Fund Compliance Manager/rc

il y a 4 semaines


Luxembourg adVeci Advisors Temps plein

A leading provider of professional services (audit, accounting, tax, financial engineering, HR, and information technology) is looking for a Manager Compliance/RC.

**Main responsibilities**:

- Review due diligence of new client structures on-boarding
- Manage the whole day-to-day Fund Compliance process to ensure reports are completed with high accuracy (take prompt action to correct problems, review breaches and impact calculation, prepares and reviews management reports etc.).
- Improve the Compliance Monitoring Plan (CMP) and run the CMP on regular basis
- On a daily basis, review screening of clients, investors and related parties against sanction lists and PEP lists review, follow-up and escalation;
- Review Transaction Monitoring reports from the Transfer Agent as well as accounting teams;
- Annual review of PEP register and High-Risk clients and investors;
- Follow up of queries and trigger events from the Client Relationship Managers (CRMs);
- Drive periodic client files review
- Review of account opening documentation and system update of Client details;
- Support the Internal Audit, External Audit process due diligence requests by relevant parties of their oversight to the client funds e.g. Boards, Depositary & AIFMs;
- Lead system or processes enhancement, for review and update of relevant policies and procedures;
- Drive, liaise & collaborate with first line of defense, attend meetings and perform due diligences;
- Respond promptly to client problems/queries on “business as usual” and requests while ensuring accuracy, timeliness and quality of client reports.
- Take the RC mandate

**Requirements**:

- You have a Bachelor - Master degree in finance or law;
- You have 5 years of experience in compliance and at least 2 years of experience in fund compliance in Luxembourg;
- You have knowledge of the AIFMD and CSSF Circulars related to compliance;
- You show good organizational skills in order to meet deadlines and to keep well-documented records;
- You have experience in management of a team;
- You communicate effectively and efficiently with clients, colleagues, managers and other departments and can work autonomously as well as part of a team;
- You are able to work under pressure
- You are familiar with sanction lists screening tools;
- You are fluent in French and English.

**Job Types**: Temps plein, Durée indéterminée

Expérience:

- Fund compliance: 2 ans (Requis)

Langue:

- anglais (Requis)


  • Senior Compliance Rc

    il y a 6 jours


    Luxembourg Austin Bright Temps plein

    Unser Kunde, ein etabliertes Investmentmanagement-Unternehmen, das 1988 gegründet wurde, hat seinen Hauptsitz in Deutschland und verwaltet ein Vermögen von über 60 Milliarden Euro. Seit 2015 hat das Unternehmen seine Aktivitäten in Luxemburg ausgeweitet, wo es derzeit ein erhebliches Wachstum verzeichnet. Im Rahmen dieser Expansion sucht das Unternehmen...

  • Compliance Manager

    Il y a 6 mois


    Luxembourg TMF Group Luxembourg Temps plein

    **About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 10,000 experts and 120 offices in 86 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax,...

  • Compliance Officer

    Il y a 6 mois


    Luxembourg Human Innovation Partners Temps plein

    HI Partners has an exciting opportunity for you to join a reputable service provider firm as Compliance Officer & RC (“Responsable du Contrôle ») Support. **Key responsibilities**: - Assess the AML risk exposure of the AIFM, the funds managed, and their counterparts. - Draft AML/CFT Policy and Risk Assessment of the Fund. - Be in charge of the...

  • Fund Rc

    Il y a 6 mois


    Luxembourg Waystone Governance Ltd. Temps plein

    Waystone is currently looking to reinforce its talented team based in luxembourg with a RC /AML Officer. **Your essential duties**: - Undertake the RC role for UCITS and AIF structures (SIF, UCI Part II, RAIF, SCS(p)); - Draft, review and update Fund AML policies and reports; - Prepare and review KPIs provided by the Fund transfer agent; - Liaise with...

  • Senior Associate

    Il y a 3 mois


    Luxembourg Waystone Governance Ltd. Temps plein

    Waystone leads the way in specialist services for the asset management industry._ - Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide._ - With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is...


