motivated person with a reliable and resilient personality
- You provide a service-oriented mindset and a diplomatic approach
- You have proactive problem solving skills with the ability to develop solutions independently
- Very good PC skills (MS Office)
- Fluent in German and English
In the event of an Employment we will ask you to present a criminal record.
**Your contact person**:
**Malkah Eiserloh**:
-
Senior Compliance Officer
il y a 1 mois
Luxembourg Franklin Templeton Investments Temps pleinAt Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...
-
Senior Compliance Officer
il y a 1 mois
Luxembourg City Michael Page Temps pleinThe Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals.Client DetailsOur client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development & Implementation:...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg City Michael Page Temps pleinThe Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals. Client Details Our client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development &...
-
Senior Compliance Officer
Il y a 6 mois
Luxembourg CSC (Corporation Service Company) Temps pleinAs a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...
-
Senior Compliance Officer
Il y a 6 mois
Luxembourg Select Luxembourg Temps plein**Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...
-
Senior Compliance Officer
Il y a 7 mois
Luxembourg RecSel International Ltd Temps pleinOur client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...
-
Corporate Tax Compliance Officer
Il y a 4 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg JAO Temps plein**About our company**: "_Our vision is to drive towards a fairer and stronger European electricity market_" Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all...
-
Senior Compliance Officer
Il y a 8 mois
Luxembourg Danos Group Temps pleinOur Client, a leading Private Markets firm, is looking for Senior Compliance Officer to join their team based in Luxembourg on a **permanent **basis. The role will be working closely with the Head of the team, supporting in the Compliance Monitoring Plan, the implementation of policies and procedures, and assisting the Head of the Team on BAU...
-
Senior Compliance Officer
il y a 1 mois
Luxembourg City Joint Allocation Office Temps pleinAbout our company: “We partner with Europe to empower and enhance a sustainable energy market”. Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all internal EU...
-
Senior Compliance Officer/rc Pour Une Société de
il y a 1 mois
Luxembourg Austin Bright Temps pleinNotre client, une entreprise indépendante spécialisée dans la gouvernance pour le secteur financier, propose des services de gestion et de conformité pour des sociétés extérieures. Située en plein centre-ville, cette société cherche à agrandir son équipe de trente collaborateurs dans un environnement à la fois humain et...
-
Senior Compliance Officer
Il y a 3 mois
Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein**Senior Compliance Officer**: Do you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to...
-
Senior Compliance Officer
Il y a 2 mois
Luxembourg City ICBC Temps pleinICBC (Europe) S.A. is a wholly owned subsidiary of Industrial and Commercial Bank of China Limited, Beijing, P.R.C., the latter providing comprehensive financial products and services to its customers across six continents. Whereas the Headquarters of ICBC (Europe) S.A. is located in Luxembourg, the Bank has established Branches in Belgium, France, Italy,...
-
Senior Fund Compliance Officer Service Provider
Il y a 2 mois
Luxembourg Austin Bright Temps pleinUne société de services financiers renommée au Luxembourg est à la recherche d'un(e) Senior Fund Compliance Officer pour renforcer son équipe de conformité! Notre client, une entreprise internationale offrant des services dans l'audit, la fiscalité et le conseil compte plus de 500 collaborateurs. Ils croient en la diversité comme moteur d'innovation...
-
Senior AML Compliance Officer
Il y a 2 mois
Luxembourg City Paddock Fund Solutions Luxembourg Temps pleinpPaddock Fund Solutions Luxembourg is seeking a highly skilled Senior AML Compliance Officer to reinforce their Compliance Team in their day-to-day activities and provide ongoing support to all group companies on Compliance, Know-Your-Customer (KYC), and anti-money laundering (AML) issues./ph3Key Responsibilities:/h3ulliReview and analyze KYC files for new...
-
(Senior) Regulatory Compliance Officer
Il y a 6 mois
Luxembourg Findel Airport ING Temps plein(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...
-
Senior Compliance Officer- Luxembourg
Il y a 6 mois
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: Our client is global fund structuring, asset management and asset services company. They are a CSSF regulated third party AIFM (European Alternative Investment Fund Manager) and are looking for a Senior Compliance Officer to join the team in Luxembourg. **THE RESPONSIBILITIES**: - Drafting and follow-up of AML/FATCA&CRS compliance...
-
Senior Regulatory Compliance Officer
Il y a 7 mois
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...
-
Mid-senior Compliance Officer
Il y a 6 mois
Luxembourg Austin Bright Temps plein**Situated near Belgian border**, our client is a stable, friendly and accomplished company. Created in the 80's, the founders still work in the company and support their team to grow organically. They offer the challenge of self - governed work and **ensure you the structure for a long-term career**, as example one of the directors started as legal officer...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg City Le Grand & Associates Luxembourg Temps pleinOur client, a prestigious and highly respected law firm, is seeking a Senior Compliance Officer to join their team in Luxembourg. This is a unique opportunity to contribute to a dynamic and high-level legal environment. Key Responsibilities: Ensure compliance with local and international regulations, including AML, GDPR, and other relevant...