Cdd - Compliance Officer
il y a 2 semaines
Located in the heart of Luxembourg city, the Luxembourg Stock Exchange (LuxSE) is home to over 42,500 international securities and gathers diverse and committed teams covering listing, trading, information services and of course, the Luxembourg Green Exchange (LGX) - the world's leading platform dedicated to sustainable finance.
By joining LuxSE, you will become part of an independent stock exchange that has shaped international capital markets over the past 60 years and pioneered the rise of sustainable finance.
The Luxembourg Stock Exchange is looking for a:
Compliance Officer
12 months Fixed-Term Contract (F/M)
We are looking for a proactive individual for a replacement within our Compliance team.
Responsibilities:
- Participate in the evaluation, implementation and update of policies and procedures
- Perform, Monitor, followup and assist in implementing any actions identified as necessary based on the Compliance Monitoring Plan
- Prepare communications to the various stakeholders
- Prepare and participate in giving internal AML-CFT and Compliance trainings
- Perform 2nd Line KYC checks on new and existing Issuers and Members as well as preparing the files for approval
- Contribute to the configuration and maintenance of the Digital KYC tool
- Guide client services teams in relation to AML/KYC matters
- Give input and written reports on AML/KYC regulatory issues
- Perform screening on new clients, analyse screening results and ensure proper escalation when necessary
- Deliver periodic reporting on AML controls and compliance controls
- Demonstrate our core values:
- "Moving Together" as team builder and team contributor
- "Moving Beyond" with a strong ability to research, comprehend, analyze, and present information
- Excellent knowledge of Luxembourg's finance sector regulation as well as the legal and compliance environment in Luxembourg
- Significant relevant experiences
- Excellent written and oral communication skills in English and French. Other languages would be considered as an asset
- Knowledge of Microsoft suite, PowerBi and SharePoint
Luxembourg Stock Exchange is an employer for whom diversity and inclusion are important. We therefore encourage you to apply, regardless of your gender, ethnicity, sexual orientation, age, religion or disability.
At a later stage of the recruitment process, we may ask for a recent copy of your criminal record (N°3).
-
Cdd - Compliance Management Support Officer (H/F)
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinCDD - COMPLIANCE MANAGEMENT SUPPORT OFFICER (H/F) (JOB NUMBER: BGL002703)**_BGL BNP Paribas_**_ est une des plus grandes banques du Grand-Duché de Luxembourg et fait partie du Groupe BNP Paribas._- Elle propose à ses clients particuliers, professionnels, entreprises et de banque privée une gamme particulièrement large de produits financiers et de...
-
Cdd - Compliance Officer Sécurité Financière Due
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinCDD - COMPLIANCE OFFICER SÉCURITÉ FINANCIÈRE DUE DILIGENCE (H/F) (NUMÉRO DE L'EMPLOI : COM002535)- Depuis mai 2009, _**_BGL BNP Paribas_**:- fait partie du groupe BNP Paribas, leader européen en matière de services bancaires et financiers._- Avec _**_BGL BNP Paribas_**:- , le Groupe BNP Paribas est le premier employeur du secteur financier et un des...
-
Cdd - Compliance Management Support Officer (H/F)
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinCDD - COMPLIANCE MANAGEMENT SUPPORT OFFICER (H/F) (NUMÉRO DE L'EMPLOI : BGL002703)**_BGL BNP Paribas_**_ est une des plus grandes banques du Grand-Duché de Luxembourg et fait partie du Groupe BNP Paribas._- Elle propose à ses clients particuliers, professionnels, entreprises et de banque privée une gamme particulièrement large de produits financiers et...
-
Junior Tax/vat Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...
-
Cdd Compliance Analyst Ethique Professionnelle
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinCDD COMPLIANCE ANALYST ETHIQUE PROFESSIONNELLE - H/F (NUMÉRO DE L'EMPLOI : BGLCOMPCDD)- Depuis mai 2009, _**_BGL BNP Paribas_**:- fait partie du groupe BNP Paribas, leader européen en matière de services bancaires et financiers._- Avec _**_BGL BNP Paribas_**:- , le Groupe BNP Paribas est le premier employeur du secteur financier et un des plus grands...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg CA Indosuez Wealth (Group) Temps plein**Type de métier**:Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière**Intitulé du poste**:Compliance Officer - Sécurité financière (CDD 12 mois) H/F**Type de contrat**:CDD**Durée (en mois)**:12**Date prévue de prise de fonction**:01/03/2024**Poste avec management**:Non**Missions**:Au sein d'un département positionné au...