  • Luxembourg Austin Bright Temps plein

    Are you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance...


  • Luxembourg Austin Bright Temps plein

    Are you ready to take your expertise in compliance to the next level ? We are seeking **a Senior Compliance Officer / RC** to join a dynamic and close-knit **AIFM** located near the **German border**. This is your chance to thrive in a **collaborative, supportive**, and **family-like work environment**, where your insights and contributions will directly...


  • Luxembourg Austin Bright Temps plein

    Our client, an independent company specializing in governance for the financial sector, provides management and compliance services to external companies. Located in the heart of the city, this firm is looking to expand its team of 30 employees within a professional yet entrepreneurial and human-centered environment. **Senior Compliance Officer/RC -...

  • Aifm Mlro/rc

    Il y a 6 mois


    Luxembourg Alter Domus Temps plein

    For our Management Company in Luxembourg, we are currently looking for RC to join the Compliance and AML/CFT team. We offer a dynamic and international corporate atmosphere adapted to your needs throughout your career. **JOB DESCRIPTION**: As RC, you will closely work with and report to the Conducting Officer in charge of Compliance and to the “RR” of...

  • Aml Compliance Officer

    Il y a 2 mois


    Luxembourg Austin Bright Temps plein

    Nutzen Sie die Gelegenheit, Teil einer führenden Unternehmensberatung zu werden, die für ihre maßgeschneiderte Expertise im Bereich alternativer Investments bekannt ist. Mit Sitz in Munsbach unterstützt dieses Unternehmen eine internationale Klientel, darunter Banken, Vermögensverwalter, Investmentfonds, Treuhandgesellschaften und Family Offices, mit...


  • Luxembourg Austin Bright Temps plein

    Looking for an opportunity to be a part of a leading provider of independent governance solutions for the financial sector? Passionate about ensuring compliance support for investment funds and fund managers? Your search ends here! Our client, a prominent player in this space, caters to both traditional and alternative sectors, and they are currently...


  • Luxembourg Austin Bright Temps plein

    **Introduction**: Looking for an opportunity to be a part of a leading provider of independent governance solutions for the financial sector? Passionate about ensuring compliance support for investment funds and fund managers? Your search ends here! Our client, a prominent player in this space, caters to both traditional and alternative sectors, and they are...


  • Luxembourg Austin Bright Temps plein

    Our client, an independent PSF governance firm in the financial sector, provides governance services for other companies. Based in the heart of the city, our client seeks to strengthen its team of thirty people in a people-oriented, highly entrepreneurial environment. **Senior Compliance Officer/RC - Responsibilities include**: - Assisting clients in...


  • Luxembourg Austin Bright Temps plein

    Are you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance...


  • Luxembourg Austin Bright Temps plein

    Our client, an independent governance company of the PSF type in the financial sector, provides governance services for other companies. Located in the heart of the city, our client is looking to strengthen its team of thirty individuals, in a human and highly entrepreneurial environment. **Senior Compliance Officer/RC - The role will involve**: -...


  • Luxembourg City AUSTIN BRIGHT S.àr.l. Temps plein

    Our client, an independent company specializing in governance for the financial sector, provides management and compliance services to external companies. Located in the heart of the city, this firm is looking to expand its team of 30 employees within a professional yet entrepreneurial and human-centered environment. Senior Compliance Officer/RC -...


  • Luxembourg IQ-EQ Temps plein

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT...


  • Luxembourg Austin Bright Temps plein

    Notre client, une entreprise indépendante spécialisée dans la gouvernance pour le secteur financier, propose des services de gestion et de conformité pour des sociétés extérieures. Située en plein centre-ville, cette société cherche à agrandir son équipe de trente collaborateurs dans un environnement à la fois humain et...


  • Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein

    **Senior Compliance Officer**: Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices achieve success by...

  • Compliance Officer, Emea

    il y a 3 semaines


    Luxembourg Wellington Management Temps plein

    About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...