Senior Aml Compliance Officer

il y a 1 semaine

Luxembourg GAM Investments Temps plein

AMBITIOUS?
- BRIGHT?
- RIGHT?
- GAM is one of the world’s leading independent asset managers. We provide differentiated active investment solutions and products for institutions, financial intermediaries and private investors.
- Together we share a common set of values rooted in teamwork, integrity, entrepreneurial flair and professional excellence.
- Our employees are our most valuable asset. Being able to offer an attractive work environment where talented minds from various backgrounds are keen to work is key to the long-term success of our company. We firmly believe in the importance of maintaining the open culture of a small company, aiming to avoid bureaucracy and encouraging a flexible, accessible and hands-on working style across the Group. In turn, our people reward us with their loyalty.

Function:
Compliance

Department:
Compliance - Luxembourg

Purpose

Responsible for the AML-CFT Financial Crime prevention compliance and related policies and procedures for GAM in Luxembourg in conjunction with colleagues in other jurisdictions and taking into account GAM group policy and applicable legislation and regulations.

Main Duties & Responsibilities- Carry out the AML assessment of any new product as part of the product approval- Carry out the AML assessment on delegates, working with GAM Outsourcing Controlling stakeholders- Carry out the AML assessment of marketing countries- Perform the Sanctions monitoring- Carry out the AML-CFT controls on assets- Carry out the AML & KYC on Private Clients- Ensure that AML/CTF related queries and respective related ad-hoc projects are dealt with and provide technical assistance to staff where required- Monitor timely updating and review of AML-CFT policies and procedures taking into account the AML- CFT Regulatory update- Prepare and ensure that all necessary internal and external AML reports and filings are completed correctly and in a timely manner, including CSSF filing, review of LFR, AML Questionnaire- Act as back-up for the Compliance Officer responsible for AML-CTF for the Funds under management by GAM in Luxembourg (“RC”)- Carry out the AML Training for new joiners, the annual AML training and its update, as and when necessary, based upon Luxembourg laws and regulations changes- Oversee regulatory compliance of our branches in Dublin and Germany

Qualifications & Experience- 5 + years’ experience in an AML role in the financial industry- Extensive knowledge of regulations etc. that govern the financial sector, with a specfic focus on AML regulations- Written and spoken German and English, any additional language is considered as an asset

Personal Attributes- Ability to work in partnership with teams and departments across locations to achieve common goals- Analytical mind-set, a focus on execution and a structured approach with attention to detail- Team player, collaborator and can demonstrate a track record of positive stakeholder engagement- Adapt quickly to change, cope with a fast-paced environment and willing to go the extra mile- Strong integrity and work ethics- Strong listening, communicating and influencing skills

**Benefits**:
GAM offers a comprehensive range of benefits and performance-based compensation, along with a variety of lifestyle and family benefits to promote well-being in and out of the workplace. These benefits vary according to local market conditions. Please contact the local Human Resources team for further details.

Employing Company/ies:
GAM (Luxembourg) S.A.

Reporting to:
Head of Compliance Luxembourg

Contract:
Fixed Term (Fixed Term)

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