-
Investment Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinINVESTMENT COMPLIANCE OFFICER (H/F) - CDD DE 6 MOIS (NUMÉRO DE L'EMPLOI : LUX022157)**_Cardif Lux Vie,_**_ compagnie d'assurance vie luxembourgeoise, exerce et développe ses activités sur le marché local et international._- Elle propose une gamme de produits d'épargne et d'assurance pour une clientèle high-net-worth individual et pour les particuliers...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg CA Indosuez Wealth (Group) Temps plein**Type de métier**:Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière**Intitulé du poste**:Compliance Officer - Abus de Marché (CDD 12 mois) H/F**Type de contrat**:CDD**Durée (en mois)**:12**Date prévue de prise de fonction**:01/03/2024**Poste avec management**:Non**Missions**:Market Integrity Compliance a pour mission de...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Monceau Assurances Temps plein**L'entreprise**Monceau Assurances est un groupe mutualiste d'assurance fortement **empreint d'humanisme** et de **valeurs** telles que l'éthique, le respect, la transparence et l'innovation. Nos 350 collaborateurs sont au service quotidien de nos sociétaires et clients. Grâce à une structure financière solide illustrée par le haut niveau de nos fonds...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Caceis Bank Luxembourg Temps pleinCaceis Bank Luxembourg LuxembourgPosted 2 days ago Contract Competitive- Compliance Officer H/F**Détail de l'offre****Informations générales****Entité**CACEIS est un établissement bancaire, filiale des groupes Crédit Agricole et Santander, spécialisé dans les services financiers aux sociétés de gestion, compagnies d'assurance, fonds de pension,...
-
Corporate Tax Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...
-
Compliance Officer Sécurité Financière
il y a 2 semaines
Luxembourg, Luxembourg CA Indosuez Wealth (Group) Temps plein**Type de métier**:Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière**Intitulé du poste**:Compliance Officer Sécurité Financière - Support et Framework H/F**Type de contrat**:CDD**Durée (en mois)**:12**Date prévue de prise de fonction**:01/04/2024**Poste avec management**:Non**Cadre / Non Cadre**:Non cadre**Missions**:Le...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Axis Temps pleinOur client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in...DescriptionOur client is searching for an experienced Compliance...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Axis Temps pleinOur client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in...DescriptionOur client is searching for an experienced Compliance...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg CSC (Corporation Service Company) Temps pleinCompliance OfficerCSC Luxembourg**Full time, HybridThe positionAs Compliance Officer you will be responsible for a wide range of activities.Your responsibilities will include but will not be limited to: Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws Identify and assess the compliance risk of the...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg TRUSTMOORE Temps pleinWHAT WILL YOU DO?As Compliance Officer, you are part of our compliance department which ensures that we, and our clients, comply with all applicable laws and regulations in all countries where our services are offered, as well as supervisory requirements and internal policies and procedures. However, the definition of 'compliance' within Trustmoore covers...
-
Compliance Officer
il y a 1 semaine
Luxembourg, Luxembourg Abiomis Temps plein(Senior) Compliance Officer - PSF Très Dynamique, Télétravail Pour un PSF spécialisé, notre équipe recrute actuellement un (Senior) Compliance Officer ayant de l'expérience dans l'administration d'un portefeuille de fonds d'investissements.Avec un grand focus sur divers véhicules d'investissements, le PSF propose un service complet et varié. De la...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg European Investment Bank Temps pleinThe EIB, the European Union's bank, is seeking to recruit for its Group Risk & Compliance Directorate (GR&C) - Office of the Group Chief Compliance Officer (GR&C-OCCO) - Group Operational and Regulatory Compliance Department (GORC) - Compliance Operations Division (OPS) - Compliance Operations Unit 2 (Unit 2) at its headquarters in Luxembourg, a (Associate)...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Axis Temps pleinRattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos...**Description**Rattaché à l'équipe Compliance,...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinCOMPLIANCE OFFICER - H/F (NUMÉRO DE L'EMPLOI :CMP The Securities Services business of BNP Paribas is one of Europe's leading providers of custody services for securities._ The Luxembourg branch plays a major part in its operations, offering clients high valueadded services extending from custody to securities lending, fund administration, performance...
