![Harry Hope](https://contents.bebee.com/companies/lu/harry-hope/avatar-Gi1E4.png)
Senior Compliance Officer
il y a 2 semaines
Your Role
• Help develop the Compliance Monitoring Plan, including leading the actions and implementation
• Conduct annual reviews and updates to the manual of policies and control its implementation
within the Company.
• Provide advice to the business on appropriateness and effectiveness of controls in place
• Conduct due diligence on the delegates and services providers of the Company, ensuring the
ongoing monitoring of delegated functions in compliance.
• Advise on regulatory implications for new business initiatives, ensuring that relevant compliance
considerations and resulting risks, are part of the process
• Follow up the legal and regulatory developments, informing the Senior Management on the new
requirements and reporting deadlines.
• Draft the annual reports on the Compliance and AML/CFT functions.
• Draft the annual risk assessment of the Company and its funds under portfolio management.
• Be the person of contact with the authorities, including the CSSF and FSMA.
• Participate in the preparation of legal reporting and regulatory surveys.
• Promote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staff
Your profile
• You have a master's degree in law, finance or economics
• You have at least 2-3 years of experiences in Compliance, regulatory, legal or AML/CTF in the financial sector
• You have experience of Compliance and AML/CFT functions, and are familiar with the CSSF.
• You have a strong understanding of compliance methodology, regulatory assessments, and controls.
• You have excellent communication skills and proven ability to build strong client relationships.
• You intend to growth as Chief Compliance Officer and RC in a medium-term.
• You are fluent in English and French. Dutch is considered as an asset
• You are permanently based in Luxembourg or the Grande Region
Our offer
• A competitive base salary and attractive benefits.
• An opportunity for quick professional development in a fast-growing company.
• A collaborative working environment in an entrepreneurial family size company.
• A human working experience where diversity, talent and innovation promoted.
APCT1_LU
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