Senior Compliance Officer

il y a 2 semaines


Luxembourg, Luxembourg Harry Hope Temps plein

Your Role


• Help develop the Compliance Monitoring Plan, including leading the actions and implementation

• Conduct annual reviews and updates to the manual of policies and control its implementation
within the Company.

• Provide advice to the business on appropriateness and effectiveness of controls in place

• Conduct due diligence on the delegates and services providers of the Company, ensuring the
ongoing monitoring of delegated functions in compliance.

• Advise on regulatory implications for new business initiatives, ensuring that relevant compliance
considerations and resulting risks, are part of the process

• Follow up the legal and regulatory developments, informing the Senior Management on the new
requirements and reporting deadlines.

• Draft the annual reports on the Compliance and AML/CFT functions.

• Draft the annual risk assessment of the Company and its funds under portfolio management.

• Be the person of contact with the authorities, including the CSSF and FSMA.

• Participate in the preparation of legal reporting and regulatory surveys.

• Promote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staff

Your profile


• You have a master's degree in law, finance or economics

• You have at least 2-3 years of experiences in Compliance, regulatory, legal or AML/CTF in the financial sector

• You have experience of Compliance and AML/CFT functions, and are familiar with the CSSF.

• You have a strong understanding of compliance methodology, regulatory assessments, and controls.

• You have excellent communication skills and proven ability to build strong client relationships.

• You intend to growth as Chief Compliance Officer and RC in a medium-term.

• You are fluent in English and French. Dutch is considered as an asset

• You are permanently based in Luxembourg or the Grande Region

Our offer


• A competitive base salary and attractive benefits.

• An opportunity for quick professional development in a fast-growing company.

• A collaborative working environment in an entrepreneurial family size company.

• A human working experience where diversity, talent and innovation promoted.

APCT1_LU


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