Regulatory Officer

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To...

Front Office Regulatory SupportYour role & work environment Within ING WB Corporate Sector and Real Estate Finance Luxembourg (CSC & REF) there is an opening for a Front Office Regulatory Support.The team provides Financial Markets, Lending, Trade Finance, Payments & Capital Markets and advisory services to legal entities within the EMEA region. Clients...

We are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...

(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

**Type de métier**:Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière**Intitulé du poste**:Senior Compliance Officer Regulatory H/F**Type de contrat**:CDI**Date prévue de prise de fonction**:01/07/2023**Poste avec management**:Non**Missions**:Au sein de ce département positionné au cœur de l'activité et en contact régulier...

FCC Regulatory Officer (M/F)At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and...

M&G plc. LuxembourgPosted 1 day ago Permanent Competitive FCC Regulatory Officer (M/F) At M&G our purpose is- to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new...

Senior Regulatory Compliance Officer (M/F)ING Luxembourg is looking for a full-time Senior Regulatory Compliance officer to support the current team.Job descriptionAs member of the Regulatory team, your purpose is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Financial Market and Investor's Protection, Market Conduct,...

Caceis Bank Luxembourg LuxembourgPosted 1 day ago Contract Competitive- Regulatory Reporting Officer H/F**Détail de l'offre****Informations générales****Entité**CACEIS est un établissement bancaire, filiale des groupes Crédit Agricole et Santander, spécialisé dans les services financiers aux sociétés de gestion, compagnies d'assurance, fonds de...

LearnDevelop Grow But always:Share value:Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We're excited about the future because we are the...

LearnDevelop Grow But always:Share value:Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We're excited about the future because we are the...

Regulatory Reporting Officer H/F**Détail de l'offre****Informations générales****Entité**CACEIS est la filiale d'asset servicing des groupes Crédit Agricole et Santander, dédiée aux sociétés de gestion, compagnies d'assurance, fonds de pension, banques, fonds de private equity et real estate, brokers et grandes entreprises.Présent en Europe, en...

We are thrilled to present an opportunity to work with our esteemed partner, a private bank, with whom we have built a strong and fruitful relationship. As part of our ongoing collaboration, we are seeking a dedicated professional to join their multicultural team, and reporting to the Chief Compliance Officer. This position offers a challenging opportunity...

du poste- Au sein de ce département positionné au cœur de l'activité et en contact régulier avec des interlocuteurs de différents niveaux hiérarchiques, vous aurez pour mission d'assister le Head of Regulatory Compliance dans la bonne mise en œuvre de la politique de Compliance Regulatory, et d'assurer l'identification, l'évaluation et la gestion du...

THE COMPANY:We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer.THE RESPONSIBILITIES: Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); Identify the compliance risks...

ABOUT US We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and...

ABOUT US We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative,...

ABOUT USWe are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and...