Senior Compliance Officer
Il y a 7 mois
Pictet is an investment-led service company, offering wealth management, asset management and related services. We are a partnership of eight owner managers and our principles of succession and transmission of ownership have remained unchanged since founding in 1805.
Our purpose is to build responsible partnerships with our clients, communities, and the companies in which we invest, in order to safeguard and transmit wealth, of all kinds, in the service of the real economy.
With more than CHF 612 billion in assets under management or custody at 31 December 2022, Pictet is today one of the leading Europe-based independent wealth and asset managers.
The Group is headquartered in Geneva, where its activities began, and employs more than 5000 employees. With 30 offices, it is also present in Amsterdam, Basel, Barcelona, Brussels, Dubai, Frankfurt, Hong Kong, Lausanne, London, Luxembourg, Madrid, Milan, Monaco, Montreal, Munich, Nassau, Osaka, Paris, Rome, Shanghai, Singapore, Stuttgart, Taipei, Tel-Aviv, Tokyo, Turin, Verona, Shanghai, New York and Zurich.
**Your team**:
The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700 people.
FundPartner Solutions provides a full suite of fund administration and private label funds services. The global team of industry experts specialises in fund domiciliation, registration and governance, as well as risk compliance and investment management services.
Corporate Functions includes the Group’s non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units, and include Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax departments.
You will be part of the Compliance team in Luxembourg.
**Your role**:
The Compliance function’s duties include the following tasks:
- Assist in various tasks of Corporate Compliance and run controls of the CMP
- Proactively contributing to monitoring the company's procedures according to regulatory developments.
- Contributing to the production of all types of report relating to the requests of our internal and external clients.
- Participating to regulatory projects relating to Compliance, taking charge of coordination tasks if necessary.
- Being involved in presenting the team’s activities to in-house and external clients, including when regulatory changes occur.
- Providing advice and assisting staff on the regulatory implications of current and new regulations and changes to the business.
- Contributing to improving the organization of the department (deploying processes and/or tools for adequate follow-up of the work of the team and of projects).
- Supervising the AML/KYC control activities carried out by the Transfer Agent Department by reviewing investors' files, particularly those posing a high risk.
- Carrying out / supervising second-level controls specific to the function, covering both activities relating to the acceptance and monitoring of business relationships with investors (Transfer Agent Department) and those specific to the management company's clients (i.e. procedures for entering into relationships managed by other departments).
**Your profile**:
- University degree (BAC +5 minimum) in Economics or Finance.
- 3 to 7 years’ experience in the area of Compliance (Corporate and/or AML), internal / external audit experience
- At ease using computer systems and new technologies as well as an interest in these areas.
- Good knowledge of European and Luxembourg legislation (mandatory).
- Knowledge of the full remit of compliance competencies with a comprehensive understanding of the various roles in the investment fund industry, and more particularly of the operating mechanisms of a management company, but also of a custodian bank, transfer agent, fund administration and the related regulatory framework, will be considered as an asset.
Soft skills:
- Discretion, rigour, dependability and organisational skills
- Analytical skills (investigative mindset), sense of proportionality (risk-based approach) and sound critical thinking (professional judgement)
- Writing and communication skills, sense of diplomacy
- Team spirit (solidarity)
- Tech savvy profile
Languages:
- Written and spoken fluency in French and English.
**Note**:
We will not accept any CVs from agencies.
**Flexible and modern ways of working**
As a responsible and supportive employer, we promote the well-being of our employees through a set of flexible working arrangements, ranging from a work-from-home policy for eligible functions to opportunities for annualised part-time leave and extended parental leave.
*
-
Senior Compliance Officer
Il y a 2 mois
Luxembourg Franklin Templeton Investments Temps pleinAt Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg City Michael Page Temps pleinThe Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals. Client Details Our client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development &...
-
Senior Compliance Officer
Il y a 6 mois
Luxembourg CSC (Corporation Service Company) Temps pleinAs a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...
-
Senior Compliance Officer
il y a 18 heures
Luxembourg Partners Group Temps plein**What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...
-
Senior Compliance Officer
Il y a 6 mois
Luxembourg Select Luxembourg Temps plein**Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...
