Securities Services, Luxembourg Regulatory Practice

il y a 2 semaines


Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps plein

Securities Services
J.P. Morgan Securities Services, a division of the Corporate & Investment Bank (CIB), is a global industry leader with

$31 trillion in assets under custody . J.P. Morgan Securities Services provides innovative global custody, fund accounting and administration, and depositary services to the world's largest institutional investors, alternative and traditional asset managers and private equity firms, along with ancillary services including but not limited to the foreign exchange, securities lending, collateral management and liquidity solutions.

Opportunity
J.P.

Morgan SE Luxembourg branch ( with assets under custody of $2.7 trillion) is a well-established and growing European service and operations hub, offering our clients a broad range of Securities Services products and services to help them succeed in implementation of their business strategies.


Job responsibilities:

  • Ownership and evolution of the local regulatory operating and governance model in line with changing business needs, client demand and the broader risk management and controls considerations, ensuring alignment to the global standards, processes and best practices
  • Monitor incountry and EU regulatory landscape, formulate forward looking regulatory inventory, and proactively assess business and client impacts and perform formal gap analysis
  • Maintain a robust and disciplined controls framework including governance, reporting, business processes to mitigate risks associated with regulatory change management
  • In consultation with Securities Services product and control partners, formulate and propose readiness strategies in order to ensure mandatory compliance with regulatory reforms
  • Anticipate client demand for regulatory service solutions, and in conjunction with product partners formulate and propose how products and services should be adapted to help clients meet their regulatory obligations
  • Represent J.P. Morgan in the local industry discussions, working groups and advocacy efforts where required in an effort to ensure proposed legislations are sustainable, practically viable and achieve intended objectives for J.P. Morgan, our clients and broader marketplace
  • Identify and propose opportunities to monetize regulatory service solutions, where clients may require bespoke services and/or regulatory solutions to help them meet their regulatory obligations
  • Develop and implement a targeted and proactive client engagement strategy on regulatory reforms to include oneonone meetings, client roundtables, and regulatory client webinars
  • Develop market leading thought leadership content including regulatory publications and client facing materials, to project J.P. Morgan expertise and our innovative regulatory solutions to clients
  • Lead or support planned and unplanned projects and initiatives at a location and/or regional level, as required

Required qualifications, capabilities, and skills

  • Strong understanding and practical experience within the Securities Services (custody, fund administration, transfer agency, depositary/trustee services, collateral management, etc) and/or investment management products and services, preferably in a similar function
  • A background of 5+ years in the financial services industry preferred (securities services, asset management, wealth management, pensions/insurance, banking)
  • Compliance, regulatory consultancy and/or business/product control experience is a bonus
  • Good working understanding of the Luxembourg and broader European financial services industry and familiarity with local/EU regulatory landscape
  • Client facing experience, preferably at a key stakeholder/decision maker level
  • Industry facing experience, preferably through participation in key industry working groups and being actively engaged in industry associations is a bonus
  • German language skills would be a bonus

Preferred qualifications, capabilities, and skills

  • Strong leadership skills and ability to effectively navigate large matrix organisations
  • Proven track record of endtoend ownership, excellence in execution and ability to achieve results
  • Excellent analytical skills, with exceptional attention to detail
  • Ability to demonstrate inclusion of risk and control parameters in business activities and create effective partnerships with control partners (Legal, Compliance, Business Control)
  • Superb verbal and written communication skills; prior experience with technical client facing content development is a bonus
  • Excellent MS Office skills including Powerpoint etc
J.P.

Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors.

Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

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