Senior Regulatory Compliance Officer

**THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...

(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...

**Our company** EFG Bank is the Swiss Private Banking subsidiary of EFG International. Headquartered in Zurich, it has an international network spanning Europe, Asia Pacific and Latin America, and manages assets for private clients all over the world. The bank’s services comprise asset management, investment counselling, securities brokerage, estate...

ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team in the domains of Unfair Customer Treatment (MiFID, SFDR, IDD, customers’ protection, etc.) and Regulatory Registration (cross border compliance). Job description The Conduct Compliance & Ethics (CC&E) team is in charge...

EFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department Your main responsibilities As a Senior Compliance Officer, you will primarily report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Conduct and...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe’s Regulatory Compliance (RC) Competence...

Arendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries. Fraud...

ONE Group Solutions, a leading provider of next-generation fund management solutions, is seeking an experienced Senior Compliance Officer to join our team in Luxembourg. As a Conducting Officer in charge of Compliance, you will play a critical role in ensuring the regulatory compliance framework of our business under close collaboration with our other...

At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

**Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...

**Job Overview**We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team at Michael Page. As a key member of our compliance function, you will be responsible for ensuring that our client complies with European and Luxembourg financial regulations.**Responsibilities**Develop and implement policies to ensure regulatory alignment...

Our client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...

For our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...

**AML Regulatory Senior Consultant / Manager**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and...

**Simplify payments to improve everyone’s life** More than an app, Satispay is a great group of creative, innovative, curious, and enthusiastic people united by a bold mission: to build the future of payments in Europe! We created a mobile payment network to revolutionize how people think about money, by creating a direct connection between consumers and...

**About our company**: "_Our vision is to drive towards a fairer and stronger European electricity market_" Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all...

The Compliance Officer will be responsible for ensuring that our client complies with European and Luxembourg financial regulations, adapting group policies to meet local legal requirements. The role involves overseeing compliance risk management, monitoring subsidiaries, and preparing regulatory reports to the Chief Compliance and Risk Officer.Client...

**Who we are looking for** As the Compliance Regulatory Associate, you will be responsible for providing an efficient and effective compliance service and to promote and to assist the company in meeting its regulatory obligations. The role requires to support your team to monitor the regulatory framework in order to ensure the relevant Compliance risks and...

Our Client, a leading Private Markets firm, is looking for Senior Compliance Officer to join their team based in Luxembourg on a **permanent **basis. The role will be working closely with the Head of the team, supporting in the Compliance Monitoring Plan, the implementation of policies and procedures, and assisting the Head of the Team on BAU...

**What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...