-
Senior Compliance Officer
Il y a 7 mois
Luxembourg RecSel International Ltd Temps pleinOur client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...
-
Corporate Tax Compliance Officer
Il y a 4 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg JAO Temps plein**About our company**: "_Our vision is to drive towards a fairer and stronger European electricity market_" Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all...
-
Senior Compliance Officer
Il y a 8 mois
Luxembourg Danos Group Temps pleinOur Client, a leading Private Markets firm, is looking for Senior Compliance Officer to join their team based in Luxembourg on a **permanent **basis. The role will be working closely with the Head of the team, supporting in the Compliance Monitoring Plan, the implementation of policies and procedures, and assisting the Head of the Team on BAU...
-
Senior Compliance Officer
il y a 1 mois
Luxembourg City Joint Allocation Office Temps pleinAbout our company: “We partner with Europe to empower and enhance a sustainable energy market”. Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all internal EU...
-
Senior Compliance Officer/rc Pour Une Société de
Il y a 2 mois
Luxembourg Austin Bright Temps pleinNotre client, une entreprise indépendante spécialisée dans la gouvernance pour le secteur financier, propose des services de gestion et de conformité pour des sociétés extérieures. Située en plein centre-ville, cette société cherche à agrandir son équipe de trente collaborateurs dans un environnement à la fois humain et...
-
Senior Compliance Officer
Il y a 3 mois
Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein**Senior Compliance Officer**: Do you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to...
-
Senior Compliance Officer
Il y a 3 mois
Luxembourg City ICBC Temps pleinICBC (Europe) S.A. is a wholly owned subsidiary of Industrial and Commercial Bank of China Limited, Beijing, P.R.C., the latter providing comprehensive financial products and services to its customers across six continents. Whereas the Headquarters of ICBC (Europe) S.A. is located in Luxembourg, the Bank has established Branches in Belgium, France, Italy,...
-
Senior Fund Compliance Officer Service Provider
Il y a 2 mois
Luxembourg Austin Bright Temps pleinUne société de services financiers renommée au Luxembourg est à la recherche d'un(e) Senior Fund Compliance Officer pour renforcer son équipe de conformité! Notre client, une entreprise internationale offrant des services dans l'audit, la fiscalité et le conseil compte plus de 500 collaborateurs. Ils croient en la diversité comme moteur d'innovation...
-
(Senior) Regulatory Compliance Officer
Il y a 6 mois
Luxembourg Findel Airport ING Temps plein(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...
-
Senior Compliance Officer- Luxembourg
Il y a 6 mois
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: Our client is global fund structuring, asset management and asset services company. They are a CSSF regulated third party AIFM (European Alternative Investment Fund Manager) and are looking for a Senior Compliance Officer to join the team in Luxembourg. **THE RESPONSIBILITIES**: - Drafting and follow-up of AML/FATCA&CRS compliance...
-
Senior Regulatory Compliance Officer
Il y a 7 mois
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...
-
Mid-senior Compliance Officer
Il y a 7 mois
Luxembourg Austin Bright Temps plein**Situated near Belgian border**, our client is a stable, friendly and accomplished company. Created in the 80's, the founders still work in the company and support their team to grow organically. They offer the challenge of self - governed work and **ensure you the structure for a long-term career**, as example one of the directors started as legal officer...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg City Le Grand & Associates Luxembourg Temps pleinOur client, a prestigious and highly respected law firm, is seeking a Senior Compliance Officer to join their team in Luxembourg. This is a unique opportunity to contribute to a dynamic and high-level legal environment. Key Responsibilities: Ensure compliance with local and international regulations, including AML, GDPR, and other relevant...
-
Senior Compliance Officer
Il y a 6 mois
Luxembourg Barclay Simpson Temps plein**Senior Compliance Officer - Conduct Risk**: - Luxembourg - € 85 000 - Job type: Permanent - Sector: Insurance - Job reference: #40912 Our client, a prominent specialty insurance group, seeks a Compliance Officer specializing in Conduct Risk. Bring your expertise to support insurance distribution, product governance, conduct risk, and complaints within...
